Fiscal Year

2021

Case Number

A-20184-72308

Case Status

Certified

Received Date

2020-09-01

Decision Date

2021-04-15

Refile

N

Original File Date

2021-01-01 09:13:14

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

MORGAN STANLEY SERVICES GROUP INC

Employer Name Slug

morgan-stanley-services-group-inc

Employer Address 1

1585 BROADWAY

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

212-761-4000

Employer Number of Employees

61743

Employer Year Commenced Business

1935

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Joanna Lau

Employer Contact Address 1

1585 Broadway

Employer Contact Address 2

18th Floor

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

212-761-9436

Employer Contact Email

Joanna.lau@morganstanley.com

Agent Attorney Name

Katie W Desmond

Agent Attorney Firm Name

Ogletree Deakins

Agent Attorney Phone

(212) 492-2500

Agent Attorney Address 1

P.O. Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

katie.desmond@ogletreedeakins.com

PW Track Number

P10020034293955

PW SOC Code

23-1011

PW SOC Title

Lawyers

PW Skill Level

Level II

PW Wage

126006.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-04-27

PW Expiration Date

2020-07-26

Wage Offer From

200000.00

Wage Offer To

0.00

Average Salary

200000.00

Wage Unit of Pay

Year

Worksite Address 1

2000 Westchester Avenue

Worksite Address 2

Worksite City

Purchase

Worksite City Slug

purchase

Worksite State

NEW YORK

Worksite Postal Code

10577

Job Title

Executive Director, Sales Practices, Regulatory and Other Bank Initiatives Coverage

Job Title Slug

executive-director-sales-practices-regulatory-and-other-bank-initiatives-coverage

Minimum Education

Other

Major Field of Study

Law

Required Training

N

Required Experience

Y

Required Experience Months

84

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Juris Doctor degree or a foreign equivalent.

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

84

Accept Alternative Job Title

Associate or related occupation.

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Requires five 5 years of experience with negotiating and documenting lending transactions; and international clients and financing transactions.br br Requires three 3 years of experience with leveraging knowledge of banking and lending offerings and processes to advise on appropriate documentation, processes, resolution and best practices; rules and regulations related to consumer protection, loan products, marketing and sale of products to Wealth Management clients; regulatory guidance and expectations applicable to sales practices, operational risks, conduct, complaints and litigation related to banking and lending offerings in Wealth Management.br br Experience preparing responses to inquiries from, and presenting to, regulators including the OCC, CFPB, SEC, FINRA and FRB.br br Bar admission and in good standing in a U.S. State.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-05-20

SWA Job Order End Date

2020-06-20

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-06-07

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-06-14

Employer Website From Date

2020-05-20

Employer Website To Date

2020-06-22

Professional Organization Ad From Date

2021-01-01 09:13:14

Professional Organization Advertisement To Date

2021-01-01 09:13:14

Job Search Website From Date

2021-01-01 09:13:14

Job Search Website To Date

2021-01-01 09:13:14

Employee Referral Program From Date

2020-05-20

Employee Referral Program To Date

2020-06-09

Local Ethnic Paper From Date

2020-06-10

Local Ethnic Paper To Date

2020-06-10

Radio/TV Ad From Date

2021-01-01 09:13:14

Radio/TV Ad To Date

2021-01-01 09:13:14

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CANADA

Foreign Worker Birth Country

CANADA

Class of Admission

H-1B

Foreign Worker Education

Other

Foreign Worker Information: Major

LAW

Foreign Worker Years of Education Completed

2009

Foreign Worker Institution of Education

THE UNIVERSITY OF WESTERN ONTARIO

Foreign Worker Education Institution Address 1

1151 RICHMOND STREET

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

LONDON

Foreign Worker Education Institution State/Province

ONTARIO

Foreign Worker Education Institution Country

CANADA

Foreign Worker Education Institution Postal Code

N6A 3K7

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Katie W Desmond

Preparer Title

Of Counsel

Preparer Email

katie.desmond@ogletreedeakins.com

Employer Information Declaration Name

Joanna Lau

Employer Information Declaration Title

Principal Resource Specialist