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Case Number: A-23096-23963
Fiscal year: 2024
Fiscal Year
2024
Case Number
A-23096-23963
Case Status
Certified
Received Date
2023-04-12
Decision Date
2024-05-13
Refile
N
Original File Date
2024-01-01 01:20:55
Previous SWA Case Number State
Schedule A Sheepherder
N
Employer Name
UBS SECURITIES LLC
Employer Name Slug
ubs-securities-llc
Employer Address 1
315 DEADERICK STREET
Employer Address 2
Employer City
NASHVILLE
Employer City Slug
nashville
Employer State
TENNESSEE
Employer State Slug
tennessee
Employer Country
UNITED STATES OF AMERICA
Employer Postal Code
37238
Employer Phone
615-393-7459
Employer Number of Employees
20000
Employer Year Commenced Business
1862
NAICS Code
523110
FW Ownership Interest
N
Employer Contact Name
Sheeba Thomas
Employer Contact Address 1
600 Washington Blvd
Employer Contact Address 2
Employer Contact City
Stamford
Employer Contact State/Province
CONNECTICUT
Employer Contact Country
UNITED STATES OF AMERICA
Employer Contact Postal Code
6901
Employer Contact Phone
203-719-0001
Employer Contact Email
sheeba.thomas@ubs.com
Agent Attorney Name
Jared M Hooven
Agent Attorney Firm Name
Ogletree, Deakins, Nash, Smoak Stewart, P.C.
Agent Attorney Phone
4042601479
Agent Attorney Address 1
191 Peachtree St. NE
Agent Attorney Address 2
Ste 4800
Agent Attorney City
Atlanta
Agent Attorney State/Province
GEORGIA
Agent Attorney Country
UNITED STATES OF AMERICA
Agent Attorney Postal Code
30303
Agent Attorney Email
jared.hooven@ogletreedeakins.com
PW Track Number
P10022262480776
PW SOC Code
11-3031
PW SOC Title
Financial Managers
PW Skill Level
Level IV
PW Wage
248581.00
PW Unit of Pay
Year
PW Wage Source
OES
PW Determination Date
2023-03-28
PW Expiration Date
2023-06-30
Wage Offer From
275000.00
Wage Offer To
312500.00
Average Salary
293750.00
Wage Unit of Pay
Year
Worksite Address 1
1285 Avenue of the Americas
Worksite Address 2
Worksite City
New York
Worksite City Slug
new-york
Worksite State
NEW YORK
Worksite Postal Code
10019
Job Title
Executive Director, Americas Head of Electronic Sales Trading
Job Title Slug
executive-director-americas-head-of-electronic-sales-trading
Minimum Education
Bachelor's
Major Field of Study
Economics
Required Training
N
Required Experience
Y
Required Experience Months
60
Accept Alternative Field of Study
Y
Accept Alternative Major Field of Study
Finance, Computer Science, or a related field
Accept Alternative Combination
Y
Accept Alternative Combination Education
Master's
Accept Alternative Combination Education Years
3
Accept Foreign Education
Y
Accept Alternative Occupation
Y
Accept Alternative Occupation Months
60
Accept Alternative Job Title
ETDFX Electronic Sales Trader, Electronic Execution in Equities, See H14
Job Opportunity Requirements Normal
Y
Foreign Language Required
N
Specific Skills
Position requires experience in the following Futures market microstructure across Equities, Fixed Income, Commodities, and Currencies asset classes; FX market structure, liquidity, and venue access; Smart Order Router; navigating trading platforms such as Bloomberg Tradebook, Trading Technologies, and FlexTrade; execution algorithms, including how they function, the quantitative parameters, and market impact model underpinning the trading logic; fronttoback trading workflows in FuturesOptions and FX products. Requires Series 3, Series 7, and Series 63 licenses. May be required to work on weekends.br br Employer will accept any suitable combination of education, experience, or training.br br Response to 10B. Identify the job title of the acceptable alternate occupation ETDFX Electronic Sales Trader, Electronic Execution in Equities, Futures Acquisition Sales, Voice Execution in Futures or a related occupation.
Combination Occupation
N
Offered to Applicant Foreign Worker
Y
Foreign Worker Live on Premises
N
Foreign Worker Live in Domestic Service
N
Foreign Worker Live in Domestic Service Count
Professional Occupation
Y
Application for College/University Teacher
N
SWA Job Order Start Date
2022-12-28
SWA Job Order End Date
2023-01-27
Sunday Edition Newspaper
Y
First Newspaper Name
The New York Times
First Advertisement Start Date
2023-01-01
Second Newspaper Ad Name
The New York Times
Second Advertisement Type
Newspaper
Second Ad Start Date
2023-01-08
Employer Website From Date
2023-01-20
Employer Website To Date
2023-02-03
Professional Organization Ad From Date
2024-01-01 01:20:55
Professional Organization Advertisement To Date
2024-01-01 01:20:55
Job Search Website From Date
2023-01-01
Job Search Website To Date
2023-01-08
Employee Referral Program From Date
2024-01-01 01:20:55
Employee Referral Program To Date
2024-01-01 01:20:55
Local Ethnic Paper From Date
2023-01-05
Local Ethnic Paper To Date
2023-01-05
Radio/TV Ad From Date
2024-01-01 01:20:55
Radio/TV Ad To Date
2024-01-01 01:20:55
Employer Received Payment
N
Posted Notice at Worksite
Y
Layoff in Past Six Months
N
Country of Citizenship
UNITED KINGDOM
Foreign Worker Birth Country
UNITED KINGDOM
Class of Admission
H-1B
Foreign Worker Education
Bachelor's
Foreign Worker Information: Major
ECONOMICS
Foreign Worker Years of Education Completed
2009
Foreign Worker Institution of Education
THE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE
Foreign Worker Education Institution Address 1
HOUGHTON STREET
Foreign Worker Education Institution Address 2
Foreign Worker Education Institution City
LONDON
Foreign Worker Education Institution State/Province
ENGLAND
Foreign Worker Education Institution Country
UNITED KINGDOM
Foreign Worker Education Institution Postal Code
WC2A 2AE
Foreign Worker Experience with Employer
N
Foreign Worker Employer Pays for Education
N
Foreign Worker Currently Employed
Y
Employer Completed Application
N
Preparer Name
Jared M Hooven
Preparer Title
Associate
Preparer Email
jared.hooven@ogletreedeakins.com
Employer Information Declaration Name
Lindsay Chock
Employer Information Declaration Title
Global Head of ETDFX Electronic Execution