Fiscal Year

2021

Case Number

A-20294-11919

Case Status

Certified

Received Date

2020-11-11

Decision Date

2021-05-27

Refile

N

Original File Date

2021-01-01 09:29:24

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

NOMURA AMERICA SERVICES, LLC

Employer Name Slug

nomura-america-services-llc

Employer Address 1

309 WEST 49TH STREET

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10019

Employer Phone

212-667-9300

Employer Number of Employees

520

Employer Year Commenced Business

2006

NAICS Code

54151

FW Ownership Interest

N

Employer Contact Name

Michael Bohan

Employer Contact Address 1

309 West 49th Street

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10019

Employer Contact Phone

212-667-9793

Employer Contact Email

michael.bohan@nomura.com

Agent Attorney Name

Michelle S Velasco

Agent Attorney Firm Name

Kramer Levin Naftalis Frankel LLP

Agent Attorney Phone

(212) 715-9521

Agent Attorney Address 1

1177 Avenue of the Americas 23rd Floor

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10036

Agent Attorney Email

mvelasco@kramerlevin.com

PW Track Number

P10020132560278

PW SOC Code

13-1041

PW SOC Title

Regulatory Affairs Specialists

PW Skill Level

Level I

PW Wage

52333.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-08-26

PW Expiration Date

2021-06-30

Wage Offer From

85000.00

Wage Offer To

0.00

Average Salary

85000.00

Wage Unit of Pay

Year

Worksite Address 1

309 West 49th Street

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Regulatory Operations Analyst

Job Title Slug

regulatory-operations-analyst

Minimum Education

Bachelor's

Major Field of Study

Economics

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Operations Analyst

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Bachelors degree in Economics, plus two years of experience in positon offered or Operations Analyst.br br All required experience must have included performing regulatory reporting using operational errorincident risk control system, global transaction reporting engine for OTC derivatives, equity cashderivatives booking and risk control system, reconciliation system, settlement middle office system, and business intelligence tools; reporting on OTC derivatives and securities products and conducting Swap Data Repository SDR reporting; performing regulatory reporting in compliance with Japanese, European and U.S. financial regulations; building operation process flows in order to identify and evaluate risk and controls; analyzing front to back investment bank products and booking flows, middle office settlements and trade life cycle processes; and utilizing operational control tools RCSA, KRI, SOX.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-08-31

SWA Job Order End Date

2020-10-01

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-09-13

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-09-20

Employer Website From Date

2021-01-01 09:29:24

Employer Website To Date

2021-01-01 09:29:24

Professional Organization Ad From Date

2021-01-01 09:29:24

Professional Organization Advertisement To Date

2021-01-01 09:29:24

Job Search Website From Date

2020-09-06

Job Search Website To Date

2020-09-20

Employee Referral Program From Date

2021-01-01 09:29:24

Employee Referral Program To Date

2021-01-01 09:29:24

Local Ethnic Paper From Date

2020-09-15

Local Ethnic Paper To Date

2020-09-15

Radio/TV Ad From Date

2020-09-10

Radio/TV Ad To Date

2020-09-10

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

SOUTH KOREA

Foreign Worker Birth Country

SOUTH KOREA

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ECONOMICS

Foreign Worker Years of Education Completed

2012

Foreign Worker Institution of Education

WASEDA UNIVERSITY

Foreign Worker Education Institution Address 1

1104 TOTSUKAMACHI, SHINJUKUKU

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

TOKYO

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

JAPAN

Foreign Worker Education Institution Postal Code

169-8050

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Michelle S Velasco

Preparer Title

Attorney

Preparer Email

mvelasco@kramerlevin.com

Employer Information Declaration Name

Michael Bohan

Employer Information Declaration Title

Executive Director, Human Resources, Americas