Fiscal Year

2020

Case Number

A-19314-81255

Case Status

Certified

Received Date

2019-11-28

Decision Date

2020-04-20

Refile

N

Original File Date

2020-01-01 08:16:19

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

WINMILL CO. INCORPORATED

Employer Name Slug

winmill-co-incorporated

Employer Address 1

11 HANOVER SQUARE

Employer Address 2

12TH FLOOR

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10005

Employer Phone

2127850900

Employer Number of Employees

10

Employer Year Commenced Business

1974

NAICS Code

52311

FW Ownership Interest

N

Employer Contact Name

Donald Klimoski

Employer Contact Address 1

11 Hanover Square

Employer Contact Address 2

12th Floor

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10005

Employer Contact Phone

2127850900 280

Employer Contact Email

dklimoski@winmillco.com

Agent Attorney Name

Marcela A Mendoza

Agent Attorney Firm Name

Mendoza Marquez Law Office

Agent Attorney Phone

303-503-3407

Agent Attorney Address 1

2325 W. 72nd Ave

Agent Attorney Address 2

Agent Attorney City

Denver

Agent Attorney State/Province

COLORADO

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

80221

Agent Attorney Email

marcela.mendoza@mendozamarquezlaw.com

PW Track Number

P10019186016061

PW SOC Code

13-1041

PW SOC Title

Regulatory Affairs Specialist

PW Skill Level

Level I

PW Wage

51979.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-10-22

PW Expiration Date

2020-06-30

Wage Offer From

67434.00

Wage Offer To

0.00

Average Salary

67434.00

Wage Unit of Pay

Year

Worksite Address 1

11 Hanover Square

Worksite Address 2

12th Floor

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10005

Job Title

Regulatory Affairs Specialist

Job Title Slug

regulatory-affairs-specialist

Minimum Education

Bachelor's

Major Field of Study

Economics

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

12

Accept Alternative Job Title

Accounting Assistant, Administrator of Code, Compliance Marketing or related

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

One year of experience is required and must include Handling compliance procedurals, policies, and regulatory submissions; Utilizing EDGAR filing programs EDGARfilings PROfile and OnlineForms Management for EDGAR forms; Coordinating employee regulatory training; Advertising regulation submissions to FINRA under FINRA Rule 2210; Using the Bloomberg Terminal, including but not limited to launching and routing trades, using the various reporting systems, generating trade confirms, and exporting transactions; and Utilizing Morningstar and OTCIQ platforms.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-07-21

SWA Job Order End Date

2019-08-20

Sunday Edition Newspaper

Y

First Newspaper Name

New York Times

First Advertisement Start Date

2019-10-20

Second Newspaper Ad Name

New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-10-27

Employer Website From Date

2019-10-15

Employer Website To Date

2019-10-29

Professional Organization Ad From Date

2020-01-01 08:16:19

Professional Organization Advertisement To Date

2020-01-01 08:16:19

Job Search Website From Date

2019-07-21

Job Search Website To Date

2019-08-11

Employee Referral Program From Date

2020-01-01 08:16:19

Employee Referral Program To Date

2020-01-01 08:16:19

Local Ethnic Paper From Date

2019-10-23

Local Ethnic Paper To Date

2019-10-23

Radio/TV Ad From Date

2020-01-01 08:16:19

Radio/TV Ad To Date

2020-01-01 08:16:19

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

SWEDEN

Foreign Worker Birth Country

SWEDEN

Class of Admission

F-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ECONOMICS

Foreign Worker Years of Education Completed

2017

Foreign Worker Institution of Education

UNIVERSITY OF PENNSYLVANIA

Foreign Worker Education Institution Address 1

3101 WALNUT STREET

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PHILADELPHIA

Foreign Worker Education Institution State/Province

PA

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

19104

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Marcela A Mendoza

Preparer Title

Attorney

Preparer Email

marcela.mendoza@mendozamarquezlaw.com

Employer Information Declaration Name

Donald Klimoski

Employer Information Declaration Title

Vice President