Fiscal Year

2020

Case Number

A-18305-36099

Case Status

Certified

Received Date

2020-01-22

Decision Date

2020-05-22

Refile

N

Original File Date

2020-01-01 07:04:47

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SG AMERICAS SECURITIES, LLC

Employer Name Slug

sg-americas-securities-llc

Employer Address 1

245 PARK AVENUE

Employer Address 2

5TH FLOOR

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10167

Employer Phone

2122786000

Employer Number of Employees

1238

Employer Year Commenced Business

2004

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Katie Humphrey

Employer Contact Address 1

245 PARK AVENUE

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10167

Employer Contact Phone

212 278 6956

Employer Contact Email

katherine.humphrey@sgcib.com

Agent Attorney Name

Frank J Paldino

Agent Attorney Firm Name

Fragomen, Del Rey, Bernsen Loewy, LLP

Agent Attorney Phone

2122302866

Agent Attorney Address 1

1400 Broadway

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10018

Agent Attorney Email

jpaldino@fragomen.com

PW Track Number

P10019066518153

PW SOC Code

13-2099

PW SOC Title

Risk Management Specialists

PW Skill Level

Level II

PW Wage

80517.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2019-06-18

PW Expiration Date

2019-09-16

Wage Offer From

163000.00

Wage Offer To

0.00

Average Salary

163000.00

Wage Unit of Pay

Year

Worksite Address 1

245 Park Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10167

Job Title

Operational Risk Associate (Capital Markets)

Job Title Slug

operational-risk-associate-capital-markets

Minimum Education

Bachelor's

Major Field of Study

Finance, Financial Engin, Engin, Economics, Information Systems, Mathematics, Business or rel field

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Professional experience at a global financial institution contd in H.14

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Contd from H.10B working with prime brokerage clients andor processes relating to capital markets products including equities. Must also have the following 3 years of professional experience working prime brokerage clients andor processes within Global regulatory environments; 3 years of professional experience using Microsoft Office applications ExcelMacros VBA, Word, PowerPoint to perform analysis and documentation requirements; any professional experience coordinating projects and working with crossfunctional groups to execute business initiatives including technology and process improvements.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2019-07-27

SWA Job Order End Date

2019-08-28

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2019-08-11

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2019-08-18

Employer Website From Date

2019-07-30

Employer Website To Date

2019-08-13

Professional Organization Ad From Date

2020-01-01 07:04:47

Professional Organization Advertisement To Date

2020-01-01 07:04:47

Job Search Website From Date

2019-08-12

Job Search Website To Date

2019-08-26

Employee Referral Program From Date

2019-07-29

Employee Referral Program To Date

2019-08-13

Local Ethnic Paper From Date

2020-01-01 07:04:47

Local Ethnic Paper To Date

2020-01-01 07:04:47

Radio/TV Ad From Date

2020-01-01 07:04:47

Radio/TV Ad To Date

2020-01-01 07:04:47

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

HONG KONG

Foreign Worker Birth Country

CHINA

Class of Admission

L-1

Foreign Worker Education

Master's

Foreign Worker Information: Major

FINANCE

Foreign Worker Years of Education Completed

2017

Foreign Worker Institution of Education

UNIVERSITY OF ROCHESTER

Foreign Worker Education Institution Address 1

ROCHESTER

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

NEW YORK

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

14627

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Frank J Paldino

Preparer Title

AttorneyatLaw

Preparer Email

jpaldino@fragomen.com

Employer Information Declaration Name

Alyssa Feola

Employer Information Declaration Title

Human Resources Business Partner