Fiscal Year

2022

Case Number

A-20275-06135

Case Status

Certified

Received Date

2021-11-19

Decision Date

2022-05-12

Refile

N

Original File Date

2022-01-01 11:26:23

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

Standard Poors Financial Services LLC

Employer Name Slug

standard-poors-financial-services-llc

Employer Address 1

55 Water Street

Employer Address 2

Employer City

New York

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10041

Employer Phone

2120438-3096

Employer Number of Employees

23000

Employer Year Commenced Business

1917

NAICS Code

523930

FW Ownership Interest

N

Employer Contact Name

Alva Velasquez

Employer Contact Address 1

55 Water Street

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10041

Employer Contact Phone

2120438-3096

Employer Contact Email

alva.velasquez@spglobal.com

Agent Attorney Name

Derek M Sewall

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

dsewall@fragomen.com

PW Track Number

P10020275853611

PW SOC Code

13-1041

PW SOC Title

Regulatory Affairs Specialists

PW Skill Level

Level I

PW Wage

52333.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-03-03

PW Expiration Date

2021-06-30

Wage Offer From

110800.00

Wage Offer To

230200.00

Average Salary

170500.00

Wage Unit of Pay

Year

Worksite Address 1

55 Water Street

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10041

Job Title

Covering Compliance Officer

Job Title Slug

covering-compliance-officer

Minimum Education

Bachelor's

Major Field of Study

Business, Finance, Economics, Law, or a related field

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

N

Accept Alternative Occupation Months

Accept Alternative Job Title

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Must have working knowledge of the following skills gained through coursework or experience interpreting and providing advice based on the Securities and Exchange Act of 1934; conducting investigations of potential violations of law or regulations and drafting memoranda documenting the facts and conclusions around the investigations; gathering facts via interviewing and document review; responding to requests from financial regulatory bodies; creating and providing educational training; and analyzing data and metrics and identifying trends.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-06-08

SWA Job Order End Date

2021-07-10

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-06-13

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-06-20

Employer Website From Date

2022-01-01 11:26:23

Employer Website To Date

2022-01-01 11:26:23

Professional Organization Ad From Date

2022-01-01 11:26:23

Professional Organization Advertisement To Date

2022-01-01 11:26:23

Job Search Website From Date

2021-06-13

Job Search Website To Date

2021-06-28

Employee Referral Program From Date

2022-01-01 11:26:23

Employee Referral Program To Date

2022-01-01 11:26:23

Local Ethnic Paper From Date

2021-06-16

Local Ethnic Paper To Date

2021-06-16

Radio/TV Ad From Date

2021-06-17

Radio/TV Ad To Date

2021-06-17

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CANADA

Foreign Worker Birth Country

SERBIA

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ECONOMICS

Foreign Worker Years of Education Completed

2011

Foreign Worker Institution of Education

QUEENS UNIVERSITY

Foreign Worker Education Institution Address 1

99 UNIVERSITY AVENUE

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

KINGSTON

Foreign Worker Education Institution State/Province

ONTARIO

Foreign Worker Education Institution Country

CANADA

Foreign Worker Education Institution Postal Code

K7L 3N6

Foreign Worker Experience with Employer

N/A

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Derek M Sewall

Preparer Title

Associate Attorney

Preparer Email

dsewall@fragomen.com

Employer Information Declaration Name

Lisette Abdulhaqq

Employer Information Declaration Title

Sr. People Generalist