Fiscal Year

2022

Case Number

A-21160-98557

Case Status

Certified-Expired

Received Date

2021-09-29

Decision Date

2022-04-04

Refile

N

Original File Date

2022-01-01 11:12:08

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

BOFA SECURITIES, INC.

Employer Name Slug

bofa-securities-inc

Employer Address 1

ONE BRYANT PARK

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

6468551847

Employer Number of Employees

213000

Employer Year Commenced Business

2015

NAICS Code

522110

FW Ownership Interest

N

Employer Contact Name

Rachel Goldin

Employer Contact Address 1

1114 AVENUE OF THE AMERICAS

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

6468551847

Employer Contact Email

rachel.goldin@bofa.com

Agent Attorney Name

Isha Atassi

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

hklein@fragomen.com

PW Track Number

P10020338936049

PW SOC Code

13-2061

PW SOC Title

Financial Examiners

PW Skill Level

Level II

PW Wage

98925.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-04-13

PW Expiration Date

2021-07-12

Wage Offer From

101000.00

Wage Offer To

0.00

Average Salary

101000.00

Wage Unit of Pay

Year

Worksite Address 1

One Bryant Park

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10036

Job Title

VP; Compliance & Operational Risk Specialist

Job Title Slug

vp-compliance-operational-risk-specialist

Minimum Education

Bachelor's

Major Field of Study

Math, Economics, Accounting, Bus Administration or related

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Job offered or a related Finance occupation

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Must include 3 years of experience in each of the following Responding to regulatory inquiries and developing reports to regulators during audit exams, internal dashboards, and metrics for global governance routines; Creating processes for regulatory change identification, due diligence, and business challenges to develop Compliances strategic direction and facilitate to business operations; Developing Operational Risk Programs through Scenario Analysis, Process, Risk and Control Inventories, and approval of Operational Losses; and, Designing Risk and Control SelfAssessments, Target Assessments, and Coverage Plans to monitor and test activities for High Risk Processes. The employer will accept 2 years of experience in lieu of a Bachelors degree in a stated field. Any suitable combination of education, training, or experience is acceptable.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-05-06

SWA Job Order End Date

2021-06-09

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-05-16

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-05-23

Employer Website From Date

2022-01-01 11:12:08

Employer Website To Date

2022-01-01 11:12:08

Professional Organization Ad From Date

2021-05-17

Professional Organization Advertisement To Date

2021-05-26

Job Search Website From Date

2021-05-16

Job Search Website To Date

2021-05-25

Employee Referral Program From Date

2022-01-01 11:12:08

Employee Referral Program To Date

2022-01-01 11:12:08

Local Ethnic Paper From Date

2021-05-19

Local Ethnic Paper To Date

2021-05-19

Radio/TV Ad From Date

2022-01-01 11:12:08

Radio/TV Ad To Date

2022-01-01 11:12:08

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

BRAZIL

Foreign Worker Birth Country

BRAZIL

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

INTERNATIONAL RELATIONS SEE H.14

Foreign Worker Years of Education Completed

2015

Foreign Worker Institution of Education

ANHEMBI MORUMBI UNIVERSITY

Foreign Worker Education Institution Address 1

RUA CASA DO ATOR, 275

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

SAO PAULO

Foreign Worker Education Institution State/Province

SAO PAULO

Foreign Worker Education Institution Country

BRAZIL

Foreign Worker Education Institution Postal Code

4546

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Isha Atassi

Preparer Title

Partner

Preparer Email

hklein@fragomen.com

Employer Information Declaration Name

Rachel Goldin

Employer Information Declaration Title

Senior Vice President