Fiscal Year

2022

Case Number

A-21162-00035

Case Status

Certified-Expired

Received Date

2021-06-18

Decision Date

2021-11-29

Refile

N

Original File Date

2022-01-01 10:30:38

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

20000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

Brian D Bumgardner

Agent Attorney Firm Name

Ogletree Deakins

Agent Attorney Phone

9197879700

Agent Attorney Address 1

P.O. Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

brian.bumgardner@ogletreedeakins.com

PW Track Number

P10020352966815

PW SOC Code

41-3031

PW SOC Title

Sales Agents, Financial Services

PW Skill Level

Level IV

PW Wage

196976.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-04-30

PW Expiration Date

2021-07-29

Wage Offer From

250000.00

Wage Offer To

0.00

Average Salary

250000.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Director, Investment Banker, Leveraged Finance

Job Title Slug

director-investment-banker-leveraged-finance

Minimum Education

Master's

Major Field of Study

Financial Economics

Required Training

N

Required Experience

Y

Required Experience Months

48

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance or a related field

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

6

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

48

Accept Alternative Job Title

Associate, Associate Director or related Financial services role

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Masters degree or foreign equivalent in Financial Economics, Finance or related field and four 4 years of experience in the job offered or as an Associate, Associate Director or related financial services role. Alternatively, will accept a Bachelors degree and six 6 years of experience. Position requires four 4 years of experience with the following skills and technologies Leveraged finance active deals and financial modeling; left lead deal experience in large cap LBOs, including negotiating terms with the client; preparing marketing materials and leading syndication efforts; serving as key decision maker for leverage finance documentation negotiations; establishing client relationships with cap markets teams in private equity firms; formal credit training through tier 1 bank training program; demonstrated track record of winning business, directly negotiating finance terms and legal documentation with sponsor and corporate clients; active calling track record with demonstrated wins; leading execution teams for leverage buyouts opportunities including quot;left leadquot; experience across loans and HY bonds; and working with US regulatory guidelines on Leveraged Lending. One 1 year of experience serving in a supervisory role, including staffing and preparing performance reviews and promotional recommendations. Experience with Microsoft Excel and Word. Position requires Series 63 and 79 licenses.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2021-03-11

SWA Job Order End Date

2021-04-10

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2021-05-09

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2021-05-16

Employer Website From Date

2021-04-05

Employer Website To Date

2021-04-19

Professional Organization Ad From Date

2022-01-01 10:30:38

Professional Organization Advertisement To Date

2022-01-01 10:30:38

Job Search Website From Date

2021-05-09

Job Search Website To Date

2021-05-16

Employee Referral Program From Date

2021-04-05

Employee Referral Program To Date

2021-04-19

Local Ethnic Paper From Date

2022-01-01 10:30:38

Local Ethnic Paper To Date

2022-01-01 10:30:38

Radio/TV Ad From Date

2022-01-01 10:30:38

Radio/TV Ad To Date

2022-01-01 10:30:38

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

GERMANY

Foreign Worker Birth Country

GERMANY

Class of Admission

L-1

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCIAL ECONOMICS

Foreign Worker Years of Education Completed

2014

Foreign Worker Institution of Education

UNIVERSITY OF OXFORD

Foreign Worker Education Institution Address 1

UNIVERSITY OF OXFORD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

OXFORD

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

UNITED KINGDOM

Foreign Worker Education Institution Postal Code

OX1 2JD

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Brian D Bumgardner

Preparer Title

Attorney

Preparer Email

brian.bumgardner@ogletreedeakins.com

Employer Information Declaration Name

Alexander Sade

Employer Information Declaration Title

Managing Director