Fiscal Year

2021

Case Number

A-21031-47547

Case Status

Certified

Received Date

2021-02-25

Decision Date

2021-07-27

Refile

N

Original File Date

2021-01-01 09:53:45

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

GOLDMAN SACHS CO. LLC

Employer Name Slug

goldman-sachs-co-llc

Employer Address 1

30 HUDSON STREET

Employer Address 2

Employer City

JERSEY CITY

Employer City Slug

jersey-city

Employer State

NEW JERSEY

Employer State Slug

new-jersey

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

7302

Employer Phone

212-902-1000

Employer Number of Employees

11675

Employer Year Commenced Business

1869

NAICS Code

52311

FW Ownership Interest

N

Employer Contact Name

CATHERINE F SILIE

Employer Contact Address 1

30 HUDSON STREET

Employer Contact Address 2

Employer Contact City

JERSEY CITY

Employer Contact State/Province

NEW JERSEY

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

7302

Employer Contact Phone

212-902-1000

Employer Contact Email

Catherine.Silie@gs.com

Agent Attorney Name

Mishita Jethi

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

MJethi@Fragomen.com

PW Track Number

P10020132560480

PW SOC Code

13-2061

PW SOC Title

Financial Examiners

PW Skill Level

Level II

PW Wage

54517.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-08-26

PW Expiration Date

2021-06-30

Wage Offer From

65000.00

Wage Offer To

86400.00

Average Salary

75700.00

Wage Unit of Pay

Year

Worksite Address 1

111 South Main Street

Worksite Address 2

Worksite City

Salt Lake City

Worksite City Slug

salt-lake-city

Worksite State

UTAH

Worksite Postal Code

84111

Job Title

Associate

Job Title Slug

associate

Minimum Education

Bachelor's

Major Field of Study

Finance, Economics, Financial Economics,Law or a related regulatory finance/business

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

A related role involving regulatory review

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Must have prior work experience with Evaluating criteria of Rule 138 and 139 to identify whether safe harbor from liability under Section 5 of the 1933 Securities Act applies to securities offerings being underwritten; Evaluating materiality of a diversity of transactions to the entities involved in those transactions; Soliciting relevant information from businesssidebr personnel to identify and enact blocks to business and personnel trading; Fielding calls and advise trading businesses as to permissible trading, views, and communications under the current restrictions; Responding to inquiries to regulators and internal testing groups about policies, procedures, and transaction history; Identifying information barrier discrepancies among committee participants and enact restrictions to allow full participation of committee members; Reviewing and denying businessside requests that contradict firm compliance policies, whilebr still maintaining relationships with key stakeholders; Gathering complex set of transaction facts and quickly distill them down to the key relevant data points necessary to provide compliance guidance; Applying familiarity with the wide range of financial services offerings by a large investment bank, as well as demonstrating an understanding of how the undertakings of a given division or business line can impact the broader firm activities; and The lifecycle of investment banking transactions and experience leveraging that knowledgeexperience to facilitate the timing of business movements.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-12-14

SWA Job Order End Date

2021-01-13

Sunday Edition Newspaper

Y

First Newspaper Name

Salt Lake Tribune

First Advertisement Start Date

2020-12-13

Second Newspaper Ad Name

Salt Lake Tribune

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-12-20

Employer Website From Date

2020-12-11

Employer Website To Date

2021-01-25

Professional Organization Ad From Date

2021-01-01 09:53:45

Professional Organization Advertisement To Date

2021-01-01 09:53:45

Job Search Website From Date

2020-12-13

Job Search Website To Date

2020-12-28

Employee Referral Program From Date

2020-12-11

Employee Referral Program To Date

2021-01-25

Local Ethnic Paper From Date

2021-01-01 09:53:45

Local Ethnic Paper To Date

2021-01-01 09:53:45

Radio/TV Ad From Date

2021-01-01 09:53:45

Radio/TV Ad To Date

2021-01-01 09:53:45

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

VIETNAM

Foreign Worker Birth Country

VIETNAM

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

FINANCIAL ECONOMICS

Foreign Worker Years of Education Completed

2015

Foreign Worker Institution of Education

BRIGHAM YOUNG UNIVERSITY IDAHO

Foreign Worker Education Institution Address 1

Foreign Worker Education Institution Address 2

190 KIMBALL BUILDING

Foreign Worker Education Institution City

REXBURG

Foreign Worker Education Institution State/Province

ID

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

83460

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Mishita Jethi

Preparer Title

Attorney

Preparer Email

MJethi@Fragomen.com

Employer Information Declaration Name

Catherine F Silie

Employer Information Declaration Title

Vice President, Human Capital Management