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Case Number: A-19165-18273

Fiscal year: 2020

Fiscal Year

2020

Case Number

A-19165-18273

Case Status

Certified-Expired

Received Date

2019-07-30

Decision Date

2019-10-02

Refile

N

Original File Date

2020-01-01 07:24:49

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

60000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sasha Gilmore

Employer Contact Address 1

315 Deaderick Street

Employer Contact Address 2

Employer Contact City

Nashville

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

37238

Employer Contact Phone

615-393-7459

Employer Contact Email

sasha.gilmore@ubs.com

Agent Attorney Name

James Ziegenfuss

Agent Attorney Firm Name

FRAGOMEN, DEL REY, BERNSEN LOEWY LLP

Agent Attorney Phone

2126888555

Agent Attorney Address 1

7 Hanover Square

Agent Attorney Address 2

Floor 12

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10004-2756

Agent Attorney Email

JZiegenfuss@fragomen.com

PW Track Number

P10018291616960

PW SOC Code

13-2051

PW SOC Title

Financial Analysts

PW Skill Level

N/A

PW Wage

94600.00

PW Unit of Pay

Year

PW Wage Source

Other

PW Determination Date

2019-03-04

PW Expiration Date

2019-06-30

Wage Offer From

95000.00

Wage Offer To

135000.00

Average Salary

115000.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Associate Director, Valuation Controller

Job Title Slug

associate-director-valuation-controller

Minimum Education

Bachelor's

Major Field of Study

Business Administration, Finance, Economics, or related

Required Training

N

Required Experience

Y

Required Experience Months

48

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

48

Accept Alternative Job Title

Assistant Vice President; Associate; Analyst; or related

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Four 4 years of experience in the job offered or a related position performing valuation control of equity derivatives, with focus on indexstock options, variancevolatility swaps, VIX options, correlation products; resolving pricing challenges and working with risk profiles of various equity derivative structures and option strategies; working with the dynamics of derivative risks including vega risk and skew risk with respect to changes in other aspects or parameters of the trades; analyzing data flow between trade booking, pnl system, and general ledger; reviewing deterministic and stochastic correlation models for IPV and reserve purposes on exotic derivatives; calibrating and implementing proper spread charges on various derivative risk measures utilizing quantified uncertainty observed in market and consensus data; interacting with multiple functions and clients including front office traders, business heads, senior management, quantitative and risk groups and auditors; reviewing deal documents, implementing valuations and accounting policies; and utilizing market pricing tools.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-04-11

SWA Job Order End Date

2019-05-11

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-04-28

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-05-05

Employer Website From Date

2019-04-18

Employer Website To Date

2019-05-02

Professional Organization Ad From Date

2020-01-01 07:24:49

Professional Organization Advertisement To Date

2020-01-01 07:24:49

Job Search Website From Date

2019-04-29

Job Search Website To Date

2019-05-27

Employee Referral Program From Date

2019-04-18

Employee Referral Program To Date

2019-05-02

Local Ethnic Paper From Date

2020-01-01 07:24:49

Local Ethnic Paper To Date

2020-01-01 07:24:49

Radio/TV Ad From Date

2020-01-01 07:24:49

Radio/TV Ad To Date

2020-01-01 07:24:49

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

2013

Foreign Worker Institution of Education

NEW YORK UNIVERSITY

Foreign Worker Education Institution Address 1

383 LAFAYETTE STREET

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

NEW YORK

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

10003

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

James Ziegenfuss

Preparer Title

Associate Attorney

Preparer Email

JZiegenfuss@fragomen.com

Employer Information Declaration Name

Marissa Lobo

Employer Information Declaration Title

Director, Valuation Control Americas Lead