Fiscal Year

2024

Case Number

A-23020-90303

Case Status

Certified

Received Date

2023-03-09

Decision Date

2024-05-08

Refile

N

Original File Date

2024-01-01 01:19:33

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SMBC Capital Markets, Inc.

Employer Name Slug

smbc-capital-markets-inc

Employer Address 1

277 Park Avenue

Employer Address 2

Employer City

New York

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10172

Employer Phone

212-224-4000

Employer Number of Employees

186

Employer Year Commenced Business

1986

NAICS Code

522110

FW Ownership Interest

N

Employer Contact Name

Alexandra Mercado

Employer Contact Address 1

277 Park Avenue

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10172

Employer Contact Phone

212-224-4238

Employer Contact Email

alexandra_mercado@smbcgroup.com

Agent Attorney Name

Michelle S Velasco

Agent Attorney Firm Name

Kramer Levin Naftalis Frankel LLP

Agent Attorney Phone

(212) 715-9521

Agent Attorney Address 1

1177 Avenue of the Americas 23rd Floor

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10036

Agent Attorney Email

mvelasco@kramerlevin.com

PW Track Number

P10022112098408

PW SOC Code

41-3031

PW SOC Title

Securities, Commodities, and Financial Services Sales Agents

PW Skill Level

Level II

PW Wage

110614.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2022-12-19

PW Expiration Date

2023-06-30

Wage Offer From

120000.00

Wage Offer To

0.00

Average Salary

120000.00

Wage Unit of Pay

Year

Worksite Address 1

277 Park Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10172

Job Title

Associate, Product Control Analyst

Job Title Slug

associate-product-control-analyst

Minimum Education

Bachelor's

Major Field of Study

Accounting

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Economics, Global Finance, or closely related field

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

another product control analyst position

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Bachelors Degree in Accounting, Economics, Global Finance, or closely related field, plus three years of experience in the position offered or another product control analyst position.br br All required experience must have included using knowledge of fixed income derivatives such as interest rate swaps, crosscurrency swaps, caps, floors, swaptions, NDFs, futures, forwards, CDS, and other vanilla financial instruments such as bonds; executing and supporting product control processes, trade lifecycle, and internal controls framework; and working with PnL and risk systems and MS Excel VBA including advanced functions.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-12-20

SWA Job Order End Date

2023-01-22

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2022-12-25

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2023-01-01

Employer Website From Date

2024-01-01 01:19:33

Employer Website To Date

2024-01-01 01:19:33

Professional Organization Ad From Date

2024-01-01 01:19:33

Professional Organization Advertisement To Date

2024-01-01 01:19:33

Job Search Website From Date

2022-12-25

Job Search Website To Date

2023-01-08

Employee Referral Program From Date

2022-12-21

Employee Referral Program To Date

2023-01-05

Local Ethnic Paper From Date

2024-01-01 01:19:33

Local Ethnic Paper To Date

2024-01-01 01:19:33

Radio/TV Ad From Date

2022-12-29

Radio/TV Ad To Date

2022-12-29

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

CHINA

Foreign Worker Birth Country

CHINA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

GLOBAL FINANCE

Foreign Worker Years of Education Completed

2016

Foreign Worker Institution of Education

FORDHAM UNIVERSITY GABELLI SCHOOL OF BUSINESS

Foreign Worker Education Institution Address 1

140 W 62ND STREET

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

NEW YORK

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

10023

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Michelle S Velasco

Preparer Title

Attorney

Preparer Email

mvelasco@kramerlevin.com

Employer Information Declaration Name

Alexandra Mercado

Employer Information Declaration Title

Vice President, U.S. Immigration