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Case Number: A-19297-74623

Fiscal year: 2021

Fiscal Year

2021

Case Number

A-19297-74623

Case Status

Certified-Expired

Received Date

2019-11-11

Decision Date

2020-10-23

Refile

N

Original File Date

2021-01-01 08:47:29

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

OTCex LLC

Employer Name Slug

otcex-llc

Employer Address 1

608 5TH Avenue

Employer Address 2

Suite 602

Employer City

New York

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10020

Employer Phone

646 837 6069

Employer Number of Employees

13

Employer Year Commenced Business

2012

NAICS Code

523120

FW Ownership Interest

N

Employer Contact Name

Peter Doyle

Employer Contact Address 1

608 5TH Avenue

Employer Contact Address 2

Suite 602

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10020

Employer Contact Phone

646 837 6069

Employer Contact Email

peter.doyle@otcexgroup.com

Agent Attorney Name

William J Benos

Agent Attorney Firm Name

Williams Mullen

Agent Attorney Phone

8044206402

Agent Attorney Address 1

200 South 10th Street

Agent Attorney Address 2

Suite 1600

Agent Attorney City

Richmond

Agent Attorney State/Province

VIRGINIA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

23219

Agent Attorney Email

bbenos@williamsmullen.com

PW Track Number

P10019087420946

PW SOC Code

41-3031

PW SOC Title

Securities and Commodities Traders

PW Skill Level

Level II

PW Wage

108326.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-07-12

PW Expiration Date

2020-06-30

Wage Offer From

108326.00

Wage Offer To

0.00

Average Salary

108326.00

Wage Unit of Pay

Year

Worksite Address 1

608 5th Avenue

Worksite Address 2

Suite 602

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10020

Job Title

Interest Rates Derivatives Broker

Job Title Slug

interest-rates-derivatives-broker

Minimum Education

Master's

Major Field of Study

Finance

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Financial Markets, or foreign equivalent

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

6

Accept Alternative Job Title

Performing duties in H.14.

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

The position requires i a Masters degree, or foreign equivalent, in Finance or Financial Markets, ii 6 months of experience in financial markets and interest rate derivatives products; and iii 6 months of concurrent experience using VBA, Reuters, and Bloomberg. Although these requirements exceed the SVP, these requirements are common in the industry and are supported by business necessity.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-08-14

SWA Job Order End Date

2019-09-17

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-08-18

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-08-25

Employer Website From Date

2019-09-25

Employer Website To Date

2019-10-09

Professional Organization Ad From Date

2021-01-01 08:47:29

Professional Organization Advertisement To Date

2021-01-01 08:47:29

Job Search Website From Date

2021-01-01 08:47:29

Job Search Website To Date

2021-01-01 08:47:29

Employee Referral Program From Date

2021-01-01 08:47:29

Employee Referral Program To Date

2021-01-01 08:47:29

Local Ethnic Paper From Date

2019-08-20

Local Ethnic Paper To Date

2019-08-20

Radio/TV Ad From Date

2019-08-29

Radio/TV Ad To Date

2019-08-29

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

FRANCE

Foreign Worker Birth Country

FRANCE

Class of Admission

E-2

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCIAL MARKETS

Foreign Worker Years of Education Completed

2011

Foreign Worker Institution of Education

EDHEC BUSINESS SCHOOL

Foreign Worker Education Institution Address 1

393, PROMENADE DES ANGLAIS BP3116

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

NICE

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

FRANCE

Foreign Worker Education Institution Postal Code

6202

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

William J Benos

Preparer Title

Attorney

Preparer Email

bbenos@williamsmullen.com

Employer Information Declaration Name

Peter Doyle

Employer Information Declaration Title

Chief Compliance Officer