Fiscal Year

2021

Case Number

A-20205-80189

Case Status

Certified

Received Date

2020-09-21

Decision Date

2021-04-16

Refile

N

Original File Date

2021-01-01 09:13:46

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Employer Name Slug

financial-industry-regulatory-authority-inc

Employer Address 1

1735 K STREET, N.W.

Employer Address 2

Employer City

WASHINGTON

Employer City Slug

washington

Employer State

DISTRICT OF COLUMBIA

Employer State Slug

district-of-columbia

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

20006

Employer Phone

2027288286

Employer Number of Employees

3346

Employer Year Commenced Business

2007

NAICS Code

522320

FW Ownership Interest

N

Employer Contact Name

Gary D Lipkin

Employer Contact Address 1

1735 K Street, N.W.

Employer Contact Address 2

Employer Contact City

Washington

Employer Contact State/Province

DISTRICT OF COLUMBIA

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

20006

Employer Contact Phone

(202) 728-8286

Employer Contact Email

gary.lipkin@finra.org

Agent Attorney Name

James W King

Agent Attorney Firm Name

Seyfarth Shaw LLP

Agent Attorney Phone

4048856684

Agent Attorney Address 1

1075 Peachtree Street NE

Agent Attorney Address 2

Suite 2500

Agent Attorney City

Atlanta

Agent Attorney State/Province

GEORGIA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

30309

Agent Attorney Email

cmyers@seyfarth.com

PW Track Number

P10019255056430

PW SOC Code

13-2099

PW SOC Title

Financial Specialists

PW Skill Level

Level IV

PW Wage

111862.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-01-16

PW Expiration Date

2020-06-30

Wage Offer From

115500.00

Wage Offer To

0.00

Average Salary

115500.00

Wage Unit of Pay

Year

Worksite Address 1

200 Liberty Street

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10281

Job Title

Principal Risk Specialist

Job Title Slug

principal-risk-specialist

Minimum Education

Bachelor's

Major Field of Study

statistics

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

mathematics or related field

Accept Alternative Combination

Y

Accept Alternative Combination Education

Master's

Accept Alternative Combination Education Years

3

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

risk management involving data science statistics, including computer sci and operations research

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Bachelors degree in statistics, mathematics or related field willing to accept foreign education equivalent plus five years of experience in risk management involving data science statistics, including computer science and operations research or, alternatively, a masters degree and three years of experience as stated above. Specific skillsother requirements Must also possess the following quantitative experience requirements not applicable to this section R coding and programming; developing risk intelligence reports using Tableau business intelligence tool; writing SQL queries; statistical modeling, including multi and linear logistic regression; R Shiny visualization tool; applying NLP techniques and Deep Learning algorithms to identify outliers among riskrelated documents; and developing risk data ETL process to transform external sources to Oracle database.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-04-13

SWA Job Order End Date

2020-05-18

Sunday Edition Newspaper

Y

First Newspaper Name

TheNew York Times

First Advertisement Start Date

2020-04-19

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-04-26

Employer Website From Date

2020-03-26

Employer Website To Date

2020-05-15

Professional Organization Ad From Date

2021-01-01 09:13:46

Professional Organization Advertisement To Date

2021-01-01 09:13:46

Job Search Website From Date

2020-04-20

Job Search Website To Date

2020-04-27

Employee Referral Program From Date

2020-03-26

Employee Referral Program To Date

2020-05-15

Local Ethnic Paper From Date

2021-01-01 09:13:46

Local Ethnic Paper To Date

2021-01-01 09:13:46

Radio/TV Ad From Date

2021-01-01 09:13:46

Radio/TV Ad To Date

2021-01-01 09:13:46

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

STATISTICS

Foreign Worker Years of Education Completed

2013

Foreign Worker Institution of Education

THE GEORGE WASHINGTON UNIVERSITY

Foreign Worker Education Institution Address 1

1918 F STREET, NW

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

WASHINGTON

Foreign Worker Education Institution State/Province

DC

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

20052

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

James W KING

Preparer Title

Partner

Preparer Email

cmyers@seyfarth.com

Employer Information Declaration Name

Gary D LIPKIN

Employer Information Declaration Title

Vice President Associate General Counsel