Fiscal Year

2020

Case Number

A-19214-38906

Case Status

Certified-Expired

Received Date

2019-09-13

Decision Date

2019-12-09

Refile

N

Original File Date

2020-01-01 07:46:18

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS FINANCIAL SERVICES INC.

Employer Name Slug

ubs-financial-services-inc

Employer Address 1

1000 HARBOR BOULEVARD

Employer Address 2

Employer City

WEEHAWKEN

Employer City Slug

weehawken

Employer State

NEW JERSEY

Employer State Slug

new-jersey

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

7086

Employer Phone

201-352-3000

Employer Number of Employees

60000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

James Ziegenfuss

Agent Attorney Firm Name

FRAGOMEN, DEL REY, BERNSEN LOEWY LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

10th Floor

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

JZiegenfuss@fragomen.com

PW Track Number

P10018313654720

PW SOC Code

13-2052

PW SOC Title

Personal Financial Advisors

PW Skill Level

Level IV

PW Wage

180066.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-03-18

PW Expiration Date

2019-06-30

Wage Offer From

180066.00

Wage Offer To

0.00

Average Salary

180066.00

Wage Unit of Pay

Year

Worksite Address 1

701 Brickell Avenue

Worksite Address 2

Worksite City

Miami

Worksite City Slug

miami

Worksite State

FLORIDA

Worksite Postal Code

33131

Job Title

Executive Director, Financial Advisor

Job Title Slug

executive-director-financial-advisor

Minimum Education

Bachelor's

Major Field of Study

Business Administration, Finance, Economics, Marketing or related

Required Training

N

Required Experience

Y

Required Experience Months

60

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

Ex Dir, Client Advisor, Ex Dir, Private Banking Brazil, VP Private Banking Brazil, or related

Job Opportunity Requirements Normal

N

Foreign Language Required

Y

Specific Skills

Five 5 years of progressively responsible experience in the job offered or related position providing wealth management advisory services to high net worth Portuguesespeaking clients in Brazil; managing and developing client relationships and establishing strategies for acquiring new private clients, business development and risk management; working with portfolio construction and asset allocation among all asset classes including mutual funds equity and fixed income, hedge funds, private equity, real estate, structured notes, and bonds corporate and sovereign; selecting investments such as cash, fixed income, equities, foreign currencies, commodities, and discretionary asset management on behalf of clients; formulating hedge fund and option strategies; evaluating global financial and economic factors and financial accounting reports to measure and track business and financial performance; working with offshore investors to develop comprehensive investment strategies and programs; evaluating internal and external business and related financial data on current and prospective international clients; preparing and presenting verbal and written communications, reports and presentations. Must be fluent in Portuguese. Must travel internationally to Brazil as necessary to perform duties.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-05-22

SWA Job Order End Date

2019-06-22

Sunday Edition Newspaper

Y

First Newspaper Name

The Miami Herald

First Advertisement Start Date

2019-06-02

Second Newspaper Ad Name

The Miami Herald

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-06-09

Employer Website From Date

2019-05-28

Employer Website To Date

2019-06-10

Professional Organization Ad From Date

2020-01-01 07:46:18

Professional Organization Advertisement To Date

2020-01-01 07:46:18

Job Search Website From Date

2019-06-02

Job Search Website To Date

2019-07-01

Employee Referral Program From Date

2019-05-28

Employee Referral Program To Date

2019-06-10

Local Ethnic Paper From Date

2020-01-01 07:46:18

Local Ethnic Paper To Date

2020-01-01 07:46:18

Radio/TV Ad From Date

2020-01-01 07:46:18

Radio/TV Ad To Date

2020-01-01 07:46:18

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

SPAIN

Foreign Worker Birth Country

BRAZIL

Class of Admission

L-1

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION

Foreign Worker Years of Education Completed

1983

Foreign Worker Institution of Education

FACULDADE MORAES JUNIOR

Foreign Worker Education Institution Address 1

RUA REGENTE FEIJO, 6367

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

RIO DE JANEIRO

Foreign Worker Education Institution State/Province

RIO DE JANEIRO

Foreign Worker Education Institution Country

BRAZIL

Foreign Worker Education Institution Postal Code

20060-060

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

James Ziegenfuss

Preparer Title

Associate

Preparer Email

JZiegenfuss@fragomen.com

Employer Information Declaration Name

Miguel A Cervoni

Employer Information Declaration Title

Managing Director