Fiscal Year

2022

Case Number

A-21207-22324

Case Status

Certified-Expired

Received Date

2021-07-30

Decision Date

2022-01-18

Refile

N

Original File Date

2022-01-01 10:47:11

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

20000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Flr 16

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7491

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

Amy Dalal

Agent Attorney Firm Name

Ogletree Deakins

Agent Attorney Phone

(919) 787-9700

Agent Attorney Address 1

PO Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

amy.dalal@ogletreedeakins.com

PW Track Number

P10021026034135

PW SOC Code

41-3031

PW SOC Title

Sales Agents, Financial Services

PW Skill Level

Level IV

PW Wage

196976.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-06-08

PW Expiration Date

2021-09-06

Wage Offer From

250000.00

Wage Offer To

0.00

Average Salary

250000.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

13th Floor

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Associate Director, Investment Banking Associate

Job Title Slug

associate-director-investment-banking-associate

Minimum Education

Bachelor's

Major Field of Study

International Business

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance, Accounting, Economics or related field

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Credit Risk Analyst Credit Risk Officer, Credit Risk Analyst or related financial services role

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Bachelors degree or foreign equivalent in International Business, Finance, Accounting, Economics or related field and three 3 years of experience in the job offered or as a Credit Risk Analyst Credit Risk Officer, Credit Risk Analyst or related financial services role. Position requires experience with the following skills and technologies extensive experience with formal credit and financial modeling; experience working across different leverage finance and sponsor transactions, including Leverage BuyOuts, acquisition financings, refinancings and restructurings; solid understanding and experience with regulatory requirements, especially US regulatory guidelines on Leveraged Lending and to include experience with Shared National Credit examinations; demonstrated ability to manage a portfolio of counterparties for quarterly performance monitoring in order to assess Regulatory Risk Ratings; and thorough understanding of Excel, PowerPoint and Word. Must currently hold the SIE Securities Industry Essentials, Series 79 and 63 securities licenses or willing to obtain upon joining.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-02-02

SWA Job Order End Date

2021-03-04

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-03-14

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-03-21

Employer Website From Date

2021-03-19

Employer Website To Date

2021-04-01

Professional Organization Ad From Date

2022-01-01 10:47:11

Professional Organization Advertisement To Date

2022-01-01 10:47:11

Job Search Website From Date

2021-03-14

Job Search Website To Date

2021-03-21

Employee Referral Program From Date

2021-03-19

Employee Referral Program To Date

2021-04-01

Local Ethnic Paper From Date

2022-01-01 10:47:11

Local Ethnic Paper To Date

2022-01-01 10:47:11

Radio/TV Ad From Date

2022-01-01 10:47:11

Radio/TV Ad To Date

2022-01-01 10:47:11

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

IRELAND

Foreign Worker Birth Country

IRELAND

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

INTERNATIONAL BUSINESS

Foreign Worker Years of Education Completed

2014

Foreign Worker Institution of Education

NORTHEASTERN UNIVERSITY

Foreign Worker Education Institution Address 1

360 HUNTINGTON AVENUE

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

BOSTON

Foreign Worker Education Institution State/Province

MA

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

2115

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Amy R Dalal

Preparer Title

Attorney

Preparer Email

amy.dalal@ogletreedeakins.com

Employer Information Declaration Name

Scott Jensen

Employer Information Declaration Title

Executive Director