Fiscal Year

2022

Case Number

A-21195-16970

Case Status

Certified-Expired

Received Date

2021-07-22

Decision Date

2022-01-05

Refile

N

Original File Date

2022-01-01 10:42:36

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

MORGAN STANLEY SERVICES GROUP INC

Employer Name Slug

morgan-stanley-services-group-inc

Employer Address 1

1585 BROADWAY

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

212-761-4000

Employer Number of Employees

64008

Employer Year Commenced Business

1935

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Joanna Lau

Employer Contact Address 1

1585 Broadway

Employer Contact Address 2

18th Floor

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

212-761-9436

Employer Contact Email

Joanna.lau@morganstanley.com

Agent Attorney Name

Katherine MacIlwaine

Agent Attorney Firm Name

Ogletree Deakins

Agent Attorney Phone

(212) 492-2500

Agent Attorney Address 1

PO Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

katherine.macIlwaine@ogletreedeakins.com

PW Track Number

P10020349957938

PW SOC Code

13-1041

PW SOC Title

Regulatory Affairs Specialists

PW Skill Level

Level III

PW Wage

85946.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-04-26

PW Expiration Date

2021-07-25

Wage Offer From

118500.00

Wage Offer To

0.00

Average Salary

118500.00

Wage Unit of Pay

Year

Worksite Address 1

1633 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Director, Legal and Compliance

Job Title Slug

director-legal-and-compliance

Minimum Education

Master's

Major Field of Study

Law degree in Corporate Compliance Law

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Business Administration, or a related field of study.

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Director of Compliance, or related occupation in the financial industry.

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Requires three 3 years of experience with Ediscovery tools including Relativity and OmniX; Tableau; communicating and coordinating with regulators and responding to regulatory requests; institutional and retail business; Word; Excel; PowerPoint; SharePoint; regulatory tracking systems including GRAMS and Openpages; ecommunication production tools including Information Technology Request for Data ITRFD; confidential supervisory information CSI; reporting and metrics; and coordinating regulatory examinations by the NFA, SEC, state regulators, and other exchange.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-05-11

SWA Job Order End Date

2021-06-14

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-05-23

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-05-30

Employer Website From Date

2021-05-11

Employer Website To Date

2021-06-14

Professional Organization Ad From Date

2022-01-01 10:42:36

Professional Organization Advertisement To Date

2022-01-01 10:42:36

Job Search Website From Date

2022-01-01 10:42:36

Job Search Website To Date

2022-01-01 10:42:36

Employee Referral Program From Date

2021-05-11

Employee Referral Program To Date

2021-05-26

Local Ethnic Paper From Date

2021-05-26

Local Ethnic Paper To Date

2021-05-26

Radio/TV Ad From Date

2022-01-01 10:42:36

Radio/TV Ad To Date

2022-01-01 10:42:36

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

CORPORATE COMPLIANCE LAWS

Foreign Worker Years of Education Completed

2016

Foreign Worker Institution of Education

FORDHAM UNIVERSITY

Foreign Worker Education Institution Address 1

150 WEST 62ND STREET

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

NEW YORK

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

10023

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Katherine MacIlwaine

Preparer Title

Of Counsel

Preparer Email

katherine.macIlwaine@ogletreedeakins.com

Employer Information Declaration Name

Lau Joanna

Employer Information Declaration Title

Principal Resource Specialist