Fiscal Year

2021

Case Number

A-20170-67296

Case Status

Certified

Received Date

2020-08-20

Decision Date

2021-04-09

Refile

N

Original File Date

2021-01-01 09:11:54

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

MORGAN STANLEY CO. LLC

Employer Name Slug

morgan-stanley-co-llc

Employer Address 1

1585 BROADWAY

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

212-761-4000

Employer Number of Employees

61743

Employer Year Commenced Business

1935

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Joanna Lau

Employer Contact Address 1

1585 BROADWAY

Employer Contact Address 2

18th Floor

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

212-761-9436

Employer Contact Email

joanna.lau@morganstanley.com

Agent Attorney Name

Katherine C MacIlwaine

Agent Attorney Firm Name

Ogletree Deakins

Agent Attorney Phone

(212) 492-2500

Agent Attorney Address 1

P.O. Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

katherine.macIlwaine@ogletreedeakins.com

PW Track Number

P10019297106555

PW SOC Code

13-2051

PW SOC Title

Financial Analysts

PW Skill Level

Level IV

PW Wage

170019.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-02-21

PW Expiration Date

2020-06-30

Wage Offer From

200000.00

Wage Offer To

0.00

Average Salary

200000.00

Wage Unit of Pay

Year

Worksite Address 1

1585 Broadway

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10036

Job Title

Vice President, Sales & Trading, Fixed Income

Job Title Slug

vice-president-sales-trading-fixed-income

Minimum Education

Bachelor's

Major Field of Study

Engineering

Required Training

N

Required Experience

Y

Required Experience Months

48

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance, Business, or a related field of study.

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

48

Accept Alternative Job Title

Associate or related occupation in sales and trading.

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Requires four 4 years of experience with trading fixed income products across regions for institutional clients; experience with hedge funds, asset managers, insurance companies, pension funds; working with USTs and interest rate derivative products across the U.S., Europe and Asia, with particular experience with interest rate swaps, basis swaps, options including swaptions and caps and floors; describing the cashflows associated with all of the above products and the related market risks, including MTM risks including Greek exposures; interest rate derivative pricing methodologies including closed form BlackScholes; Bloomberg; Excel; modelling programs including risk systems for structuring of trades and evaluating duration, convexity, delta, gamma, kappa, theta risk profiles and present value, and evaluating changes of these exposures with respect to time, level of rate, volatility, trade idea screeners for identifying trade expressions and optimizing for entry points and carry and rolldown, and charting tools to graphically depict valuations such as historical level, richcheapness on regression, attractiveness versus carry and rolldown; and global regulations and regulatory obligations across various regions, including Futures trading regulation such as Chicago Mercantile Exchange Rule 526 Block Trades, Chicago Mercantile Exchange Rule 538 Exchange for Related Positions, Uncleared Margin Rules for noncentrally cleared overthecounter derivatives, Mids and Material Economic Terms disclosures as defined under DoddFrank by Rule 23.431 of the Commodity Futures Trading Commission CFTC, Commodity Futures Trading Commission rules concerning Swap Execution Facility for Made Available to Trade derivatives, and Trade Reporting and Compliance Engine TRACE mandatory reporting requirements for over the counter secondary market transactions in eligible fixed income securities.br br Requires two 2 years of experience with Global regulations and regulatory obligations across various regions, including Markets in Financial Instruments Directive MiFID requirements for Research distribution, and regulatory reporting requirements set out by MiFID and mandatory Multilateral Trading Facility execution for trades subject to the Trading Obligation.br br Requires FINRA licensing including Series 7, 63, and 3.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-03-31

SWA Job Order End Date

2020-05-01

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-04-12

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-04-19

Employer Website From Date

2020-03-31

Employer Website To Date

2020-05-04

Professional Organization Ad From Date

2021-01-01 09:11:54

Professional Organization Advertisement To Date

2021-01-01 09:11:54

Job Search Website From Date

2021-01-01 09:11:54

Job Search Website To Date

2021-01-01 09:11:54

Employee Referral Program From Date

2020-03-31

Employee Referral Program To Date

2020-04-15

Local Ethnic Paper From Date

2020-04-15

Local Ethnic Paper To Date

2020-04-15

Radio/TV Ad From Date

2021-01-01 09:11:54

Radio/TV Ad To Date

2021-01-01 09:11:54

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

UNITED KINGDOM

Foreign Worker Birth Country

UNITED KINGDOM

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ENGINEERING

Foreign Worker Years of Education Completed

2014

Foreign Worker Institution of Education

UNIVERSITY OF OXFORD

Foreign Worker Education Institution Address 1

COWLEY PLACE

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

OXFORD

Foreign Worker Education Institution State/Province

OXFORDSHIRE

Foreign Worker Education Institution Country

UNITED KINGDOM

Foreign Worker Education Institution Postal Code

OX4 1DY

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Katherine C MacIlwaine

Preparer Title

Of Counsel

Preparer Email

katherine.macIlwaine@ogletreedeakins.com

Employer Information Declaration Name

Joanna Lau

Employer Information Declaration Title

Principal Resource Specialist