Fiscal Year

2021

Case Number

A-20336-27035

Case Status

Certified

Received Date

2020-12-30

Decision Date

2021-06-28

Refile

N

Original File Date

2021-01-01 09:43:21

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

EFG Capital International Corporation

Employer Name Slug

efg-capital-international-corporation

Employer Address 1

701 Brickell Avenue, #9th floor

Employer Address 2

Employer City

Miami

Employer City Slug

miami

Employer State

FLORIDA

Employer State Slug

florida

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

33131

Employer Phone

3054828092

Employer Number of Employees

188

Employer Year Commenced Business

1996

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Maria C Lopez

Employer Contact Address 1

701 Brickell Avenue, #9th floor

Employer Contact Address 2

Employer Contact City

Miami

Employer Contact State/Province

FLORIDA

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

33131

Employer Contact Phone

3054828092

Employer Contact Email

maria.lopez@efgcapitalservices.com

Agent Attorney Name

Ana M Gonzalez

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

305-774-5800

Agent Attorney Address 1

800 NW 62nd. Avenue

Agent Attorney Address 2

Suite 590

Agent Attorney City

Miami

Agent Attorney State/Province

FLORIDA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

33126

Agent Attorney Email

agonzalez@fragomen.com

PW Track Number

P10020073403683

PW SOC Code

13-2099

PW SOC Title

132099.02 Risk Management Specialist

PW Skill Level

Level IV

PW Wage

82222.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-06-04

PW Expiration Date

2020-09-02

Wage Offer From

90000.00

Wage Offer To

105000.00

Average Salary

97500.00

Wage Unit of Pay

Year

Worksite Address 1

701 Brickell Avenue

Worksite Address 2

9th Floor

Worksite City

Miami

Worksite City Slug

miami

Worksite State

FLORIDA

Worksite Postal Code

33131

Job Title

Regional Risk Officer, VP

Job Title Slug

regional-risk-officer-vp

Minimum Education

Master's

Major Field of Study

Finance

Required Training

N

Required Experience

Y

Required Experience Months

12

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Accounting, Management or related field

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

12

Accept Alternative Job Title

Senior Internal Auditor or closely related occupation ... see Item H14 below ...

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Any suitable combination of education, training andor experience is acceptable.br br MINIMUM REQUIREMENTS CONTD FROM ITEMS H.4 EDUCATION AND H.6 EXPERIENCEbr Masters degree in Finance, Accounting, Management or related field or U.S. equivalent and 1 year of experience in the job or 1 year of professional experience as a Senior Internal Auditor or closely related occupations within the investmentfinancial services industry on an international basis. Experience must include bankinginvestment services, broker dealer advanceworking knowledge of finance and risk management, compliance and controls, crisis management, risk assessment, internal audit, fraud prevention and defalcation, corporate compliance, IT security and project management, applying regional risk assessment performance data extraction and analysis, data reconciliation, equities trading platforms, wealth and asset management, regulatory compliance knowledge and walkthrough and flowcharting of processes application of COSO Framework and auditing techniques. Must be a Certified Internal Auditor CIA a CAMS Certified Member.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-08-18

SWA Job Order End Date

2020-09-20

Sunday Edition Newspaper

Y

First Newspaper Name

The Miami Herald FL

First Advertisement Start Date

2020-08-30

Second Newspaper Ad Name

The Miami Herald FL

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-09-06

Employer Website From Date

2020-09-11

Employer Website To Date

2020-09-14

Professional Organization Ad From Date

2021-01-01 09:43:21

Professional Organization Advertisement To Date

2021-01-01 09:43:21

Job Search Website From Date

2020-08-31

Job Search Website To Date

2020-09-04

Employee Referral Program From Date

2021-01-01 09:43:21

Employee Referral Program To Date

2021-01-01 09:43:21

Local Ethnic Paper From Date

2021-01-01 09:43:21

Local Ethnic Paper To Date

2021-01-01 09:43:21

Radio/TV Ad From Date

2020-09-04

Radio/TV Ad To Date

2020-09-04

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

FRANCE

Foreign Worker Birth Country

FRANCE

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

MANAGEMENT

Foreign Worker Years of Education Completed

2013

Foreign Worker Institution of Education

GRENOBLE GRADUATE SCHOOL OF BUSINESS

Foreign Worker Education Institution Address 1

12 RUE PIERRE SEMARD BP 127

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

GRENOBLE

Foreign Worker Education Institution State/Province

RHONEALPES

Foreign Worker Education Institution Country

FRANCE

Foreign Worker Education Institution Postal Code

38000

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Ana M GONZALEZ

Preparer Title

Associate

Preparer Email

Agonzalez@fragomen.com

Employer Information Declaration Name

Maria C LOPEZ

Employer Information Declaration Title

Head of Human Resource, VP