Fiscal Year

2020

Case Number

A-19267-62222

Case Status

Certified-Expired

Received Date

2019-09-24

Decision Date

2020-01-17

Refile

N

Original File Date

2020-01-01 08:02:36

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SMBC NIKKO SECURITIES AMERICA INC.

Employer Name Slug

smbc-nikko-securities-america-inc

Employer Address 1

277 PARK AVENUE

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10172

Employer Phone

212-224-5300

Employer Number of Employees

213

Employer Year Commenced Business

1990

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Alexandra Mercado

Employer Contact Address 1

277 PARK AVENUE

Employer Contact Address 2

Employer Contact City

NEW YORK

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10172

Employer Contact Phone

212-224-4238

Employer Contact Email

alexandra_mercado@smbcgroup.com

Agent Attorney Name

Jeffrey A Barlekamp

Agent Attorney Firm Name

Kramer Levin Naftalis Frankel LLP

Agent Attorney Phone

(212) 715-9241

Agent Attorney Address 1

1177 Avenue of the Americas 23rd Floor

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10036

Agent Attorney Email

jbarlekamp@kramerlevin.com

PW Track Number

P10019092593189

PW SOC Code

11-9199

PW SOC Title

Managers, All Other

PW Skill Level

Level II

PW Wage

111197.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-07-19

PW Expiration Date

2020-06-30

Wage Offer From

165000.00

Wage Offer To

0.00

Average Salary

165000.00

Wage Unit of Pay

Year

Worksite Address 1

277 Park Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10172

Job Title

Senior Planning and Compliance Specialist (Director)

Job Title Slug

senior-planning-and-compliance-specialist-director

Minimum Education

Other

Major Field of Study

Law

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Assistant Vice President

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

All required experience must have included managing global projects on internal compliance policy and compliance system development.br ANY SUITABLE COMBINATION OF EDUCATION, TRAINING, OR EXPERIENCE IS ACCEPTABLE.br Please note Prevailing wage determination issued by NPWC based on SOC code 119199.02 Compliance Managers.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-07-24

SWA Job Order End Date

2019-08-24

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-07-28

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-08-04

Employer Website From Date

2020-01-01 08:02:36

Employer Website To Date

2020-01-01 08:02:36

Professional Organization Ad From Date

2020-01-01 08:02:36

Professional Organization Advertisement To Date

2020-01-01 08:02:36

Job Search Website From Date

2019-07-28

Job Search Website To Date

2019-08-11

Employee Referral Program From Date

2019-07-25

Employee Referral Program To Date

2019-08-09

Local Ethnic Paper From Date

2020-01-01 08:02:36

Local Ethnic Paper To Date

2020-01-01 08:02:36

Radio/TV Ad From Date

2019-08-02

Radio/TV Ad To Date

2019-08-02

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

JAPAN

Foreign Worker Birth Country

JAPAN

Class of Admission

H-1B

Foreign Worker Education

Other

Foreign Worker Information: Major

LAW

Foreign Worker Years of Education Completed

2004

Foreign Worker Institution of Education

UNIVERSITY OF PENNSYLVANIA

Foreign Worker Education Institution Address 1

3501 SANSOM STREET

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PHILADELPHIA

Foreign Worker Education Institution State/Province

PA

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

19104

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

JEFFREY A BARLEKAMP

Preparer Title

ATTORNEY

Preparer Email

jbarlekamp@kramerlevin.com

Employer Information Declaration Name

DUNCAN ELDER

Employer Information Declaration Title

Exec. Director, Head of HR Operations and Planning