Fiscal Year

2022

Case Number

A-21166-01650

Case Status

Certified-Expired

Received Date

2021-06-22

Decision Date

2021-12-09

Refile

N

Original File Date

2022-01-01 10:33:58

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

MORGAN STANLEY CO. LLC

Employer Name Slug

morgan-stanley-co-llc

Employer Address 1

1585 BROADWAY

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

212-761-4000

Employer Number of Employees

64008

Employer Year Commenced Business

1935

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Joanna Lau

Employer Contact Address 1

1585 BROADWAY

Employer Contact Address 2

18th Floor

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

212-761-9436

Employer Contact Email

joanna.lau@morganstanley.com

Agent Attorney Name

Katherine MacIlwaine

Agent Attorney Firm Name

Ogletree Deakins

Agent Attorney Phone

(212) 492-2500

Agent Attorney Address 1

P.O. Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

katherine.macIlwaine@ogletreedeakins.com

PW Track Number

P10020244796724

PW SOC Code

13-2051

PW SOC Title

Financial Analysts

PW Skill Level

N/A

PW Wage

94037.00

PW Unit of Pay

Year

PW Wage Source

Other

PW Determination Date

2021-01-05

PW Expiration Date

2021-06-30

Wage Offer From

100000.00

Wage Offer To

0.00

Average Salary

100000.00

Wage Unit of Pay

Year

Worksite Address 1

1585 Broadway

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10036

Job Title

Associate, Prime Brokerage

Job Title Slug

associate-prime-brokerage

Minimum Education

None

Major Field of Study

Required Training

N

Required Experience

Y

Required Experience Months

84

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

5

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

84

Accept Alternative Job Title

Associate, Analyst, or a related occupation.

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Requires five 5 years of experience with appreciation of credit, market and operational risk; global markets, products, and client types; operational flows, trade breaks, cancel corrects, corporate actions and proxies; performing procon analyses on new workflows in order to increase firm efficiency and client experience; in depth knowledge of industry due diligence requirements; financial regulations and their impact to both client and the firm, including Dodd Frank, EMIR, CSDR, MiFid II, Base II and AIFMD; Financial Capital, Legal, Regulatory, and Risk Environments impacting the PB and clearing business; working on automation initiatives to streamline strategic processes, creating capacity, and reduce risk; trade booking, position monitoring and trade break resolution for several execution trading desks; providing training and sharing expertise with colleagues; Outlook; Excel; Word; PowerPoint; and 3rd party vendor platforms including Markit Counterparty Manager, FIA Tech and Intralinks, and Bloomberg.br br Requires FINRA series 7 and series 63 licenses.br br Employer will accept any suitable combination of education, experience, or training.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-03-01

SWA Job Order End Date

2021-03-31

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-02-21

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-02-28

Employer Website From Date

2021-02-19

Employer Website To Date

2021-04-15

Professional Organization Ad From Date

2022-01-01 10:33:58

Professional Organization Advertisement To Date

2022-01-01 10:33:58

Job Search Website From Date

2022-01-01 10:33:58

Job Search Website To Date

2022-01-01 10:33:58

Employee Referral Program From Date

2021-02-19

Employee Referral Program To Date

2021-04-15

Local Ethnic Paper From Date

2021-02-24

Local Ethnic Paper To Date

2021-02-24

Radio/TV Ad From Date

2022-01-01 10:33:58

Radio/TV Ad To Date

2022-01-01 10:33:58

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

UNITED KINGDOM

Foreign Worker Birth Country

UNITED KINGDOM

Class of Admission

L-1

Foreign Worker Education

None

Foreign Worker Information: Major

Foreign Worker Years of Education Completed

Foreign Worker Institution of Education

Foreign Worker Education Institution Address 1

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

Foreign Worker Education Institution Postal Code

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Katherine C MacIlwaine

Preparer Title

Of Counsel

Preparer Email

katherine.macilwaine@ogletree.com

Employer Information Declaration Name

Joanna Lau

Employer Information Declaration Title

Principal Resource Specialist