Fiscal Year

2024

Case Number

A-23094-22440

Case Status

Certified

Received Date

2023-05-15

Decision Date

2024-05-24

Refile

N

Original File Date

2024-01-01 01:26:05

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

B. RILEY SECURITIES, INC.

Employer Name Slug

b-riley-securities-inc

Employer Address 1

1300 NORTH 17TH STREET

Employer Address 2

SUITE 1300

Employer City

ARLINGTON

Employer City Slug

arlington

Employer State

VIRGINIA

Employer State Slug

virginia

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

22209

Employer Phone

9012551415

Employer Number of Employees

285

Employer Year Commenced Business

1989

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Abrina Bell

Employer Contact Address 1

40 South Main Street

Employer Contact Address 2

Suite 1800

Employer Contact City

Memphis

Employer Contact State/Province

TENNESSEE

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

38103

Employer Contact Phone

9012551415

Employer Contact Email

abell@brileyfin.com

Agent Attorney Name

Rita N Georges

Agent Attorney Firm Name

Serotte Law Firm LLC

Agent Attorney Phone

7168812600

Agent Attorney Address 1

370 Franklin Street

Agent Attorney Address 2

Agent Attorney City

Buffalo

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

14202

Agent Attorney Email

rgeorges@serottelaw.com

PW Track Number

P10022187335825

PW SOC Code

11-3031

PW SOC Title

Financial Managers

PW Skill Level

Level IV

PW Wage

227115.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2023-02-10

PW Expiration Date

2023-06-30

Wage Offer From

250000.00

Wage Offer To

0.00

Average Salary

250000.00

Wage Unit of Pay

Year

Worksite Address 1

100 Drakes Landing

Worksite Address 2

Suite 1305

Worksite City

Greenbrae

Worksite City Slug

greenbrae

Worksite State

CALIFORNIA

Worksite Postal Code

94904

Job Title

Managing Director, Senior Research Analyst, Group Head

Job Title Slug

managing-director-senior-research-analyst-group-head

Minimum Education

Master's

Major Field of Study

Biotechnology

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance, Economics or closely related field.

Accept Alternative Combination

Y

Accept Alternative Combination Education

Bachelor's

Accept Alternative Combination Education Years

5

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Related

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

SIE, Series 7, 63, 86 and 87 registration with FINRA upon or within 60 days of hire. Series 24 registration with FINRA upon or within 90 days of hire. Knowledge of biopharma industry i.e., science medicine, RDmanufacturing commercial processes, interplay among various stakeholders in the industry, awareness of trends and recent developments and ability to research learn synthesize findings rapidly on new topics. Ownership of largescale project execution grounded on fundamentals of problem solving, including defining problem statement or question, breaking it down into its components and use the structure to guide and organize activities of experts from a crossfunctional team. Gathering and synthesizing large volumes of financial, business intelligence, and clinicalmedical journal data from a number of secondary database tools. Leading and delivering on several crossfunctional, strategic projects e.g., evaluation of an MA opportunity, new business proposals, spanning across drug discovery, clinical development, manufacturing, and commercial functions. Strong quantitative and qualitative analytic skills, including financial analysis, in order to develop market and valuation models to capture opportunities and risks for commercial and pipeline products within the portfolio of covered biopharmaceutical companies. Comfort in leading and keeping teams motivated team through translation of complex tasks into time and resourcesbound activities.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2023-02-21

SWA Job Order End Date

2023-03-24

Sunday Edition Newspaper

Y

First Newspaper Name

San Francisco Chronicle

First Advertisement Start Date

2023-03-12

Second Newspaper Ad Name

San Francisco Chronicle

Second Advertisement Type

Newspaper

Second Ad Start Date

2023-03-19

Employer Website From Date

2024-01-01 01:26:05

Employer Website To Date

2024-01-01 01:26:05

Professional Organization Ad From Date

2024-01-01 01:26:05

Professional Organization Advertisement To Date

2024-01-01 01:26:05

Job Search Website From Date

2023-03-12

Job Search Website To Date

2023-03-20

Employee Referral Program From Date

2023-02-21

Employee Referral Program To Date

2023-03-07

Local Ethnic Paper From Date

2023-03-15

Local Ethnic Paper To Date

2023-03-15

Radio/TV Ad From Date

2024-01-01 01:26:05

Radio/TV Ad To Date

2024-01-01 01:26:05

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

BIOTECHNOLOGY MANAGEMENT

Foreign Worker Years of Education Completed

2012

Foreign Worker Institution of Education

CARNEGIE MELLON UNIVERSITY

Foreign Worker Education Institution Address 1

5000 FORBES AVENUE

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PITTSBURG

Foreign Worker Education Institution State/Province

PA

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

15213

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Rita N Georges

Preparer Title

Managing Partner

Preparer Email

rgeorges@serottelaw.com

Employer Information Declaration Name

Abrina E Bell

Employer Information Declaration Title

VP, Human Resources Regulated