Fiscal Year

2021

Case Number

A-20279-07362

Case Status

Certified

Received Date

2020-12-22

Decision Date

2021-08-09

Refile

N

Original File Date

2021-01-01 09:57:40

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS FINANCIAL SERVICES INC.

Employer Name Slug

ubs-financial-services-inc

Employer Address 1

1000 HARBOR BOULEVARD

Employer Address 2

Employer City

WEEHAWKEN

Employer City Slug

weehawken

Employer State

NEW JERSEY

Employer State Slug

new-jersey

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

7086

Employer Phone

201-352-3000

Employer Number of Employees

60000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

Michael J Almonte

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

malmonte@fragomen.com

PW Track Number

P10019346193835

PW SOC Code

13-2052

PW SOC Title

Personal Financial Advisors

PW Skill Level

Level III

PW Wage

163488.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-03-27

PW Expiration Date

2020-06-30

Wage Offer From

163488.00

Wage Offer To

0.00

Average Salary

163488.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Financial Advisor

Job Title Slug

financial-advisor

Minimum Education

Bachelor's

Major Field of Study

Accounting, Business Administration, Finance, Economics, Marketing or related

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Other

Accept Alternative Combination Education Years

2

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Investment Advisor or related

Job Opportunity Requirements Normal

N

Foreign Language Required

Y

Specific Skills

Two 2 years of experience in the job offered or a related position providing wealth management advisory services to high net worth clients in Latin America, specifically Mexico and Venezuela; managing and developing client relationships and establishing strategies for acquiring new private clients, business development and risk management; working with portfolio construction and asset allocation among all asset classes including mutual funds equity and fixed income, hedge funds, private equity, real estate, structured notes, bonds corporate and sovereign; selecting alternative investments such as cash, fixed income, equities, foreign currencies, commodities, and discretionary asset management on behalf of clients; formulating hedge fund and option strategies; evaluating global financial and economic factors and financial accounting reports to measure and track business and financial performance; working with offshore investors to develop comprehensive investment strategies and programs; evaluating internal and external business and related financial data on current and prospective international clients; preparing and presenting verbal and written communications, reports and presentations. Must be fluent in Spanish. Must travel internationally to Mexico and Venezuela as necessary to perform duties.br br Section H.8 In the alternative, the employer will accept two 2 years of experience in the financial services field as meeting the degree requirement. Any suitable combination of education, training, or experience is acceptable.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-06-29

SWA Job Order End Date

2020-07-29

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-08-09

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-08-16

Employer Website From Date

2020-09-16

Employer Website To Date

2020-09-29

Professional Organization Ad From Date

2021-01-01 09:57:40

Professional Organization Advertisement To Date

2021-01-01 09:57:40

Job Search Website From Date

2020-08-08

Job Search Website To Date

2020-09-07

Employee Referral Program From Date

2020-09-16

Employee Referral Program To Date

2020-09-29

Local Ethnic Paper From Date

2021-01-01 09:57:40

Local Ethnic Paper To Date

2021-01-01 09:57:40

Radio/TV Ad From Date

2021-01-01 09:57:40

Radio/TV Ad To Date

2021-01-01 09:57:40

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CANADA

Foreign Worker Birth Country

ECUADOR

Class of Admission

H-1B

Foreign Worker Education

Other

Foreign Worker Information: Major

FINANCIAL SERVICES FIELD

Foreign Worker Years of Education Completed

2015

Foreign Worker Institution of Education

RBC DOMINION SECURITIES

Foreign Worker Education Institution Address 1

200 BAY ST

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

TORONTO

Foreign Worker Education Institution State/Province

ON

Foreign Worker Education Institution Country

CANADA

Foreign Worker Education Institution Postal Code

M5J 2J5

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Michael J Almonte

Preparer Title

Associate Attorney

Preparer Email

malmonte@Fragomen.com

Employer Information Declaration Name

Catherine Lapadula

Employer Information Declaration Title

Managing Director