Fiscal Year

2020

Case Number

A-19316-81856

Case Status

Certified

Received Date

2019-12-16

Decision Date

2020-04-29

Refile

N

Original File Date

2020-01-01 08:16:40

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

TD SECURITIES USA LLC

Employer Name Slug

td-securities-usa-llc

Employer Address 1

31 WEST 52ND STREET

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK 10019

Employer State Slug

new-york-10019

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10019

Employer Phone

212-827-7000

Employer Number of Employees

850

Employer Year Commenced Business

1987

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Alicia Schwartz

Employer Contact Address 1

31 West 52nd Street

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK 10019

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10019

Employer Contact Phone

2128277618

Employer Contact Email

alicia.schwartz@tdsecurities.com

Agent Attorney Name

Stacy S Hong

Agent Attorney Firm Name

FRAGOMEN, DEL REY, BERNSEN LOEWY, LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 BROADWAY

Agent Attorney Address 2

9th Floor

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

shong@Fragomen.com

PW Track Number

P10019193020350

PW SOC Code

41-3031

PW SOC Title

Securities and Commodities Traders 413031.03

PW Skill Level

Level IV

PW Wage

208686.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-10-30

PW Expiration Date

2020-06-30

Wage Offer From

350000.00

Wage Offer To

360000.00

Average Salary

355000.00

Wage Unit of Pay

Year

Worksite Address 1

31 W 52ND ST

Worksite Address 2

Worksite City

NEW YORK

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Managing Director, Sales & Trading

Job Title Slug

managing-director-sales-trading

Minimum Education

Master's

Major Field of Study

Biz Admn, Accntng, Finnce, Math, Econ, or rltd

Required Training

N

Required Experience

Y

Required Experience Months

72

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

8

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

72

Accept Alternative Job Title

Managing Director, Director, Vice President or related.

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Position requires a Masters degree or foreign equivalent in Business Administration, Accounting, Finance, Mathematics, Economics, or related and six 6 years of experience in job offered or as Managing Director, Director, Vice President or related. In the alternative, employer will accept a Bachelors degree and eight 8 years of progressively responsible work experience in job offered or related. Qualifying experience must include two 2 years with each of the following Strategic management of a salestrading team; managing senior client and issuer relationships; drafting and delivering presentations to CSuite executives of international corporations; providing investment idea generation to institutional investors; providing investment information and advice to clients; developing complex trading strategies; maintaining and developing professional relationships with institutional customers and market participants. Employer will accept any suitable combination of education, training or experience.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-08-29

SWA Job Order End Date

2019-10-03

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-09-08

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-09-15

Employer Website From Date

2020-01-01 08:16:40

Employer Website To Date

2020-01-01 08:16:40

Professional Organization Ad From Date

2019-09-11

Professional Organization Advertisement To Date

2019-09-17

Job Search Website From Date

2019-09-11

Job Search Website To Date

2019-09-17

Employee Referral Program From Date

2020-01-01 08:16:40

Employee Referral Program To Date

2020-01-01 08:16:40

Local Ethnic Paper From Date

2019-09-11

Local Ethnic Paper To Date

2019-09-11

Radio/TV Ad From Date

2020-01-01 08:16:40

Radio/TV Ad To Date

2020-01-01 08:16:40

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CANADA

Foreign Worker Birth Country

CANADA

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ECONOMICS US EQUIVALENT

Foreign Worker Years of Education Completed

2005

Foreign Worker Institution of Education

UNIVERSITY OF VICTORIA

Foreign Worker Education Institution Address 1

3800 FINNERTY ROAD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

VICTORIA

Foreign Worker Education Institution State/Province

BRITISH COLUMBIA

Foreign Worker Education Institution Country

CANADA

Foreign Worker Education Institution Postal Code

V8P 5C2

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Stacy S Hong

Preparer Title

Of Counsel

Preparer Email

SHong@fragomen.com

Employer Information Declaration Name

Alicia Schwartz

Employer Information Declaration Title

Director, HR