Fiscal Year

2022

Case Number

A-21065-59135

Case Status

Certified-Expired

Received Date

2021-05-03

Decision Date

2021-10-04

Refile

N

Original File Date

2022-01-01 10:14:23

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

TD SECURITIES USA LLC

Employer Name Slug

td-securities-usa-llc

Employer Address 1

1 VANDERBILT AVENUE

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10017

Employer Phone

212-827-7000

Employer Number of Employees

850

Employer Year Commenced Business

1987

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Alicia Schwartz

Employer Contact Address 1

31 West 52nd Street

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK 10019

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10019

Employer Contact Phone

2128277618

Employer Contact Email

alicia.schwartz@tdsecurities.com

Agent Attorney Name

Joy E Sanders

Agent Attorney Firm Name

FRAGOMEN, DEL REY, BERNSEN LOEWY, LLP

Agent Attorney Phone

212-688-8555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

joy.sanders@Fragomen.com

PW Track Number

P10020154620377

PW SOC Code

11-3031

PW SOC Title

113031.01Treasurers and Controllers

PW Skill Level

Level II

PW Wage

131518.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-09-24

PW Expiration Date

2021-06-30

Wage Offer From

133250.00

Wage Offer To

0.00

Average Salary

133250.00

Wage Unit of Pay

Year

Worksite Address 1

11325 N. Community House Rd

Worksite Address 2

Worksite City

Charlotte

Worksite City Slug

charlotte

Worksite State

NORTH CAROLINA

Worksite Postal Code

28277

Job Title

Director, Finance

Job Title Slug

director-finance

Minimum Education

Master's

Major Field of Study

Finance, Economics, Business Administration, or related

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

5

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Manager, Analyst, or related

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Position requires a Masters degree, or foreign equivalent, in Finance, Economics, Business Administration, or related field, and two 2 years of experience in the job offered, as Manager, Analyst, or related. Alternatively, employer will accept a Bachelors degree and five 5 years of progressively responsible experience.br br Qualifying experience must include at least two 2 years of experience with each of the following Planning and development activities for quantitative and qualitative models; Performance monitoring of financial models, including establishing monitoring guidelines; Assessing sensitivity and backtesting results and emerging trends in data inputs; Model recalibrations; Knowledge of regulatory framework, including CCAR and regulatory publication on model risk SR 117, SR 1518; and, Setting strategic target state goals, objectives and action plans to achieve the target state goals.br br Employer will accept any suitable combination of education, training, or experience.br br Remote work permitted.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-12-17

SWA Job Order End Date

2021-01-19

Sunday Edition Newspaper

Y

First Newspaper Name

The Charlotte Observer

First Advertisement Start Date

2020-12-06

Second Newspaper Ad Name

The Charlotte Observer

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-12-13

Employer Website From Date

2022-01-01 10:14:23

Employer Website To Date

2022-01-01 10:14:23

Professional Organization Ad From Date

2020-12-09

Professional Organization Advertisement To Date

2020-12-22

Job Search Website From Date

2020-12-10

Job Search Website To Date

2020-12-23

Employee Referral Program From Date

2022-01-01 10:14:23

Employee Referral Program To Date

2022-01-01 10:14:23

Local Ethnic Paper From Date

2020-12-11

Local Ethnic Paper To Date

2020-12-11

Radio/TV Ad From Date

2022-01-01 10:14:23

Radio/TV Ad To Date

2022-01-01 10:14:23

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CANADA

Foreign Worker Birth Country

RUSSIA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION

Foreign Worker Years of Education Completed

2009

Foreign Worker Institution of Education

UNIVERSITY OF PHOENIX

Foreign Worker Education Institution Address 1

4025 SOUTH RIVERPOINT PARKWAY

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PHOENIX

Foreign Worker Education Institution State/Province

AZ

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

85040

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Joy E Sanders

Preparer Title

Senior Associate

Preparer Email

Joy.Sanders@fragomen.com

Employer Information Declaration Name

Alicia Schwartz

Employer Information Declaration Title

Director, HR