Fiscal Year

2020

Case Number

A-19157-14745

Case Status

Certified

Received Date

2019-07-08

Decision Date

2020-04-17

Refile

N

Original File Date

2020-01-01 07:22:58

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

BNP Paribas Asset Management USA Holdings, Inc.

Employer Name Slug

bnp-paribas-asset-management-usa-holdings-inc

Employer Address 1

200 Park Avenue

Employer Address 2

Employer City

New York

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10166

Employer Phone

2018505049

Employer Number of Employees

3200

Employer Year Commenced Business

1972

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sraboni Chakraborty

Employer Contact Address 1

200 Park Avenue

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10166

Employer Contact Phone

2018505049

Employer Contact Email

sraboni.chakraborty@us.bnpparibas.com

Agent Attorney Name

Jason E Burritt

Agent Attorney Firm Name

Seyfarth Shaw LLP

Agent Attorney Phone

2028283596

Agent Attorney Address 1

975 F Street NW

Agent Attorney Address 2

Agent Attorney City

Washington

Agent Attorney State/Province

DISTRICT OF COLUMBIA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

20004

Agent Attorney Email

jburritt@seyfarth.com

PW Track Number

P10018262460188

PW SOC Code

13-2061

PW SOC Title

Financial Examiners

PW Skill Level

Level IV

PW Wage

144622.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-01-24

PW Expiration Date

2019-06-30

Wage Offer From

190500.00

Wage Offer To

0.00

Average Salary

190500.00

Wage Unit of Pay

Year

Worksite Address 1

200 Park Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10166

Job Title

Senior Compliance Officer

Job Title Slug

senior-compliance-officer

Minimum Education

Master's

Major Field of Study

Law, Business Administration, or Compliance

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

Y

Accept Alternative Combination Education

Other

Accept Alternative Combination Education Years

6

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

96

Accept Alternative Job Title

Assessing legal regulatory requirements to ensure registered investment advisor conforms adapts

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

H10B Assessing legal and regulatory requirements to ensure registered investment adviser conforms and adapts with such requirements, including identifying gaps and weaknesses in compliance processes.br br H14 Performing gap analysis on polices and processes for current inventory with new regulatory initiatives, including risk weighted analysis RWA, to report to senior and compliance management.br br Reviewing policies and procedures to ensure applicability to registered investment adviser, including drafting provisions and remediation plans.br br Analyzing legal and regulatory requirements to identify applicability to business as a registered investment adviser, including communicating reporting requirements.br br Ensuring integration of special controls necessary for regulatory compliance for legal entities.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-02-13

SWA Job Order End Date

2019-03-20

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-02-24

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-03-03

Employer Website From Date

2020-01-01 07:22:58

Employer Website To Date

2020-01-01 07:22:58

Professional Organization Ad From Date

2020-01-01 07:22:58

Professional Organization Advertisement To Date

2020-01-01 07:22:58

Job Search Website From Date

2019-02-13

Job Search Website To Date

2019-03-14

Employee Referral Program From Date

2020-01-01 07:22:58

Employee Referral Program To Date

2020-01-01 07:22:58

Local Ethnic Paper From Date

2019-02-26

Local Ethnic Paper To Date

2019-02-26

Radio/TV Ad From Date

2019-03-06

Radio/TV Ad To Date

2019-03-06

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CANADA

Foreign Worker Birth Country

CANADA

Class of Admission

TN

Foreign Worker Education

Other

Foreign Worker Information: Major

LAW

Foreign Worker Years of Education Completed

1997

Foreign Worker Institution of Education

UNIVERSITY OF MONTREAL

Foreign Worker Education Institution Address 1

2900 EDOUARD MONTPETIT BLVD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

MONTREAL

Foreign Worker Education Institution State/Province

QUEBEC

Foreign Worker Education Institution Country

CANADA

Foreign Worker Education Institution Postal Code

H3T 1J4

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Jason E Burritt

Preparer Title

Partner

Preparer Email

jburritt@seyfarth.com

Employer Information Declaration Name

Sraboni Chakraborty

Employer Information Declaration Title

Immigration Specialist