Fiscal Year

2020

Case Number

A-19072-81361

Case Status

Certified

Received Date

2019-11-25

Decision Date

2020-05-01

Refile

N

Original File Date

2020-01-01 07:10:17

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SG AMERICAS SECURITIES, LLC

Employer Name Slug

sg-americas-securities-llc

Employer Address 1

245 PARK AVENUE

Employer Address 2

5TH FLOOR

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10167

Employer Phone

2122786000

Employer Number of Employees

1238

Employer Year Commenced Business

2004

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Katie Humphrey

Employer Contact Address 1

245 PARK AVENUE

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10167

Employer Contact Phone

212 278 6956

Employer Contact Email

katherine.humphrey@sgcib.com

Agent Attorney Name

Frank J Paldino

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

212230289866

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

jpaldino@fragomen.com

PW Track Number

P10019017260145

PW SOC Code

41-3031

PW SOC Title

Sales Agents, Securities and Commodities

PW Skill Level

Level III

PW Wage

88712.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-05-02

PW Expiration Date

2019-07-31

Wage Offer From

125000.00

Wage Offer To

0.00

Average Salary

125000.00

Wage Unit of Pay

Year

Worksite Address 1

425 South Financial Place

Worksite Address 2

Worksite City

Chicago

Worksite City Slug

chicago

Worksite State

ILLINOIS

Worksite Postal Code

60605

Job Title

Salesperson (Futures- Japanese Banking)

Job Title Slug

salesperson-futures-japanese-banking

Minimum Education

Bachelor's

Major Field of Study

Economics, Finance, Business Administration, Marketing or a related field

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

12

Accept Alternative Job Title

Professional experience working at a global financial institution contd in H.14

Job Opportunity Requirements Normal

Y

Foreign Language Required

Y

Specific Skills

Contd from H.10B as a futures broker or salesperson for clients that are top ranked large Japanese financial institutions located globally, including managing the solicitation and execution of futures and options orders. Must have experience in the following 1 year of professional experience using order execution terminals or Over the Counter OTC, providing market analysis based on research, providing trade recommendations, conducting post trade allocation, answering client inquiries and monitoring margining process, futures and options maturing process and offset the client positions; 1 year of professional experience executing options on futures orders for variety of financial instruments including Fixed Income futures, Interest rate futures and stock index futures with various currencies including US dollar, EURO, British Pond, Japanese Yen, Hong Kong dollars, Australian Dollar, Swiss Franc and Canadian Dollar and commodities WTI, Brent, Gold and Copper and combining Calls and Puts with ratio, working with clients to hedge andor speculate multiple risk scenarios; 1 year of professional experience executing OTC transactions including Block or EFRP, implementing specific exchange rules and regulations for each OTC transaction; 1 year of experience performing product control or market risk analysis and validation including profit loss metrics; 1 year of professional experience performing financial modeling; any professional experience using Excel, Visual Basic or C; any professional experience working with front office personnel, operations, finance, and management; Fluent able to read, write and speak native Japanese.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-08-19

SWA Job Order End Date

2019-09-20

Sunday Edition Newspaper

Y

First Newspaper Name

Chicago Tribune

First Advertisement Start Date

2019-09-08

Second Newspaper Ad Name

Chicago Tribune

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-09-15

Employer Website From Date

2019-06-03

Employer Website To Date

2019-06-14

Professional Organization Ad From Date

2020-01-01 07:10:17

Professional Organization Advertisement To Date

2020-01-01 07:10:17

Job Search Website From Date

2019-09-09

Job Search Website To Date

2019-09-23

Employee Referral Program From Date

2019-05-30

Employee Referral Program To Date

2019-06-14

Local Ethnic Paper From Date

2020-01-01 07:10:17

Local Ethnic Paper To Date

2020-01-01 07:10:17

Radio/TV Ad From Date

2020-01-01 07:10:17

Radio/TV Ad To Date

2020-01-01 07:10:17

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

JAPAN

Foreign Worker Birth Country

JAPAN

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

INTERNATIONAL ECONOMICS

Foreign Worker Years of Education Completed

2013

Foreign Worker Institution of Education

JOHNS HOPKINS UNIVERSITY

Foreign Worker Education Institution Address 1

PAUL H. NITZE SCHOOL OF ADVANCED INTERNATIONAL STUDIES

Foreign Worker Education Institution Address 2

1740 MASSACHUSETTS AVE NW

Foreign Worker Education Institution City

WASHINGTON

Foreign Worker Education Institution State/Province

DC

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

20036

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Frank J Paldino

Preparer Title

AttorneyatLaw

Preparer Email

jpaldino@fragomen.com

Employer Information Declaration Name

Tiffany Facey

Employer Information Declaration Title

Human Resources Business Partner