Fiscal Year

2021

Case Number

A-20339-29281

Case Status

Certified

Received Date

2020-12-09

Decision Date

2021-06-07

Refile

N

Original File Date

2021-01-01 09:32:59

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

MONEX SECURITIES, INC.

Employer Name Slug

monex-securities-inc

Employer Address 1

440 LOUISIANA STREET SUITE 1240

Employer Address 2

Employer City

HOUSTON

Employer City Slug

houston

Employer State

TEXAS

Employer State Slug

texas

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

77002

Employer Phone

713-877-8234

Employer Number of Employees

16

Employer Year Commenced Business

1992

NAICS Code

523120

FW Ownership Interest

N

Employer Contact Name

Ruben D Contreras

Employer Contact Address 1

440 Louisiana Street Suite 1240

Employer Contact Address 2

Employer Contact City

Houston

Employer Contact State/Province

TEXAS

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

77002

Employer Contact Phone

713-877-8234 6605

Employer Contact Email

rcontreras@monexusa.com

Agent Attorney Name

Beatriz TrillosBallerini

Agent Attorney Firm Name

Trillos Ballerini Law Firm, P.C.

Agent Attorney Phone

7137397272

Agent Attorney Address 1

3000 Weslayan Street

Agent Attorney Address 2

Suite 210

Agent Attorney City

Houston

Agent Attorney State/Province

TEXAS

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

77027

Agent Attorney Email

perm@tbvisas.com

PW Track Number

P10020149609035

PW SOC Code

13-2052

PW SOC Title

Personal Financial Advisors

PW Skill Level

Level IV

PW Wage

129730.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-09-18

PW Expiration Date

2021-06-30

Wage Offer From

129730.00

Wage Offer To

0.00

Average Salary

129730.00

Wage Unit of Pay

Year

Worksite Address 1

440 Louisiana Street

Worksite Address 2

Suite 1240

Worksite City

Houston

Worksite City Slug

houston

Worksite State

TEXAS

Worksite Postal Code

77002

Job Title

International Financial Advisor

Job Title Slug

international-financial-advisor

Minimum Education

Bachelor's

Major Field of Study

Finance

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Business Administration

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

N

Accept Alternative Occupation Months

Accept Alternative Job Title

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

36 months of employment experience as a Financial Advisor or Money Market Broker. Employment experience of 36 months as a Financial Advisor or Money Market Broker under same occupational code 132052, Personal Financial Advisors as position offered.br br 36 months of employment experience as a financial advisor or money market broker must include knowledge of providing personal services in financial industry services, financial markets, banking, analysis and reporting of financial data.br br Successful completion of the following examination is required 1 Series 7 General Securities Representative Examination, 2 Series 63 Uniform Securities Agent State Law Examination, and 3 Series 65 Uniform Investment Adviser Law Examination.br br International travel 12 times per year within Mexico to visit major investor client base. Monex Securities, Inc. is fully owned by Monex Casa De Bolsa a Mexican broker dealer which is part of a much larger corporation located in Mexico and the majority of client based in located in Mexico.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-09-29

SWA Job Order End Date

2020-10-31

Sunday Edition Newspaper

Y

First Newspaper Name

The Houston Chronicle

First Advertisement Start Date

2020-10-04

Second Newspaper Ad Name

The Houston Chronicle

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-10-11

Employer Website From Date

2021-01-01 09:32:59

Employer Website To Date

2021-01-01 09:32:59

Professional Organization Ad From Date

2020-10-05

Professional Organization Advertisement To Date

2020-11-03

Job Search Website From Date

2020-10-05

Job Search Website To Date

2020-11-02

Employee Referral Program From Date

2021-01-01 09:32:59

Employee Referral Program To Date

2021-01-01 09:32:59

Local Ethnic Paper From Date

2020-10-09

Local Ethnic Paper To Date

2020-10-15

Radio/TV Ad From Date

2021-01-01 09:32:59

Radio/TV Ad To Date

2021-01-01 09:32:59

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

MEXICO

Foreign Worker Birth Country

MEXICO

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

1997

Foreign Worker Institution of Education

UNIVERSIDAD AUTONOMA DE MADRID

Foreign Worker Education Institution Address 1

CANTOBLANCO UNIVERSITY CITY

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

MADRID

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

SPAIN

Foreign Worker Education Institution Postal Code

28049

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Beatriz Trillos Ballerini

Preparer Title

Attorney

Preparer Email

perm@tbvisas.com

Employer Information Declaration Name

Jesus Heiras

Employer Information Declaration Title

PresidentCEO