Fiscal Year

2020

Case Number

A-19219-41110

Case Status

Certified

Received Date

2019-09-04

Decision Date

2020-07-10

Refile

N

Original File Date

2020-01-01 07:47:51

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

OTCex LLC

Employer Name Slug

otcex-llc

Employer Address 1

608 5TH Avenue

Employer Address 2

Suite 602

Employer City

New York

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10020

Employer Phone

646 837 6069

Employer Number of Employees

13

Employer Year Commenced Business

2012

NAICS Code

523120

FW Ownership Interest

N

Employer Contact Name

Peter Doyle

Employer Contact Address 1

608 5TH Avenue

Employer Contact Address 2

Suite 602

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10020

Employer Contact Phone

646 837 6069

Employer Contact Email

peter.doyle@otcexgroup.com

Agent Attorney Name

William J Benos

Agent Attorney Firm Name

Williams Mullen

Agent Attorney Phone

8044206402

Agent Attorney Address 1

200 South 10th Street

Agent Attorney Address 2

Suite 1600

Agent Attorney City

Richmond

Agent Attorney State/Province

VIRGINIA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

23219

Agent Attorney Email

bbenos@williamsmullen.com

PW Track Number

P10019016430362

PW SOC Code

41-3031

PW SOC Title

Securities and Commodities Traders

PW Skill Level

Level IV

PW Wage

207376.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-05-01

PW Expiration Date

2019-07-30

Wage Offer From

207376.00

Wage Offer To

0.00

Average Salary

207376.00

Wage Unit of Pay

Year

Worksite Address 1

608 5th Avenue

Worksite Address 2

Suite 602

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10020

Job Title

Emerging Market Desk Senior Broker

Job Title Slug

emerging-market-desk-senior-broker

Minimum Education

Master's

Major Field of Study

Finance

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Mathematics, or related field, or foreign equiv.

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

48

Accept Alternative Job Title

Performing duties in H.14.

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

This position requires i a Masters degree, or foreign equivalent, in Finance, Mathematics, or related field; ii 4 years of experience in financial markets and equity derivative products developing both exoticOTC products in U.S. markets and international markets; iii 4 years of concurrent experience with VBA, Bloomberg, C, Visual Basic, and Python; and iv Series 7 license. Although these requirements exceed the SVP, these requirements are common in the industry and are supported by business necessity.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-06-07

SWA Job Order End Date

2019-07-11

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-06-02

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-06-09

Employer Website From Date

2019-07-12

Employer Website To Date

2019-07-29

Professional Organization Ad From Date

2020-01-01 07:47:51

Professional Organization Advertisement To Date

2020-01-01 07:47:51

Job Search Website From Date

2020-01-01 07:47:51

Job Search Website To Date

2020-01-01 07:47:51

Employee Referral Program From Date

2020-01-01 07:47:51

Employee Referral Program To Date

2020-01-01 07:47:51

Local Ethnic Paper From Date

2019-06-10

Local Ethnic Paper To Date

2019-06-10

Radio/TV Ad From Date

2019-06-10

Radio/TV Ad To Date

2019-06-10

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

FRANCE

Foreign Worker Birth Country

FRANCE

Class of Admission

E-2

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

2009

Foreign Worker Institution of Education

PANTHONASSAS UNIVERSITY PARIS II

Foreign Worker Education Institution Address 1

12 PLACE PANTHON

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PARIS

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

FRANCE

Foreign Worker Education Institution Postal Code

75005

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

William J Benos

Preparer Title

Attorney

Preparer Email

bbenos@williamsmullen.com

Employer Information Declaration Name

Peter Doyle

Employer Information Declaration Title

Chief Compliance Officer