Fiscal Year

2024

Case Number

A-23048-03158

Case Status

Certified

Received Date

2023-05-10

Decision Date

2024-06-10

Refile

N

Original File Date

2024-01-01 01:35:56

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS BUSINESS SOLUTIONS US LLC

Employer Name Slug

ubs-business-solutions-us-llc

Employer Address 1

2711 CENTERVILLE ROAD

Employer Address 2

SUITE 400

Employer City

WILMINGTON

Employer City Slug

wilmington

Employer State

DELAWARE

Employer State Slug

delaware

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

19808

Employer Phone

615-332-6481

Employer Number of Employees

20000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sheeba Thomas

Employer Contact Address 1

600 Washington Blvd

Employer Contact Address 2

Employer Contact City

Stamford

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6901

Employer Contact Phone

2037190001

Employer Contact Email

sheeba.thomas@ubs.com

Agent Attorney Name

Jared M Hooven

Agent Attorney Firm Name

Ogletree, Deakins, Nash, Smoak Stewart, P.C.

Agent Attorney Phone

4042601479

Agent Attorney Address 1

191 Peachtree Street, N.E.

Agent Attorney Address 2

Suite 4800

Agent Attorney City

Atlanta

Agent Attorney State/Province

GEORGIA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

30303

Agent Attorney Email

jared.hooven@ogletree.com

PW Track Number

P10022203370546

PW SOC Code

13-2061

PW SOC Title

Financial Examiners

PW Skill Level

Level I

PW Wage

55182.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2023-04-25

PW Expiration Date

2023-07-24

Wage Offer From

60450.00

Wage Offer To

0.00

Average Salary

60450.00

Wage Unit of Pay

Year

Worksite Address 1

315 Deaderick Street

Worksite Address 2

Worksite City

Nashville

Worksite City Slug

nashville

Worksite State

TENNESSEE

Worksite Postal Code

37238

Job Title

Employee, Securities Specialist

Job Title Slug

employee-securities-specialist

Minimum Education

Bachelor's

Major Field of Study

Technology Management

Required Training

N

Required Experience

Y

Required Experience Months

12

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Business Administration, or a related field of study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

12

Accept Alternative Job Title

Securities Specialist, Associate Analyst, Senior Financial Analyst, or a related occupation

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Bachelors degree or foreign equivalent in Technology Management, Business Administration, or a related field of study and one 1 year of experience in the job offered or as a Securities Specialist, Associate Analyst, Senior Financial Analyst, or a related occupation. Position requires experience with the following An understanding of the finance industry financial products; Knowledge of brokerdealer operations concepts such as Stock Record, DTC, Seg, and Trade Lifecycle; Communicating effectively with colleagues in the Front Office, Middle Office, and external counterparts clients; Microsoft Office; Projectlevel deliverables; Managing firm risk; Regulatory requirements related to 15c33; Working with and managing Offshore staff; Data analytics and querying including MS Excel, MS Access or SQL; Back Office functional knowledge experience with large platform conversions. Employer will accept any suitable combination of education, experience, or training.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-12-14

SWA Job Order End Date

2023-01-18

Sunday Edition Newspaper

Y

First Newspaper Name

The Tennessean

First Advertisement Start Date

2022-12-25

Second Newspaper Ad Name

The Tennessean

Second Advertisement Type

Newspaper

Second Ad Start Date

2023-01-01

Employer Website From Date

2022-12-22

Employer Website To Date

2023-01-06

Professional Organization Ad From Date

2024-01-01 01:35:56

Professional Organization Advertisement To Date

2024-01-01 01:35:56

Job Search Website From Date

2022-12-25

Job Search Website To Date

2023-01-01

Employee Referral Program From Date

2024-01-01 01:35:56

Employee Referral Program To Date

2024-01-01 01:35:56

Local Ethnic Paper From Date

2022-12-29

Local Ethnic Paper To Date

2023-01-04

Radio/TV Ad From Date

2024-01-01 01:35:56

Radio/TV Ad To Date

2024-01-01 01:35:56

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION TECHNOLOGY MANAGEMENT

Foreign Worker Years of Education Completed

2016

Foreign Worker Institution of Education

HERZING UNIVERSITY

Foreign Worker Education Institution Address 1

275 W WISCONSIN AVE

Foreign Worker Education Institution Address 2

SUITE 210

Foreign Worker Education Institution City

MILWAUKEE

Foreign Worker Education Institution State/Province

WI

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

53203

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Jared M Hooven

Preparer Title

Attorney

Preparer Email

jared.hooven@ogletree.com

Employer Information Declaration Name

Tyler Thomas

Employer Information Declaration Title

Director