Fiscal Year

2020

Case Number

A-19302-76293

Case Status

Certified

Received Date

2020-01-22

Decision Date

2020-05-20

Refile

N

Original File Date

2020-01-01 08:12:51

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

60000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

James T Ziegenfuss

Agent Attorney Firm Name

FRAGOMEN, DEL REY, BERNSEN LOEWY LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

JZiegenfuss@fragomen.com

PW Track Number

P10019042433132

PW SOC Code

41-3031

PW SOC Title

Securities, Commodities, and Financial Services Sales Agents

PW Skill Level

Level II

PW Wage

106059.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-05-21

PW Expiration Date

2019-08-19

Wage Offer From

107000.00

Wage Offer To

175000.00

Average Salary

141000.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Associate Director, Investment Banker/Global Industrials Group

Job Title Slug

associate-director-investment-bankerglobal-industrials-group

Minimum Education

Master's

Major Field of Study

Business Administration, Finance, Economics, or related

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Associate, Analyst or related

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Two 2 years of experience in the job offered or a related position participating in every aspect of transaction analysis and execution from start, including pitch and marketing, to finish, including close and pricing; managing projects involving both internal and external teams; preparing and participating in the delivery of client presentations, including presenting marketing materials to senior executives; providing Mergers and Acquisitions MA advice and execution, refinancing, spinoffs, exchange offers, LBOs, JVs, takeover defense, corporate broking and other advisory services; and utilizing financial services industry databases and tools including Factset, Bloomberg, Thomson One, and Mergermarket. Must be FINRA Series 63 and 79 licensed.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-08-16

SWA Job Order End Date

2019-09-15

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-08-25

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-09-01

Employer Website From Date

2019-10-07

Employer Website To Date

2019-10-18

Professional Organization Ad From Date

2020-01-01 08:12:51

Professional Organization Advertisement To Date

2020-01-01 08:12:51

Job Search Website From Date

2019-08-24

Job Search Website To Date

2019-09-23

Employee Referral Program From Date

2019-10-07

Employee Referral Program To Date

2019-10-18

Local Ethnic Paper From Date

2020-01-01 08:12:51

Local Ethnic Paper To Date

2020-01-01 08:12:51

Radio/TV Ad From Date

2020-01-01 08:12:51

Radio/TV Ad To Date

2020-01-01 08:12:51

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

2014

Foreign Worker Institution of Education

MASSACHUSETTS INSTITUTE OF TECHNOLOGY

Foreign Worker Education Institution Address 1

77 MASSACHUSETTS AVENUE

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

CAMBRIDGE

Foreign Worker Education Institution State/Province

MA

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

02139-4307

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

James T Ziegenfuss

Preparer Title

Associate

Preparer Email

JZiegenfuss@fragomen.com

Employer Information Declaration Name

Eric Moskal

Employer Information Declaration Title

Head of GIG Americas