Fiscal Year

2022

Case Number

A-21265-48105

Case Status

Certified

Received Date

2021-11-24

Decision Date

2022-05-12

Refile

N

Original File Date

2022-01-01 11:26:56

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

BOFA SECURITIES, INC.

Employer Name Slug

bofa-securities-inc

Employer Address 1

ONE BRYANT PARK

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

6468551847

Employer Number of Employees

213000

Employer Year Commenced Business

2015

NAICS Code

522110

FW Ownership Interest

N

Employer Contact Name

Rachel Goldin

Employer Contact Address 1

1114 AVENUE OF THE AMERICAS

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

6468551847

Employer Contact Email

rachel.goldin@bofa.com

Agent Attorney Name

Isha Atassi

Agent Attorney Firm Name

FRAGOMEN, DEL REY, BERNSEN LOEWY, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

hklein@fragomen.com

PW Track Number

P10020364982021

PW SOC Code

15-2031

PW SOC Title

Operations Research Analysts

PW Skill Level

Level II

PW Wage

87776.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-05-10

PW Expiration Date

2021-08-08

Wage Offer From

200000.00

Wage Offer To

0.00

Average Salary

200000.00

Wage Unit of Pay

Year

Worksite Address 1

One Bryant Park

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10036

Job Title

Vice President; Business Controls Specialist

Job Title Slug

vice-president-business-controls-specialist

Minimum Education

Bachelor's

Major Field of Study

Bus Admin, Fin, Econ or related

Required Training

N

Required Experience

Y

Required Experience Months

60

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

Job offered or related Finance occupation

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Must have 5 years of progressively responsible experience in the job offered or a related Finance occupation. Must include 5 years of experience in each of the following Identifying key patterns in large set of Sales and Trading data to distinguish the root cause of potential trading irregularities; Working across multiple functions to deliver large scaled projects and remediateadhere to regulatory deliverables; Performing detailed review of market volatility in bond, CDS and ETF trading products to identify continuous improvements to trading and surveillance tools; Translating global trading related compliance policies into actionable controls to identify potential market manipulations; and, Leveraging market and trading venue knowledge to develop procedures and processes to monitor large scale market trading orders activity place and execute on thirdparty platform and venue.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-06-13

SWA Job Order End Date

2021-07-16

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-06-20

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-06-27

Employer Website From Date

2022-01-01 11:26:56

Employer Website To Date

2022-01-01 11:26:56

Professional Organization Ad From Date

2021-06-22

Professional Organization Advertisement To Date

2021-07-01

Job Search Website From Date

2021-06-20

Job Search Website To Date

2021-06-29

Employee Referral Program From Date

2022-01-01 11:26:56

Employee Referral Program To Date

2022-01-01 11:26:56

Local Ethnic Paper From Date

2021-06-23

Local Ethnic Paper To Date

2021-06-23

Radio/TV Ad From Date

2022-01-01 11:26:56

Radio/TV Ad To Date

2022-01-01 11:26:56

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION

Foreign Worker Years of Education Completed

2006

Foreign Worker Institution of Education

INDIAN INSTITUTE OF MANAGEMENT CALCUTTA

Foreign Worker Education Institution Address 1

DIAMOND HARBOUR RD, JOKA

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

KOLKATA

Foreign Worker Education Institution State/Province

WEST BENGAL

Foreign Worker Education Institution Country

INDIA

Foreign Worker Education Institution Postal Code

700104

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Isha Atassi

Preparer Title

Partner

Preparer Email

hklein@fragomen.com

Employer Information Declaration Name

Rachel Goldin

Employer Information Declaration Title

Senior Vice President