Fiscal Year

2020

Case Number

A-19352-97685

Case Status

Certified

Received Date

2020-02-26

Decision Date

2020-06-19

Refile

N

Original File Date

2020-01-01 08:25:49

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

60000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

James T Ziegenfuss

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

jziegenfuss@fragomen.com

PW Track Number

P10019136900088

PW SOC Code

13-2051

PW SOC Title

Financial Analysts

PW Skill Level

N/A

PW Wage

141989.00

PW Unit of Pay

Year

PW Wage Source

Other

PW Determination Date

2019-08-20

PW Expiration Date

2020-06-30

Wage Offer From

142000.00

Wage Offer To

175000.00

Average Salary

158500.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Associate Director, Investment Banker/Financial Institutions Group

Job Title Slug

associate-director-investment-bankerfinancial-institutions-group

Minimum Education

Bachelor's

Major Field of Study

Banking, Finance, Business Administration, Computer Engineering or related

Required Training

N

Required Experience

Y

Required Experience Months

60

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Master's

Accept Alternative Combination Education Years

3

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

Associate or related

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Five 5 years of progressively responsible experience in the job offered or a related position working for a global investment banking institution. In the alternative, the employer will accept a Masters degree in the abovelisted fields and three 3 years of experience working in a global investment banking institution. Two 2 years of experience must include assisting in developing and executing transactions; participating in transactions including advisory work in Mergers and Acquisitions and debt and equity offerings, both domestically and crossborder; performing financial and valuation analyses, including merger consequences, public comparable, precedent transaction, leveraged buyout and discounted cash flow valuations; managing projects involving both internal and external teams; preparing and participating in the delivery of client presentations, including presenting marketing materials to senior executives; providing Mergers and Acquisitions MA advice and execution, refinancing, spinoffs, exchange offers, LBOs, JVs, takeover defense, corporate broking and other advisory services; utilizing financial services industry databases and tools including SNL Financial, FactSet, and Capital IQ; leading drafting sessions; preparing materials for fairness opinions; contributing to and participating in presentations and meetings with clients. Must be FINRA Series 63 and 79 licensed. Any suitable combination of education, training, or experience is acceptable.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-11-06

SWA Job Order End Date

2019-12-06

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-11-10

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-11-17

Employer Website From Date

2019-12-10

Employer Website To Date

2019-12-23

Professional Organization Ad From Date

2020-01-01 08:25:49

Professional Organization Advertisement To Date

2020-01-01 08:25:49

Job Search Website From Date

2019-11-09

Job Search Website To Date

2019-12-09

Employee Referral Program From Date

2019-12-10

Employee Referral Program To Date

2019-12-23

Local Ethnic Paper From Date

2020-01-01 08:25:49

Local Ethnic Paper To Date

2020-01-01 08:25:49

Radio/TV Ad From Date

2020-01-01 08:25:49

Radio/TV Ad To Date

2020-01-01 08:25:49

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION

Foreign Worker Years of Education Completed

2016

Foreign Worker Institution of Education

NEW YORK UNIVERSITY

Foreign Worker Education Institution Address 1

44 WEST 4TH STREET

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

NEW YORK

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

10003

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

James T Ziegenfuss

Preparer Title

Associate

Preparer Email

JZiegenfuss@fragomen.com

Employer Information Declaration Name

Muhammad Siddiqui

Employer Information Declaration Title

Director