Fiscal Year

2021

Case Number

A-20128-51552

Case Status

Certified-Expired

Received Date

2020-05-14

Decision Date

2020-10-23

Refile

N

Original File Date

2021-01-01 08:47:43

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

LLOYDS SECURITIES, INC.

Employer Name Slug

lloyds-securities-inc

Employer Address 1

1095 AVENUE OF THE AMERICAS

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

2124500800

Employer Number of Employees

300

Employer Year Commenced Business

2011

NAICS Code

52312

FW Ownership Interest

N

Employer Contact Name

FARZANA KATIDEEN

Employer Contact Address 1

1095 AVENUE OF THE AMERICAS

Employer Contact Address 2

FLOOR 34

Employer Contact City

NEW YORK

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

6462646360 11360

Employer Contact Email

FARZANA.KATIDEEN@LBUSA.COM

Agent Attorney Name

PETER J CHOI

Agent Attorney Firm Name

EY LAW LLP

Agent Attorney Phone

4169437123

Agent Attorney Address 1

100 ADELAIDE STREET WEST

Agent Attorney Address 2

FLOOR 31

Agent Attorney City

TORONTO

Agent Attorney State/Province

ONTARIO

Agent Attorney Country

CANADA

Agent Attorney Postal Code

M5H0B3

Agent Attorney Email

EYIMMGOVTNOTICES@CA.EY.COM

PW Track Number

P10019169005563

PW SOC Code

41-3031

PW SOC Title

Sales Agents, Securities and Commodities

PW Skill Level

Level IV

PW Wage

208686.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-10-01

PW Expiration Date

2020-06-30

Wage Offer From

213000.00

Wage Offer To

300000.00

Average Salary

256500.00

Wage Unit of Pay

Year

Worksite Address 1

1095 AVENUE OF THE AMERICAS

Worksite Address 2

Worksite City

NEW YORK

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10036

Job Title

SENIOR VICE PRESIDENT, MONEY MARKET & CREDIT SALES

Job Title Slug

senior-vice-president-money-market-credit-sales

Minimum Education

Bachelor's

Major Field of Study

BUSINESS, FINANCE, OR A RELATED FIELD

Required Training

N

Required Experience

Y

Required Experience Months

60

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

BUSINESS, FINANCE, OR A RELATED FIELD

Accept Alternative Combination

Y

Accept Alternative Combination Education

None

Accept Alternative Combination Education Years

7

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

ANY CLOSELY RELATED OCCUPATION.

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Must have a bachelors degree in Business, Finance, or a related field, plus 5 years of experience in the financial industry. In lieu of a bachelors degree, employer will accept 2 additional years of experience in the financial industry.br br Of the required experience, must have 5 years of experience in each of the followingbr br Selling money market securities and investment grade credit and structured products, including Yankee CDs, term deposits, commercial paper, Cancara ABCP, ABS, and corporate bonds, in both primary and secondary markets.br Developing and maintaining client relationships with institutional money market and credit investors by marketing and advising on investment grade credit and money market products, including Yankee CDs, term deposits, commercial paper, Cancara ABCP, ABS, and corporate bonds, in both primary and secondary markets.br Developing and maintaining client relationships with institutional investors by marketing and advising on the following ABS types UK RMBS, US prime credit card, and auto shelves.br Developing and maintaining client relationships with institutional investors by marketing and advising on bespoke structured products and firstloss policies.br Reviewing securities and debt transactions for accuracy and compliance with US and UK regulations.br Ensuring institutional compliance with liquidity coverage ratio and multibilliondollar funding requirements.br Transacting with institutional clients under KnowYourCustomer, AntiMoneyLaundering, and Foreign Account Tax Compliance Act rules.br br Must be willing and able to travel approximately 20 of the time.br br Must have passed both FINRA Series 7 General Securities Representative Exam, and FINRA Series 63 Uniform Securities Agent State Law Exam.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-12-06

SWA Job Order End Date

2020-01-06

Sunday Edition Newspaper

Y

First Newspaper Name

THE NEW YORK TIMES

First Advertisement Start Date

2019-11-24

Second Newspaper Ad Name

THE NEW YORK TIMES

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-12-01

Employer Website From Date

2019-11-18

Employer Website To Date

2019-12-08

Professional Organization Ad From Date

2021-01-01 08:47:43

Professional Organization Advertisement To Date

2021-01-01 08:47:43

Job Search Website From Date

2019-11-21

Job Search Website To Date

2019-12-10

Employee Referral Program From Date

2021-01-01 08:47:43

Employee Referral Program To Date

2021-01-01 08:47:43

Local Ethnic Paper From Date

2019-11-21

Local Ethnic Paper To Date

2019-11-21

Radio/TV Ad From Date

2021-01-01 08:47:43

Radio/TV Ad To Date

2021-01-01 08:47:43

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

UNITED KINGDOM

Foreign Worker Birth Country

UNITED KINGDOM

Class of Admission

H-1B

Foreign Worker Education

None

Foreign Worker Information: Major

Foreign Worker Years of Education Completed

Foreign Worker Institution of Education

Foreign Worker Education Institution Address 1

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

Foreign Worker Education Institution Postal Code

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

PETER J CHOI

Preparer Title

ATTORNEY

Preparer Email

EYIMMGOVTNOTICES@CA.EY.COM

Employer Information Declaration Name

FARZANA KATIDEEN

Employer Information Declaration Title

ASSISTANT VP, HUMAN RESOURCES