Fiscal Year

2020

Case Number

A-20002-01662

Case Status

Certified

Received Date

2020-01-23

Decision Date

2020-06-01

Refile

N

Original File Date

2020-01-01 08:27:55

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

MORGAN STANLEY SMITH BARNEY LLC

Employer Name Slug

morgan-stanley-smith-barney-llc

Employer Address 1

1585 BROADWAY

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10036

Employer Phone

212-761-4000

Employer Number of Employees

60553

Employer Year Commenced Business

1935

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Joanna Lau

Employer Contact Address 1

1585 Broadway

Employer Contact Address 2

18th Floor

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10036

Employer Contact Phone

212-761-9436

Employer Contact Email

joanna.lau@morganstanley.com

Agent Attorney Name

Katherine C MacIlwaine

Agent Attorney Firm Name

Ogletree Deakins

Agent Attorney Phone

(919) 787-9700

Agent Attorney Address 1

P.O. Box 31608

Agent Attorney Address 2

Agent Attorney City

Raleigh

Agent Attorney State/Province

NORTH CAROLINA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

27622

Agent Attorney Email

Katherine.MacIlwaine@ogletreedeakins.com

PW Track Number

P10019121541114

PW SOC Code

13-2052

PW SOC Title

Personal Financial Advisors

PW Skill Level

PW Wage

86381.00

PW Unit of Pay

Year

PW Wage Source

Other

PW Determination Date

2019-08-01

PW Expiration Date

2020-06-30

Wage Offer From

173644.00

Wage Offer To

0.00

Average Salary

173644.00

Wage Unit of Pay

Year

Worksite Address 1

200 South Biscayne Boulevard

Worksite Address 2

Worksite City

Miami

Worksite City Slug

miami

Worksite State

FLORIDA

Worksite Postal Code

33131

Job Title

Vice President, Private Wealth Advisor, Latin America, Spain, and Switzerland

Job Title Slug

vice-president-private-wealth-advisor-latin-america-spain-and-switzerland

Minimum Education

Bachelor's

Major Field of Study

International Business

Required Training

N

Required Experience

Y

Required Experience Months

72

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Business Administration, Economics, Finance, International Relations, or related field of study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

72

Accept Alternative Job Title

Associate, Sales Analyst, Sales Assistant, Trader, or related occupation in the wealth management sp

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Requires six 6 years of experience with trading complex option strategies; recognizing swap, fixed income, and arbitrage opportunities; analyzing research reports and technical analysis for equities; emerging markets; high yield bonds; hedging strategies, multicurrency, and option strategies; and Bloomberg.br br Requires five 5 years of experience with assisting clients with their asset allocation and financial structuring needs; performing financial analysis of companies; and managing the sales process with clients including profiling observance of compliance rules and regulations, negotiations, developing sales approach, closing the deal, and asking for referrals.br br Requires four 4 years of experience with managing a book of at least 100 million in assets focusing on ultrahigh net worth UHNW individuals and families with 20 million in investable assets; developing and growing a book of business in different markets with a focus on Latin America, Spain, and Switzerland; financial planning; liability management; collecting and analyzing information regarding clients assets and liabilities, cash flow, and financial objectives; and crafting and implementing business development plans, marketing, and new product and sales initiations including consultative sales and financial investment advisory.br br Requires series 7 and series 66 licenses.br br Travel up to 10 may be required to work on projects at various, unanticipated sites throughout the United States and internationally.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-10-01

SWA Job Order End Date

2019-11-04

Sunday Edition Newspaper

Y

First Newspaper Name

Miami Herald

First Advertisement Start Date

2019-10-27

Second Newspaper Ad Name

Miami Herald

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-11-03

Employer Website From Date

2019-09-30

Employer Website To Date

2019-11-04

Professional Organization Ad From Date

2020-01-01 08:27:55

Professional Organization Advertisement To Date

2020-01-01 08:27:55

Job Search Website From Date

2020-01-01 08:27:55

Job Search Website To Date

2020-01-01 08:27:55

Employee Referral Program From Date

2019-09-30

Employee Referral Program To Date

2019-10-15

Local Ethnic Paper From Date

2019-10-31

Local Ethnic Paper To Date

2019-10-31

Radio/TV Ad From Date

2020-01-01 08:27:55

Radio/TV Ad To Date

2020-01-01 08:27:55

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

SPAIN

Foreign Worker Birth Country

SPAIN

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

INTERNATIONAL BUSINESS

Foreign Worker Years of Education Completed

2004

Foreign Worker Institution of Education

UNIVERSITY OF PORTSMOUTH

Foreign Worker Education Institution Address 1

UNIVERSITY HOUSE, WINSTON CHURCHILL AVE

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PORTSMOUTH

Foreign Worker Education Institution State/Province

HAMPSHIRE

Foreign Worker Education Institution Country

UNITED KINGDOM

Foreign Worker Education Institution Postal Code

PO1 2UP

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Katherine C MacIlwaine

Preparer Title

Associate

Preparer Email

Katherine.MacIlwaine@ogletreedeakins.com

Employer Information Declaration Name

Joanna Lau

Employer Information Declaration Title

Principal Resource Specialist