Fiscal Year

2020

Case Number

A-19253-55617

Case Status

Denied

Received Date

2019-10-07

Decision Date

2020-08-31

Refile

N

Original File Date

2020-01-01 07:57:38

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS FINANCIAL SERVICES INC.

Employer Name Slug

ubs-financial-services-inc

Employer Address 1

1000 HARBOR BOULEVARD

Employer Address 2

Employer City

WEEHAWKEN

Employer City Slug

weehawken

Employer State

NEW JERSEY

Employer State Slug

new-jersey

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

7086

Employer Phone

201-352-3000

Employer Number of Employees

60000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

James T Ziegenfuss

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy LLP

Agent Attorney Phone

212-688-8555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

JZiegenfuss@Fragomen.com

PW Track Number

P10018271167508

PW SOC Code

13-2052

PW SOC Title

Personal Financial Advisors

PW Skill Level

Level III

PW Wage

171434.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-02-08

PW Expiration Date

2019-06-30

Wage Offer From

171434.00

Wage Offer To

0.00

Average Salary

171434.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Financial Advisor

Job Title Slug

financial-advisor

Minimum Education

Bachelor's

Major Field of Study

Accounting, Business Administration, Finance, Economics, Marketing or related

Required Training

N

Required Experience

Y

Required Experience Months

24

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

24

Accept Alternative Job Title

Executive Director, Business Development Officer, Vice President, Portfolio Manager or related

Job Opportunity Requirements Normal

Y

Foreign Language Required

Y

Specific Skills

Two 2 years of experience in a related financial services position; providing wealth management advisory services to high net worth Spanishspeaking clients in Latin America, specifically in Mexico; managing and developing client relationships and establishing strategies for acquiring new private clients, business development and risk management; working with portfolio construction and asset allocation among all asset classes including mutual funds equity and fixed income, hedge funds, private equity, real estate, structured notes, bonds corporate and sovereign; selecting alternative investments such as cash, fixed income, equities, foreign currencies, commodities, and discretionary asset management on behalf of clients; formulating hedge fund and option strategies; evaluating global financial and economic factors and financial accounting reports to measure and track business and financial performance; working with offshore investors to develop comprehensive investment strategies and programs; evaluating internal and external business and related financial data on current and prospective international clients; preparing and presenting verbal and written communications, reports and presentations. Must be fluent in Spanish. Must travel internationally to Mexico and Canada as necessary to perform duties.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-04-10

SWA Job Order End Date

2019-05-10

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-06-16

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-06-23

Employer Website From Date

2019-04-17

Employer Website To Date

2019-05-01

Professional Organization Ad From Date

2020-01-01 07:57:38

Professional Organization Advertisement To Date

2020-01-01 07:57:38

Job Search Website From Date

2019-06-15

Job Search Website To Date

2019-06-27

Employee Referral Program From Date

2019-04-17

Employee Referral Program To Date

2019-05-01

Local Ethnic Paper From Date

2020-01-01 07:57:38

Local Ethnic Paper To Date

2020-01-01 07:57:38

Radio/TV Ad From Date

2020-01-01 07:57:38

Radio/TV Ad To Date

2020-01-01 07:57:38

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CANADA

Foreign Worker Birth Country

MEXICO

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ACCOUNTING

Foreign Worker Years of Education Completed

1985

Foreign Worker Institution of Education

EL INSTITUTO TECNOLOGICO Y DE ESTUDIOS SUPERIORES DE MONTERREY

Foreign Worker Education Institution Address 1

AV. EUGENIO GARZA SADA 2501 SUR, TECNOLGICO,

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

MONTERREY

Foreign Worker Education Institution State/Province

NUEVO LEON

Foreign Worker Education Institution Country

MEXICO

Foreign Worker Education Institution Postal Code

64849

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

James T Ziegenfuss

Preparer Title

Associate

Preparer Email

jziegenfuss@fragomen.com

Employer Information Declaration Name

Catherine Lapadula

Employer Information Declaration Title

Managing Director, Complex Director