Fiscal Year

2022

Case Number

A-21341-82484

Case Status

Certified

Received Date

2021-12-29

Decision Date

2022-08-22

Refile

N

Original File Date

2022-01-01 11:53:49

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

NATWEST MARKETS SECURITIES INC.

Employer Name Slug

natwest-markets-securities-inc

Employer Address 1

600 WASHINGTON BLVD

Employer Address 2

Employer City

STAMFORD

Employer City Slug

stamford

Employer State

CONNECTICUT

Employer State Slug

connecticut

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

6901

Employer Phone

2038974798

Employer Number of Employees

279

Employer Year Commenced Business

1981

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Jackie New

Employer Contact Address 1

600 Washington Blvd

Employer Contact Address 2

Employer Contact City

Stamford

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6901

Employer Contact Phone

2038974798

Employer Contact Email

Jackie.New@natwestmarkets.com

Agent Attorney Name

David W Johnson

Agent Attorney Firm Name

Gibney, Anthony Flaherty, LLP

Agent Attorney Phone

2127059828

Agent Attorney Address 1

Gibney, Anthony Flaherty, LLP

Agent Attorney Address 2

665 Fifth Avenue

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10022

Agent Attorney Email

djohnson@gibney.com

PW Track Number

P10021011005133

PW SOC Code

41-3031

PW SOC Title

Securities, Commodities, and Financial Services Sales Agents

PW Skill Level

Level IV

PW Wage

197766.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-05-19

PW Expiration Date

2021-08-17

Wage Offer From

197766.00

Wage Offer To

0.00

Average Salary

197766.00

Wage Unit of Pay

Year

Worksite Address 1

600 Washington Blvd

Worksite Address 2

Worksite City

Stamford

Worksite City Slug

stamford

Worksite State

CONNECTICUT

Worksite Postal Code

6901

Job Title

VP, Options Trader

Job Title Slug

vp-options-trader

Minimum Education

Master's

Major Field of Study

Financial Engineering, Math, Physics or related quantitative field

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Position offered or Quantitative Researcher or related role within the investment banking industry

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Full term of required experience must includebr Participating in global research and development efforts on interest rate products, including Treasury bond and interest rate swaps; Designing and implementing new pricing, hedging and risk control algorithms based on mathematical formulas and rigorous back testing; Defining and validating model parameters and risk control limits used in current trading systems to ensure best performance; Applying financial modelling to value complex instruments; Performing evaluation and analysis of historical market data utilizing advanced data analysis and statistical methods; Analyzing trades and inquiries in probabilistic frameworks, and developing and improving newexisting probabilitybased pricing models; Developing new and improving existing interest rate models utilizing advanced stochastic calculus; Developing efficient Excel spreadsheet tools and working with IT to specify application details, providing feedback and checking results; Utilizing Python to generate new trading ideas, manage risk properly, explain PL, debug any issues in the process and improve proficiency; and Building interest rate models and applying the model in a real trading and hedging environment. Must have a Series 7 license.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-08-09

SWA Job Order End Date

2021-09-09

Sunday Edition Newspaper

Y

First Newspaper Name

The Stamford Advocate

First Advertisement Start Date

2021-08-22

Second Newspaper Ad Name

The Stamford Advocate

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-08-29

Employer Website From Date

2021-08-05

Employer Website To Date

2021-08-20

Professional Organization Ad From Date

2022-01-01 11:53:49

Professional Organization Advertisement To Date

2022-01-01 11:53:49

Job Search Website From Date

2021-08-23

Job Search Website To Date

2021-09-06

Employee Referral Program From Date

2021-08-05

Employee Referral Program To Date

2021-08-20

Local Ethnic Paper From Date

2022-01-01 11:53:49

Local Ethnic Paper To Date

2022-01-01 11:53:49

Radio/TV Ad From Date

2022-01-01 11:53:49

Radio/TV Ad To Date

2022-01-01 11:53:49

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCIAL ENGINEERING

Foreign Worker Years of Education Completed

2015

Foreign Worker Institution of Education

COLUMBIA UNIVERSITY

Foreign Worker Education Institution Address 1

500 W 120TH STREET

Foreign Worker Education Institution Address 2

#510

Foreign Worker Education Institution City

NEW YORK

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

10027

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

David W Johnson

Preparer Title

Partner

Preparer Email

djohnson@gibney.com

Employer Information Declaration Name

Jacqueline New

Employer Information Declaration Title

Director, Senior HR Business Partner