Fiscal Year

2022

Case Number

A-21321-74595

Case Status

Certified

Received Date

2021-12-01

Decision Date

2022-07-20

Refile

N

Original File Date

2022-01-01 11:45:22

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SKY Harbor Capital Management, LLC

Employer Name Slug

sky-harbor-capital-management-llc

Employer Address 1

20 Horseneck Lane

Employer Address 2

Employer City

Greenwich

Employer City Slug

greenwich

Employer State

CONNECTICUT

Employer State Slug

connecticut

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

6830

Employer Phone

203 769-8800

Employer Number of Employees

25

Employer Year Commenced Business

2011

NAICS Code

523920

FW Ownership Interest

N

Employer Contact Name

Gordon Eng

Employer Contact Address 1

20 Horseneck Lane

Employer Contact Address 2

Employer Contact City

Greenwich

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6830

Employer Contact Phone

203 769-8800

Employer Contact Email

geng@skyhcm.com

Agent Attorney Name

ShinI Lowe

Agent Attorney Firm Name

Littler Mendelson, P.C.

Agent Attorney Phone

3054007533

Agent Attorney Address 1

333 SE 2nd Avenue

Agent Attorney Address 2

Suite 2700

Agent Attorney City

Miami

Agent Attorney State/Province

FLORIDA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

33131

Agent Attorney Email

slowe@littler.com

PW Track Number

P10021014014111

PW SOC Code

13-2051

PW SOC Title

Financial Analysts

PW Skill Level

Level IV

PW Wage

147784.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-05-25

PW Expiration Date

2021-08-23

Wage Offer From

147784.00

Wage Offer To

0.00

Average Salary

147784.00

Wage Unit of Pay

Year

Worksite Address 1

20 Horseneck Lane

Worksite Address 2

Worksite City

Greenwich

Worksite City Slug

greenwich

Worksite State

CONNECTICUT

Worksite Postal Code

6830

Job Title

Director Strategic Business Development Northern Europe

Job Title Slug

director-strategic-business-development-northern-europe

Minimum Education

Master's

Major Field of Study

Finance

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Capital Markets or related field

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Account Executive or Relationship Manager with responsibility for promoting, contd in H.14

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

3 YEARS OF EXPERIENCE IN JOB OR AS AN ACCOUNT EXECUTIVE OR RELATIONSHIP MANAGER WITH RESPONSIBILITY FOR PROMOTING, MARKETING AND DISTRIBUTING UCITS AND SEPARATELY MANAGED MANDATES TO EUROPEAN INSTITUTIONAL INVESTORS WITH PARTICULAR EXPERTISE IN LUXEMBOURG, GERMANY, AUSTRIA, SWEDEN, DENMARK, NORWAY, FINLAND AND SWITZERLAND. SPECIFIC SKILLS OR OTHER REQUIREMENTSbr 3 YEARS AS A PRODUCT SPECIALIST IN US HIGH YIELD STRATEGIES. CFA DESIGNATION PREFERRED. 3 YEARS MANAGERIAL OR SUPERVISORY EXPERIENCE WITH A MIFID FINANCIAL SERVICES ENTITY AND RESPONSIBILITY FOR COMPLIANCE, RISK MANAGEMENT, KYC, AMLCTF, AND DISTRIBUTION INCLUDING AUTHORING AND ISSUING CORRESPONDING REPORTS IN ACCORDANCE WITH MIFID AND THE REGULATIONS PROMULGATED THEREUNDER. 3 YEARS IN MANAGING AND NEGOTIATING CONTRACTS WITH THIRDPARTY SERVICE PROVIDERS TO EUROPEANBASED FINANCIAL SERVICES COMPANY E.G. ACCOUNTING, AUDIT, RISK MANAGEMENT, TAX, DISTRIBUTION; ANDbr 3 YEARS IN REPRESENTING A MIFID FINANCIAL SERVICES FIRM BEFORE AN EU SECURITIES REGULATOR.br br marketing and distributing UCITS and separately managed mandates to European institutional investors with particular expertise in Luxembourg, Germany, Austria, Sweden, Denmark, Norway, Finland and Switzerland.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-08-16

SWA Job Order End Date

2021-09-21

Sunday Edition Newspaper

Y

First Newspaper Name

Greenwich Time

First Advertisement Start Date

2021-08-15

Second Newspaper Ad Name

Greenwich Time

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-08-22

Employer Website From Date

2021-07-30

Employer Website To Date

2021-09-15

Professional Organization Ad From Date

2022-01-01 11:45:22

Professional Organization Advertisement To Date

2022-01-01 11:45:22

Job Search Website From Date

2021-08-11

Job Search Website To Date

2021-09-10

Employee Referral Program From Date

2022-01-01 11:45:22

Employee Referral Program To Date

2022-01-01 11:45:22

Local Ethnic Paper From Date

2021-08-27

Local Ethnic Paper To Date

2021-08-27

Radio/TV Ad From Date

2022-01-01 11:45:22

Radio/TV Ad To Date

2022-01-01 11:45:22

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

GERMANY

Foreign Worker Birth Country

GERMANY

Class of Admission

L-1

Foreign Worker Education

Master's

Foreign Worker Information: Major

CORPORATE FINANCE AND INVESTMENT

Foreign Worker Years of Education Completed

2009

Foreign Worker Institution of Education

LONDON METROPOLITAN UNIVERSITY

Foreign Worker Education Institution Address 1

166220 HOLLOWAY ROAD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

LONDON

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

UNITED KINGDOM

Foreign Worker Education Institution Postal Code

N78DB

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

ShinI Lowe

Preparer Title

Attorney at Law

Preparer Email

slowe@littler.com

Employer Information Declaration Name

Gordon Eng

Employer Information Declaration Title

General Counsel Chief Compliance Officer