Fiscal Year

2021

Case Number

A-21015-42781

Case Status

Certified

Received Date

2021-01-20

Decision Date

2021-07-13

Refile

N

Original File Date

2021-01-01 09:48:17

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

MORGAN STANLEY CO. LLC

Employer Name Slug

morgan-stanley-co-llc

Employer Address 1

1585 BROADWAY

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

212-761-4000

Employer Number of Employees

61743

Employer Year Commenced Business

1935

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Joanna Lau

Employer Contact Address 1

1585 BROADWAY

Employer Contact Address 2

18th Floor

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

212-761-9436

Employer Contact Email

joanna.lau@morganstanley.com

Agent Attorney Name

Katherine C MacIlwaine

Agent Attorney Firm Name

Ogletree Deakins

Agent Attorney Phone

(212) 492-2500

Agent Attorney Address 1

P.O. Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

katherine.macIlwaine@ogletreedeakins.com

PW Track Number

P10020210738512

PW SOC Code

13-2051

PW SOC Title

Financial Analysts

PW Skill Level

Level IV

PW Wage

161346.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2021-01-05

PW Expiration Date

2021-06-30

Wage Offer From

300000.00

Wage Offer To

0.00

Average Salary

300000.00

Wage Unit of Pay

Year

Worksite Address 1

1585 Broadway

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10036

Job Title

Executive Director, Credit Structuring

Job Title Slug

executive-director-credit-structuring

Minimum Education

Bachelor's

Major Field of Study

Finance

Required Training

N

Required Experience

Y

Required Experience Months

84

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Accounting, Economics, or related field of study.

Accept Alternative Combination

Y

Accept Alternative Combination Education

Other

Accept Alternative Combination Education Years

7

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

84

Accept Alternative Job Title

Due to character restrictions, please see Section H.14

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Requires seven 7 years of experience with structured financing market in the Americas including market trends, product types, transaction features, and clients; working with PE firms, hedge funds and asset managers for deal origination; negotiating and executing highlight customized, bilateral financing solutions; U.S. and European regulatory landscape in regards to structuring and executing Structured Financing transactions, assessing the impact, and enabling client specific requirements; DoddFrank ActVolcker Rule; European Market Infrastructure Regulation EMIR; risk retention rules including exemptions and offerings relating to arranging SPV Repack Notes; SEC and CFTC regulations and classifications including margining requirements and Security Based Swap; Safe Harbor under the Bankruptcy Code; Danielson language for tax ownership; true salenonconsolidation; Uniform Commercial Code UCC requirements; negotiating documentation including ISDA Master and Credit Support Annex; GMRA; Credit Agreements; Term Sheets; Guarantee Agreements; Credit Support Documents including commitment letters, confirmations including TRS and Repo, indenture, Collateral Management Agreements, Equity Contribution Agreements, Subscription Agreements, Assignment Agreements, and Master Program Documents; Basel III regarding capital, leverage, and liquidity; Comprehensive Capital Analysis and Review CCAR for Bank Holding Companies; U.S. GAAP vs IFRS; FVO vs Accrual accounting; Consolidation analysis of the Issuer for SPV Repack Notes including Variable interests in the Issuer, transferring the economic interests via derivatives or Repurchasing the Asset, and Sole Shareholder concept for equity ownership of the Issuer; risk management of fixed income collateral in financing transactions including liquid and illiquid assets; trading of bank debt and LCDS; structural and risk mitigation features in Structured Financing transactions including on and off balance sheet mechanism, margin thresholds, limited recourse and framework for assessing the counterparty; limited veto; multiple counterparties SPV Repack Notes; Financial reporting and representations including Liquidity covenants; reduced makewhole concepts; Delayed Margin Posting; Dynamic HCs embedded in the SPV Repack Note; SPV Repack Note structures; Engaging and working with Trustees; Bloomberg; Microsoft PowerPoint; Microsoft Excel including pivot tables for evaluating portfolio composition; Building and enhancing various Excel models for assessing the merits of a given financing solution from the Banks including capital calculators; Building various IRR models for assessing the merits of a given financing solution from the clients perspective; and Preparing financial models to evaluate the fundamental performance and valuation of a given company including stressed and distressed, performing, and middle market.br br Requires series 24 licensing.br br Employer will accept any suitable combination of education, experience, or training.br br Section H.10B Acceptable alternate occupation Executive Director, Head of Structured Financing, or related occupation in the financial services field.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-07-27

SWA Job Order End Date

2020-08-27

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-08-16

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-08-23

Employer Website From Date

2020-07-27

Employer Website To Date

2020-08-28

Professional Organization Ad From Date

2021-01-01 09:48:17

Professional Organization Advertisement To Date

2021-01-01 09:48:17

Job Search Website From Date

2021-01-01 09:48:17

Job Search Website To Date

2021-01-01 09:48:17

Employee Referral Program From Date

2020-07-27

Employee Referral Program To Date

2020-08-10

Local Ethnic Paper From Date

2020-08-19

Local Ethnic Paper To Date

2020-08-19

Radio/TV Ad From Date

2021-01-01 09:48:17

Radio/TV Ad To Date

2021-01-01 09:48:17

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

AUSTRALIA

Foreign Worker Birth Country

AUSTRALIA

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

FINANCE AND ACCOUNTING

Foreign Worker Years of Education Completed

2002

Foreign Worker Institution of Education

UNIVERSITY OF QUEENSLAND

Foreign Worker Education Institution Address 1

ST LUCIA QLD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

BRISBANE

Foreign Worker Education Institution State/Province

QUEENSLAND

Foreign Worker Education Institution Country

AUSTRALIA

Foreign Worker Education Institution Postal Code

4072

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Katherine C MacIlwaine

Preparer Title

Of Counsel

Preparer Email

katherine.macIlwaine@ogletreedeakins.com

Employer Information Declaration Name

Joanna Lau

Employer Information Declaration Title

Principal Resource Specialist