Fiscal Year

2022

Case Number

A-21182-11097

Case Status

Certified

Received Date

2021-10-08

Decision Date

2022-05-13

Refile

N

Original File Date

2022-01-01 11:27:21

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

BOFA SECURITIES, INC.

Employer Name Slug

bofa-securities-inc

Employer Address 1

ONE BRYANT PARK

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

6468551847

Employer Number of Employees

213000

Employer Year Commenced Business

2015

NAICS Code

522110

FW Ownership Interest

N

Employer Contact Name

Rachel Goldin

Employer Contact Address 1

1114 AVENUE OF THE AMERICAS

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

6468551847

Employer Contact Email

rachel.goldin@bofa.com

Agent Attorney Name

Isha Atassi

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

hklein@fragomen.com

PW Track Number

P10020350961691

PW SOC Code

13-2099

PW SOC Title

Risk Management Specialists

PW Skill Level

Level III

PW Wage

94786.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-05-10

PW Expiration Date

2021-08-08

Wage Offer From

192360.00

Wage Offer To

0.00

Average Salary

192360.00

Wage Unit of Pay

Year

Worksite Address 1

100 N Tryon Street

Worksite Address 2

Worksite City

Charlotte

Worksite City Slug

charlotte

Worksite State

NORTH CAROLINA

Worksite Postal Code

28255

Job Title

VP / EAC Compliance & Operational Risk Manager

Job Title Slug

vp-eac-compliance-operational-risk-manager

Minimum Education

Master's

Major Field of Study

Finance, Management Information Systems, Business Administration, Analytics or related

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Job offered or a related risk management occupation.

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Must include 3 years of experience in each of the following Providing recommendations on various Lines of Business on compliance with regulations and industry standards globally on information barrierrelated matters; Conducting daytoday activities in a Global Control Room with to analyze the functioning of the GCR; Developing, testing and implementing compliance and operational risk systems, including performance and executive reporting for key business metrics; Developing and improving operational model for covering specific compliance and operational risk areas; and Developing and enhancing methodologies used for detection of suspicious activity.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-06-08

SWA Job Order End Date

2021-07-12

Sunday Edition Newspaper

Y

First Newspaper Name

The Charlotte Observer

First Advertisement Start Date

2021-06-13

Second Newspaper Ad Name

The Charlotte Observer

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-06-20

Employer Website From Date

2022-01-01 11:27:21

Employer Website To Date

2022-01-01 11:27:21

Professional Organization Ad From Date

2021-06-14

Professional Organization Advertisement To Date

2021-06-23

Job Search Website From Date

2021-06-17

Job Search Website To Date

2021-06-28

Employee Referral Program From Date

2022-01-01 11:27:21

Employee Referral Program To Date

2022-01-01 11:27:21

Local Ethnic Paper From Date

2021-06-17

Local Ethnic Paper To Date

2021-06-17

Radio/TV Ad From Date

2022-01-01 11:27:21

Radio/TV Ad To Date

2022-01-01 11:27:21

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

HONG KONG

Foreign Worker Birth Country

HONG KONG

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

2012

Foreign Worker Institution of Education

THE UNIVERSITY OF MICHIGAN

Foreign Worker Education Institution Address 1

4901 EVERGREEN RD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

DEARBORN

Foreign Worker Education Institution State/Province

MI

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

48128

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Isha Atassi

Preparer Title

Partner

Preparer Email

hklein@fragomen.com

Employer Information Declaration Name

Rachel Goldin

Employer Information Declaration Title

Senior Vice President