Fiscal Year

2020

Case Number

A-19351-96975

Case Status

Certified

Received Date

2019-12-18

Decision Date

2020-05-14

Refile

N

Original File Date

2020-01-01 08:25:27

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SMBC Capital Markets, Inc.

Employer Name Slug

smbc-capital-markets-inc

Employer Address 1

277 Park Avenue

Employer Address 2

Employer City

New York

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10172

Employer Phone

212-224-4000

Employer Number of Employees

186

Employer Year Commenced Business

1986

NAICS Code

522110

FW Ownership Interest

N

Employer Contact Name

Alexandra Mercado

Employer Contact Address 1

277 Park Avenue

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10172

Employer Contact Phone

212-224-4238

Employer Contact Email

alexandra_mercado@smbcgroup.com

Agent Attorney Name

Jeffrey A Barlekamp

Agent Attorney Firm Name

Kramer Levin Naftalis Frankel LLP

Agent Attorney Phone

(212) 715-9241

Agent Attorney Address 1

1177 Avenue of the Americas 23rd Floor

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10036

Agent Attorney Email

jbarlekamp@kramerlevin.com

PW Track Number

P10019232042893

PW SOC Code

13-2099

PW SOC Title

Financial Specialists, All Other

PW Skill Level

Level III

PW Wage

92851.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-12-17

PW Expiration Date

2020-06-30

Wage Offer From

130000.00

Wage Offer To

0.00

Average Salary

130000.00

Wage Unit of Pay

Year

Worksite Address 1

277 Park Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10172

Job Title

Risk Management Specialist

Job Title Slug

risk-management-specialist

Minimum Education

Master's

Major Field of Study

Engineering with concentration in Financial Engineering

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Associate position

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

One year of the required experience must have included performing market risk analysis and monitoring of derivatives trading activity for vanilla and exotic interest rate derivatives; developing technical tools and risk models including Value at Risk VaR models, scenario analysis tools, and stress testing models to help with estimation and reporting of risk position; and analyzing and communicating interest rates derivative trading risks to senior managers.br ANY SUITABLE COMBINATION OF EDUCATION, TRAINING, OR EXPERIENCE IS ACCEPTABLE.br NOTE SOCOES code assigned by NPWC based on extension 132099.02 Risk Management Specialists.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-08-29

SWA Job Order End Date

2019-09-29

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-09-01

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-09-08

Employer Website From Date

2020-01-01 08:25:27

Employer Website To Date

2020-01-01 08:25:27

Professional Organization Ad From Date

2020-01-01 08:25:27

Professional Organization Advertisement To Date

2020-01-01 08:25:27

Job Search Website From Date

2019-09-01

Job Search Website To Date

2019-09-15

Employee Referral Program From Date

2019-08-30

Employee Referral Program To Date

2019-09-17

Local Ethnic Paper From Date

2020-01-01 08:25:27

Local Ethnic Paper To Date

2020-01-01 08:25:27

Radio/TV Ad From Date

2019-09-10

Radio/TV Ad To Date

2019-09-10

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

ENGINEERING WITH CONCENTRATION IN FINANCIAL ENGINEERING

Foreign Worker Years of Education Completed

2014

Foreign Worker Institution of Education

CORNELL UNIVERSITY

Foreign Worker Education Institution Address 1

313 CAMPUS ROAD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

ITHACA

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

14853

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

JEFFREY A BARLEKAMP

Preparer Title

ATTORNEY

Preparer Email

jbarlekamp@kramerlevin.com

Employer Information Declaration Name

DUNCAN ELDER

Employer Information Declaration Title

Exec. Director, Head of HR Operations and Planning