Fiscal Year

2021

Case Number

A-20254-97820

Case Status

Certified

Received Date

2020-10-14

Decision Date

2021-05-05

Refile

N

Original File Date

2021-01-01 09:20:15

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

LPL FINANCIAL LLC

Employer Name Slug

lpl-financial-llc

Employer Address 1

4707 EXECUTIVE DRIVE

Employer Address 2

Employer City

SAN DIEGO

Employer City Slug

san-diego

Employer State

CALIFORNIA

Employer State Slug

california

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

92121-3091

Employer Phone

858-450-9606

Employer Number of Employees

4343

Employer Year Commenced Business

1989

NAICS Code

52399

FW Ownership Interest

N

Employer Contact Name

Brigitte Duffy

Employer Contact Address 1

75 State Street, 24th floor

Employer Contact Address 2

Employer Contact City

Boston

Employer Contact State/Province

MASSACHUSETTS

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

2109

Employer Contact Phone

617-423-3644

Employer Contact Email

Brigitte.Duffy@lpl.com

Agent Attorney Name

Brian D Potter

Agent Attorney Firm Name

Seyfarth Shaw LLP

Agent Attorney Phone

(617) 946-4877

Agent Attorney Address 1

2 Seaport Lane Seaport East

Agent Attorney Address 2

Suite 300

Agent Attorney City

Boston

Agent Attorney State/Province

MASSACHUSETTS

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

2210

Agent Attorney Email

bpotter@seyfarth.com

PW Track Number

P10019336175093

PW SOC Code

15-1121

PW SOC Title

Computer Systems Analysts

PW Skill Level

Level III

PW Wage

100048.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-03-20

PW Expiration Date

2020-06-30

Wage Offer From

120000.00

Wage Offer To

0.00

Average Salary

120000.00

Wage Unit of Pay

Year

Worksite Address 1

4707 Executive Drive

Worksite Address 2

Worksite City

San Diego

Worksite City Slug

san-diego

Worksite State

CALIFORNIA

Worksite Postal Code

92121

Job Title

Senior Analyst, Business Systems

Job Title Slug

senior-analyst-business-systems

Minimum Education

Master's

Major Field of Study

Computer Science, Engineering, Business Administration, Information Systems or related field

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

5

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

analyzing and implementing trading and compliance system software within the financial domain

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Candidate must also possess the following Demonstrated Expertise DE performing analysis and implementation for annuities platform compliance, including Blue Sky state laws, BETA Trading Execution Management, and AFFIRM order management; DE analyzing DTCC annuities trading data and generating compliance reporting using Oracle OBIEE Reporting Tool, Excel, XML editor, Visio, and PowerPoint; DE analyzing FINRA compliance activities for deficiencies, and determine and implement resolutions for compliance systems; DE performing data analysis and profiling using Informatica Data Quality IDQ and manual analysis to interpret trendspatterns, identify relationships, understand anomalies, assess data quality, and add context to requirements within the AML and compliance domain; and DE analyzing trade life cycle and measurement of risk sensitivities within the brokeragedealer and advisory businesses.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-07-20

SWA Job Order End Date

2020-08-24

Sunday Edition Newspaper

Y

First Newspaper Name

San Diego Union Tribune

First Advertisement Start Date

2020-06-21

Second Newspaper Ad Name

San Diego Union Tribune

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-06-28

Employer Website From Date

2021-01-01 09:20:15

Employer Website To Date

2021-01-01 09:20:15

Professional Organization Ad From Date

2021-01-01 09:20:15

Professional Organization Advertisement To Date

2021-01-01 09:20:15

Job Search Website From Date

2020-06-22

Job Search Website To Date

2020-07-06

Employee Referral Program From Date

2021-01-01 09:20:15

Employee Referral Program To Date

2021-01-01 09:20:15

Local Ethnic Paper From Date

2020-06-25

Local Ethnic Paper To Date

2020-06-25

Radio/TV Ad From Date

2020-06-23

Radio/TV Ad To Date

2020-06-23

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION

Foreign Worker Years of Education Completed

2011

Foreign Worker Institution of Education

SYMBIOSIS INTERNATIONAL UNIVERSITY

Foreign Worker Education Institution Address 1

LAVALE, MULSHI

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PUNE

Foreign Worker Education Institution State/Province

MAHARASHTRA

Foreign Worker Education Institution Country

INDIA

Foreign Worker Education Institution Postal Code

412115

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Brian D Potter

Preparer Title

Counsel

Preparer Email

bpotter@seyfarth.com

Employer Information Declaration Name

Brigitte Duffy

Employer Information Declaration Title

Senior Vice President, Associate Counsel