Fiscal Year

2021

Case Number

A-20176-69032

Case Status

Certified-Expired

Received Date

2020-07-23

Decision Date

2021-03-04

Refile

N

Original File Date

2021-01-01 09:04:45

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

ING FINANCIAL SERVICES LLC

Employer Name Slug

ing-financial-services-llc

Employer Address 1

1133 AVENUE OF THE AMERICAS

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

646-424-7997

Employer Number of Employees

500

Employer Year Commenced Business

1991

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Edward Chen

Employer Contact Address 1

1133 Avenue of the Americas

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

+1 646 424 7933

Employer Contact Email

eddie.chen@ing.com

Agent Attorney Name

Julie M Aponte

Agent Attorney Firm Name

J. Aponte Associates, LLC

Agent Attorney Phone

(312) 762-5966

Agent Attorney Address 1

180 N. La Salle St.

Agent Attorney Address 2

Ste 3700

Agent Attorney City

Chicago

Agent Attorney State/Province

ILLINOIS

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

60601

Agent Attorney Email

japonte@japontelaw.com

PW Track Number

P10019297107708

PW SOC Code

13-2099

PW SOC Title

Risk Management Specialists

PW Skill Level

Level IV

PW Wage

111862.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2020-02-21

PW Expiration Date

2020-06-30

Wage Offer From

169290.00

Wage Offer To

174290.00

Average Salary

171790.00

Wage Unit of Pay

Year

Worksite Address 1

1133 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10036

Job Title

Vice President, 1LoD Risk Specialist

Job Title Slug

vice-president-1lod-risk-specialist

Minimum Education

Master's

Major Field of Study

Commerce

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Accounting or related field or equivalent

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

7

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

Relevant work experience

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

PRIMARY REQUIREMENT Masters degree in commerce, accounting, or a related field or equivalent and 5 years of relevant work experience.br br ALTERNATIVE REQUIREMENT Bachelors degree in commerce, accounting, or a related field or equivalent and 7 years of relevant work experience.br br Applicants experience must includebr br Experience managing operational risk within wholesale lending, brokerdealer and swapdealer operations.br Indepth knowledge of Risk Management principles, Risk Control frameworks, methodologies and tools within a financial services environment.br Experience leading crossfunctional teams within a three lines of defense model.br Experience working with iRisk IBM OpenPages, the integrated risk management tool that automates the risk and control processes and manages financial and nonfinancial risks.br Experience managing and implementing enterprisewide risk management, auditing or compliance projects in financial services industry, multitasking on projects with competing priorities, process restructuring, risk assessments, due diligence and operational risk managementbr Must be willing to sit for Financial Industry Regulatory Authoritys FINRA Series 99 Operations Professional Qualification License exam.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2020-02-25

SWA Job Order End Date

2020-03-30

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2020-03-08

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2020-03-15

Employer Website From Date

2021-01-01 09:04:45

Employer Website To Date

2021-01-01 09:04:45

Professional Organization Ad From Date

2021-01-01 09:04:45

Professional Organization Advertisement To Date

2021-01-01 09:04:45

Job Search Website From Date

2020-03-08

Job Search Website To Date

2020-03-23

Employee Referral Program From Date

2020-02-26

Employee Referral Program To Date

2020-03-12

Local Ethnic Paper From Date

2020-03-12

Local Ethnic Paper To Date

2020-03-12

Radio/TV Ad From Date

2021-01-01 09:04:45

Radio/TV Ad To Date

2021-01-01 09:04:45

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

IRELAND

Foreign Worker Birth Country

SOUTH AFRICA

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

COMMERCE EQUIV. TO U.S. BACHELORS IN ACCOUNTING

Foreign Worker Years of Education Completed

1999

Foreign Worker Institution of Education

UNIVERSITY OF CAPE TOWN

Foreign Worker Education Institution Address 1

RONDEBOSCH

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

CAPE TOWN

Foreign Worker Education Institution State/Province

WESTERN PROVINCE

Foreign Worker Education Institution Country

SOUTH AFRICA

Foreign Worker Education Institution Postal Code

7700

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Julie M Aponte

Preparer Title

Managing Director

Preparer Email

japonte@japontelaw.com

Employer Information Declaration Name

Jonelle Jules

Employer Information Declaration Title

VicePresident, Human Resources