Fiscal Year

2021

Case Number

A-20337-27447

Case Status

Certified

Received Date

2021-03-23

Decision Date

2021-08-04

Refile

N

Original File Date

2021-01-01 09:55:48

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS AG,

Employer Name Slug

ubs-ag

Employer Address 1

677 WASHINGTON BOULEVARD

Employer Address 2

Employer City

STAMFORD

Employer City Slug

stamford

Employer State

CONNECTICUT

Employer State Slug

connecticut

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

6901

Employer Phone

203-719-3000

Employer Number of Employees

60000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

Michael J Almonte

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126868555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

MAlmonte@Fragomen.com

PW Track Number

P10020142591262

PW SOC Code

13-2011

PW SOC Title

Auditors

PW Skill Level

Level IV

PW Wage

107952.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-09-09

PW Expiration Date

2021-06-30

Wage Offer From

108000.00

Wage Offer To

170000.00

Average Salary

139000.00

Wage Unit of Pay

Year

Worksite Address 1

600 Washington Boulevard

Worksite Address 2

Worksite City

Stamford

Worksite City Slug

stamford

Worksite State

CONNECTICUT

Worksite Postal Code

6901

Job Title

Director, Audit Expert, Capital Markets

Job Title Slug

director-audit-expert-capital-markets

Minimum Education

Bachelor's

Major Field of Study

Business, Finance, Accounting, Financial Risk Management or related

Required Training

N

Required Experience

Y

Required Experience Months

60

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Master's

Accept Alternative Combination Education Years

36

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

Vice President, Assistant Vice President or related

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Five 5 years of progressively responsible experience in the job offered or a related position leading regional and global audits; performing risk assessing and rating sales and trading desks driving audit plan; analyzing complex transactions; utilizing business, risk, and IT audit skills to assess the design and operating effectiveness of Sales and Trading and capital market desks front to back; utilizing advanced audit techniques including Excel Macros, Alteryx for fullpopulation testing. In the alternative the employer will accept a Masters degree in the abovelisted fields and three 3 years of experience in the abovelisted skills. Any suitable combination of education, training or experience is acceptable.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-10-22

SWA Job Order End Date

2020-11-21

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-10-25

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-11-01

Employer Website From Date

2020-11-04

Employer Website To Date

2020-11-17

Professional Organization Ad From Date

2021-01-01 09:55:48

Professional Organization Advertisement To Date

2021-01-01 09:55:48

Job Search Website From Date

2020-10-24

Job Search Website To Date

2020-11-23

Employee Referral Program From Date

2020-11-04

Employee Referral Program To Date

2020-11-17

Local Ethnic Paper From Date

2021-01-01 09:55:48

Local Ethnic Paper To Date

2021-01-01 09:55:48

Radio/TV Ad From Date

2021-01-01 09:55:48

Radio/TV Ad To Date

2021-01-01 09:55:48

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCIAL RISK MANAGEMENT

Foreign Worker Years of Education Completed

2015

Foreign Worker Institution of Education

UNIVERSITY OF CONNECTICUT

Foreign Worker Education Institution Address 1

1 UNIVERSITY PLACE

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

STAMFORD

Foreign Worker Education Institution State/Province

CT

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

6901

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Michael J Almonte

Preparer Title

Associate Attorney

Preparer Email

MAlmonte@Fragomen.com

Employer Information Declaration Name

Alexander Scollo

Employer Information Declaration Title

Executive Director