Fiscal Year

2021

Case Number

A-20135-54233

Case Status

Certified

Received Date

2021-03-09

Decision Date

2021-08-03

Refile

N

Original File Date

2021-01-01 09:55:00

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SG AMERICAS OPERATIONAL SERVICES, INC.

Employer Name Slug

sg-americas-operational-services-inc

Employer Address 1

480 WASHINGTON BOULEVARD

Employer Address 2

Employer City

JERSEY CITY

Employer City Slug

jersey-city

Employer State

NEW JERSEY

Employer State Slug

new-jersey

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

7310

Employer Phone

(201) 839 - 8430

Employer Number of Employees

589

Employer Year Commenced Business

2004

NAICS Code

561110

FW Ownership Interest

N

Employer Contact Name

Katie Humphrey

Employer Contact Address 1

245 Park Avenue

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10167

Employer Contact Phone

212 278 6956

Employer Contact Email

katherine.humphrey@sgcib.com

Agent Attorney Name

Frank J Paldino

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2122302866

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

TeamPaldino5@Fragomen.com

PW Track Number

P10020111502287

PW SOC Code

13-2061

PW SOC Title

Financial Examiners

PW Skill Level

Level III

PW Wage

125278.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-08-05

PW Expiration Date

2021-06-30

Wage Offer From

160000.00

Wage Offer To

0.00

Average Salary

160000.00

Wage Unit of Pay

Year

Worksite Address 1

245 Park Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10167

Job Title

Strategic Initiatives Lead, Compliance Americas

Job Title Slug

strategic-initiatives-lead-compliance-americas

Minimum Education

Master's

Major Field of Study

Business Administration, Business Management, Finance, Economics, Accounting, or a related field

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

5

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Any suitable combination of eductrainingexp contd in H.14

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Contd from H.10B at a global financial institution performing team, project, and program management relating to compliance, and risk management, using industry standard Project Management Process PMP knowledge areas including Project Integration Management, Project Scope Management, Project Schedule Management, Project Cost Management, Project Quality Management, Project Resource Management, Project Communications Management, Project Risk Management, Project Procurement Management and Project Stakeholder Management. Must have experience in the following 3 years of professional experience collaborating with senior sponsors, stakeholders, and managers locally and abroad to identify and mitigate compliance risks with local and global regulations relating to the Bank Secrecy Act BSA Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism USA PATRIOT ACT Act of 2001, FinCEN Client Due Diligence CDD Rule, New York State Department of Financial Services Part 504, and E.U. AntiMoney Laundering Directives; 3 years of professional experience monitoring, assessing, and reporting on the quality of compliance and risk management issues in corporate banking, investment banking, and brokerdealer activities including identifying the main risk areas of the activity, reviewing the procedures and controls addressing the risk areas, and ensuring that the reviewed entity complies with internal and external regulations; 3 years of professional experience applying project management tools and techniques to plan, track, manage, and report activities and assess team health. In lieu of a Masters degree plus 3 years of experience, the employer will accept a Bachelors degree or U.S. equivalent in Business Administration, Business Management, Finance, Economics, Accounting, or a related field, plus 5 years of professional experience at a global financial institution performing team, project, and program management relating to compliance, and risk management, using industry standard Project Management Process PMP knowledge areas including Project Integration Management, Project Scope Management, Project Schedule Management, Project Cost Management, Project Quality Management, Project Resource Management, Project Communications Management, Project Risk Management, Project Procurement Management and Project Stakeholder Management. Must have experience in the following 3 years of professional experience collaborating with senior sponsors, stakeholders, and managers locally and abroad to identify and mitigate compliance risks with local and global regulations relating to the Bank Secrecy Act BSA Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism USA PATRIOT ACT Act of 2001, FinCEN Client Due Diligence CDD Rule, New York State Department of Financial Services Part 504, and E.U. AntiMoney Laundering Directives; 3 years of professional experience monitoring, assessing, and reporting on the quality of compliance and risk management issues in corporate banking, investment banking, and brokerdealer activities including identifying the main risk areas of the activity, reviewing the procedures and controls addressing the risk areas, and ensuring that the reviewed entity complies with internal and external regulations; 3 years of professional experience applying project management tools and techniques to plan, track, manage, and report activities and assess team health.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-09-28

SWA Job Order End Date

2020-10-27

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-10-04

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-10-11

Employer Website From Date

2020-10-05

Employer Website To Date

2020-10-22

Professional Organization Ad From Date

2021-01-01 09:55:00

Professional Organization Advertisement To Date

2021-01-01 09:55:00

Job Search Website From Date

2020-10-05

Job Search Website To Date

2020-10-19

Employee Referral Program From Date

2020-10-06

Employee Referral Program To Date

2020-10-22

Local Ethnic Paper From Date

2021-01-01 09:55:00

Local Ethnic Paper To Date

2021-01-01 09:55:00

Radio/TV Ad From Date

2021-01-01 09:55:00

Radio/TV Ad To Date

2021-01-01 09:55:00

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

FRANCE

Foreign Worker Birth Country

FRANCE

Class of Admission

L-1

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

2012

Foreign Worker Institution of Education

UNIVERSITE PARISDAUPHINE PSL RESEARCH UNIVERSITY

Foreign Worker Education Institution Address 1

PLACE DU MARECHAL DE LATTRE DE TASSIGNY

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PARIS

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

FRANCE

Foreign Worker Education Institution Postal Code

75016

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Frank J Paldino

Preparer Title

AttorneyatLaw

Preparer Email

TeamPaldino5@Fragomen.com

Employer Information Declaration Name

Charlotte Desmoulins

Employer Information Declaration Title

International Human Resources Business Partner