Fiscal Year

2021

Case Number

A-20295-12142

Case Status

Certified

Received Date

2020-11-06

Decision Date

2021-05-21

Refile

N

Original File Date

2021-01-01 09:26:44

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

GUGGENHEIM SECURITIES, LLC

Employer Name Slug

guggenheim-securities-llc

Employer Address 1

330 MADISON AVENUE

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10017

Employer Phone

312-977-1886

Employer Number of Employees

2400

Employer Year Commenced Business

1999

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Kerri Janowick

Employer Contact Address 1

227 W. Monroe #4900

Employer Contact Address 2

Employer Contact City

Chicago

Employer Contact State/Province

ILLINOIS

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

60606

Employer Contact Phone

312-977-1886

Employer Contact Email

kerri.janowick@guggenheimpartners.com

Agent Attorney Name

Mary M Kenney

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

6175740400

Agent Attorney Address 1

100 High Street

Agent Attorney Address 2

3rd Floor

Agent Attorney City

Boston

Agent Attorney State/Province

MASSACHUSETTS

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

2110

Agent Attorney Email

ggp@fragomen.com

PW Track Number

P10020063373198

PW SOC Code

13-2051

PW SOC Title

Financial Analysts

PW Skill Level

Level I

PW Wage

73424.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-05-18

PW Expiration Date

2020-08-16

Wage Offer From

85000.00

Wage Offer To

225000.00

Average Salary

155000.00

Wage Unit of Pay

Year

Worksite Address 1

330 Madison Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10017

Job Title

Investment Banking Associate

Job Title Slug

investment-banking-associate

Minimum Education

Bachelor's

Major Field of Study

Business Administration

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance, Economics, or related field

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

restructuring investment banking occupation

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Bachelors degree or foreign equivalent in Business Administration, Finance, Economics or related field and two years of related experience in restructuring investment banking.br br Must have two years in a financial distress related context with the followingbr br Employing valuation techniques including discounted cash flow analysis, comparable company analysis and precedent transaction analysis on corporate targets;br br Modeling out the impact of potential transactions including liability management, financing, and MA on corporate and governmental entity financials as well as on securityholder recoveriesbr br Researching and analyzing corporate and public sector, including municipal and sovereign, debt issuers overall situation, financial performance, capital structure, credit strength, and liquidity conditions by using databases including Bloomberg, Thomson Eikon, SP Capital IQ, and FactSet;br br Evaluating securityholder rights for debt and equity instruments and assessing viability of potential transaction structures by analyzing relevant legal documents;br br Performing due diligence on companies, including generating and managing financial and operational diligence requests, conducting tours of company premises and operations, discussing diligence questions with management and employees, and performing detailed analysis on private financial information

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-08-11

SWA Job Order End Date

2020-09-10

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-08-23

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-08-30

Employer Website From Date

2021-01-01 09:26:44

Employer Website To Date

2021-01-01 09:26:44

Professional Organization Ad From Date

2020-08-24

Professional Organization Advertisement To Date

2020-09-23

Job Search Website From Date

2020-08-11

Job Search Website To Date

2020-08-26

Employee Referral Program From Date

2021-01-01 09:26:44

Employee Referral Program To Date

2021-01-01 09:26:44

Local Ethnic Paper From Date

2020-08-26

Local Ethnic Paper To Date

2020-08-26

Radio/TV Ad From Date

2021-01-01 09:26:44

Radio/TV Ad To Date

2021-01-01 09:26:44

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

UNITED KINGDOM

Foreign Worker Birth Country

UNITED KINGDOM

Class of Admission

F-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ECONOMICS

Foreign Worker Years of Education Completed

2018

Foreign Worker Institution of Education

UNIVERSITY OF PENNSYLVANIA THE WHARTON SCHOOL

Foreign Worker Education Institution Address 1

VANCE HALL

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PHILADELPHIA

Foreign Worker Education Institution State/Province

PA

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

19104

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Mary Kenney

Preparer Title

Associate

Preparer Email

ggp@fragomen.com

Employer Information Declaration Name

Peggi Sturm

Employer Information Declaration Title

Chief Human Resources Officer