Fiscal Year

2024

Case Number

A-23096-23963

Case Status

Certified

Received Date

2023-04-12

Decision Date

2024-05-13

Refile

N

Original File Date

2024-01-01 01:20:55

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

20000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sheeba Thomas

Employer Contact Address 1

600 Washington Blvd

Employer Contact Address 2

Employer Contact City

Stamford

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6901

Employer Contact Phone

203-719-0001

Employer Contact Email

sheeba.thomas@ubs.com

Agent Attorney Name

Jared M Hooven

Agent Attorney Firm Name

Ogletree, Deakins, Nash, Smoak Stewart, P.C.

Agent Attorney Phone

4042601479

Agent Attorney Address 1

191 Peachtree St. NE

Agent Attorney Address 2

Ste 4800

Agent Attorney City

Atlanta

Agent Attorney State/Province

GEORGIA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

30303

Agent Attorney Email

jared.hooven@ogletreedeakins.com

PW Track Number

P10022262480776

PW SOC Code

11-3031

PW SOC Title

Financial Managers

PW Skill Level

Level IV

PW Wage

248581.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2023-03-28

PW Expiration Date

2023-06-30

Wage Offer From

275000.00

Wage Offer To

312500.00

Average Salary

293750.00

Wage Unit of Pay

Year

Worksite Address 1

1285 Avenue of the Americas

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10019

Job Title

Executive Director, Americas Head of Electronic Sales Trading

Job Title Slug

executive-director-americas-head-of-electronic-sales-trading

Minimum Education

Bachelor's

Major Field of Study

Economics

Required Training

N

Required Experience

Y

Required Experience Months

60

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance, Computer Science, or a related field

Accept Alternative Combination

Y

Accept Alternative Combination Education

Master's

Accept Alternative Combination Education Years

3

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

ETDFX Electronic Sales Trader, Electronic Execution in Equities, See H14

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Position requires experience in the following Futures market microstructure across Equities, Fixed Income, Commodities, and Currencies asset classes; FX market structure, liquidity, and venue access; Smart Order Router; navigating trading platforms such as Bloomberg Tradebook, Trading Technologies, and FlexTrade; execution algorithms, including how they function, the quantitative parameters, and market impact model underpinning the trading logic; fronttoback trading workflows in FuturesOptions and FX products. Requires Series 3, Series 7, and Series 63 licenses. May be required to work on weekends.br br Employer will accept any suitable combination of education, experience, or training.br br Response to 10B. Identify the job title of the acceptable alternate occupation ETDFX Electronic Sales Trader, Electronic Execution in Equities, Futures Acquisition Sales, Voice Execution in Futures or a related occupation.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-12-28

SWA Job Order End Date

2023-01-27

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2023-01-01

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2023-01-08

Employer Website From Date

2023-01-20

Employer Website To Date

2023-02-03

Professional Organization Ad From Date

2024-01-01 01:20:55

Professional Organization Advertisement To Date

2024-01-01 01:20:55

Job Search Website From Date

2023-01-01

Job Search Website To Date

2023-01-08

Employee Referral Program From Date

2024-01-01 01:20:55

Employee Referral Program To Date

2024-01-01 01:20:55

Local Ethnic Paper From Date

2023-01-05

Local Ethnic Paper To Date

2023-01-05

Radio/TV Ad From Date

2024-01-01 01:20:55

Radio/TV Ad To Date

2024-01-01 01:20:55

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

UNITED KINGDOM

Foreign Worker Birth Country

UNITED KINGDOM

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ECONOMICS

Foreign Worker Years of Education Completed

2009

Foreign Worker Institution of Education

THE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE

Foreign Worker Education Institution Address 1

HOUGHTON STREET

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

LONDON

Foreign Worker Education Institution State/Province

ENGLAND

Foreign Worker Education Institution Country

UNITED KINGDOM

Foreign Worker Education Institution Postal Code

WC2A 2AE

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Jared M Hooven

Preparer Title

Associate

Preparer Email

jared.hooven@ogletreedeakins.com

Employer Information Declaration Name

Lindsay Chock

Employer Information Declaration Title

Global Head of ETDFX Electronic Execution