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Case Number: A-20006-02676

Fiscal year: 2021

Fiscal Year

2021

Case Number

A-20006-02676

Case Status

Certified

Received Date

2020-11-18

Decision Date

2021-05-24

Refile

N

Original File Date

2021-01-01 09:26:58

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SG AMERICAS SECURITIES, LLC

Employer Name Slug

sg-americas-securities-llc

Employer Address 1

245 PARK AVENUE

Employer Address 2

5TH FLOOR

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10167

Employer Phone

2122786000

Employer Number of Employees

1238

Employer Year Commenced Business

2004

NAICS Code

52311

FW Ownership Interest

N

Employer Contact Name

Katie Humphrey

Employer Contact Address 1

245 PARK AVENUE

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10167

Employer Contact Phone

212 278 6956

Employer Contact Email

katherine.humphrey@sgcib.com

Agent Attorney Name

Frank J Paldino

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2122302866

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

jpaldino@fragomen.com

PW Track Number

P10019308125274

PW SOC Code

13-2011

PW SOC Title

Auditors

PW Skill Level

Level IV

PW Wage

120037.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-02-28

PW Expiration Date

2020-06-30

Wage Offer From

147000.00

Wage Offer To

0.00

Average Salary

147000.00

Wage Unit of Pay

Year

Worksite Address 1

245 Park Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10167

Job Title

Senior Finance Control Specialist

Job Title Slug

senior-finance-control-specialist

Minimum Education

Bachelor's

Major Field of Study

Finance, Accounting, Analytical Finance, Financial Engineering, Mathematics, Statistics or related

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

Professional experience performing control quality assurance reviews contd in H.14

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Contd from H.10B over financial and regulatory reporting including validation of financial controls covering the production of a global financial institutions financial statements in GAAP U.S. Must also have all of the following 3 years of professional experience in performing local and head office regulatory reporting; 3 years of professional experience reviewing and assessing a global financial institutions accounting control and liquidity reporting framework; 3 year of experience working with financial products including Fixed Income, Equities, Derivative securities, Loans; 2 years of professional experience assessing the quality of a global financial institutions internal control framework relating to liquidity and stress testing reporting by interviewing staff, conducting walkthroughs, and performing tests of the controls and sample data; 2 year of professional experience working with risk and finance teams and individual business lines to design and present to senior management on control quality assurance plans to address high risk process and areas relating to a global financial institutions accounting control and liquidity reporting framework; 1 year of experience using data analytics and business intelligence initiatives relating accounting control and liquidity reporting.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-05-22

SWA Job Order End Date

2020-06-22

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-08-30

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-09-06

Employer Website From Date

2020-06-24

Employer Website To Date

2020-07-10

Professional Organization Ad From Date

2021-01-01 09:26:58

Professional Organization Advertisement To Date

2021-01-01 09:26:58

Job Search Website From Date

2020-08-31

Job Search Website To Date

2020-09-14

Employee Referral Program From Date

2020-10-01

Employee Referral Program To Date

2020-10-14

Local Ethnic Paper From Date

2021-01-01 09:26:58

Local Ethnic Paper To Date

2021-01-01 09:26:58

Radio/TV Ad From Date

2021-01-01 09:26:58

Radio/TV Ad To Date

2021-01-01 09:26:58

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

ANALYTICAL FINANCE

Foreign Worker Years of Education Completed

2009

Foreign Worker Institution of Education

LEHIGH UNIVERSITY

Foreign Worker Education Institution Address 1

27 MEMORIAL DR W

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

BETHLEHEM

Foreign Worker Education Institution State/Province

PA

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

18015

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Frank J Paldino

Preparer Title

AttorneyatLaw

Preparer Email

jpaldino@fragomen.com

Employer Information Declaration Name

Michael Salazer

Employer Information Declaration Title

Human Resources Business Partner