Fiscal Year

2024

Case Number

A-23065-08851

Case Status

Certified

Received Date

2023-04-26

Decision Date

2024-05-01

Refile

N

Original File Date

2024-01-01 01:14:52

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

NATWEST MARKETS SECURITIES INC.

Employer Name Slug

natwest-markets-securities-inc

Employer Address 1

600 WASHINGTON BLVD

Employer Address 2

Employer City

STAMFORD

Employer City Slug

stamford

Employer State

CONNECTICUT

Employer State Slug

connecticut

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

6901

Employer Phone

2038974798

Employer Number of Employees

260

Employer Year Commenced Business

1981

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Christopher A Lech

Employer Contact Address 1

600 WASHINGTON BLVD

Employer Contact Address 2

Employer Contact City

STAMFORD

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6901

Employer Contact Phone

2038972700

Employer Contact Email

Christopher.Lech@natwestmarkets.com

Agent Attorney Name

David W Johnson

Agent Attorney Firm Name

Gibney, Anthony Flaherty, LLP

Agent Attorney Phone

2127059848

Agent Attorney Address 1

Gibney, Anthony Flaherty, LLP

Agent Attorney Address 2

650 Fifth Avenue

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10019

Agent Attorney Email

djohnson@gibney.com

PW Track Number

P10022136176991

PW SOC Code

13-2099.01

PW SOC Title

Financial Specialists, All Other

PW Skill Level

Level IV

PW Wage

163634.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2023-01-04

PW Expiration Date

2023-06-30

Wage Offer From

163634.00

Wage Offer To

0.00

Average Salary

163634.00

Wage Unit of Pay

Year

Worksite Address 1

600 Washington Blvd

Worksite Address 2

Worksite City

Stamford

Worksite City Slug

stamford

Worksite State

CONNECTICUT

Worksite Postal Code

6901

Job Title

VP, U.S. Sales Delivery

Job Title Slug

vp-us-sales-delivery

Minimum Education

Bachelor's

Major Field of Study

Information Technology, Finance, Law or a related field

Required Training

N

Required Experience

N

Required Experience Months

Accept Alternative Field of Study

N

Accept Alternative Major Field of Study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

position offered, as a Derivatives Technical Analyst or related role in financial services sector

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Full term of required experience must be postbaccalaureate and progressively responsible, and must include Designing, developing and testing of front office financial trading tools that manage the full lifecycle of Rates derivatives, including sales and pricing, and serving as Subject Matter Expert concerning such tools; Utilizing knowledge of Rates, FX Credit financial instruments, including vanilla derivatives, vol products, cash instruments, origination, exotic derivatives and complex hybrids, to determine best practices for Trading Sales; Reading and preparing Trade Activity PnL to determine productive client activity; Utilizing knowledge of trade flow, post pricing and booking to identify opportunities for workflow optimization; Providing advice and training to trading and financial staff regarding trade workflows, processes and methodologies governing operations, as well as best practices to ensure effective utilization of the trading system; Utilizing knowledge of global bankingtrading regulations, specifically Dodd Frank, Mifid II, Trace, ESG regulations and necessary reporting requirements, and working within these regulations to design solutions or apply existing solutions; Identifying automation opportunities, reducing touchpoints after trading and increasing accuracy of back office functions, including documentation and settlement; Employing programming languages Python and VBA to develop EUDAs that deliver impactful analysis via ongoing analytics to drive more efficient and effective decisions; Performing evaluation and analysis on historical trading data using software tools including Sybase database, Anaconda, Jupyter, Dynamic Risk Runner, Trade Capture Pricing, Bond Orders, Atlas Salesforce, Predictive Trading Dashboards, Dataiku, Reference Data Stores, Bookbuilder, Bostik and Trade Confirmations; and Utilizing trading software including Rates Derivatives Trading Pricing platform, Bond Capture Pricing, Trade Storage Fixings Manager, Risk PnL Viewer, Exotic Trade Capture and Pricing Spreadsheets, ServiceNow, Markitwire and Bloomberg. Must have Series 7 63 licenses.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-12-12

SWA Job Order End Date

2023-01-30

Sunday Edition Newspaper

Y

First Newspaper Name

The Stamford Advocate

First Advertisement Start Date

2022-12-18

Second Newspaper Ad Name

The Stamford Advocate

Second Advertisement Type

Newspaper

Second Ad Start Date

2022-12-25

Employer Website From Date

2022-12-09

Employer Website To Date

2022-12-22

Professional Organization Ad From Date

2024-01-01 01:14:52

Professional Organization Advertisement To Date

2024-01-01 01:14:52

Job Search Website From Date

2022-12-19

Job Search Website To Date

2023-01-02

Employee Referral Program From Date

2023-01-13

Employee Referral Program To Date

2023-01-30

Local Ethnic Paper From Date

2024-01-01 01:14:52

Local Ethnic Paper To Date

2024-01-01 01:14:52

Radio/TV Ad From Date

2024-01-01 01:14:52

Radio/TV Ad To Date

2024-01-01 01:14:52

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

UNITED KINGDOM

Foreign Worker Birth Country

UNITED KINGDOM

Class of Admission

E-2

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

LEGAL STUDIES BACHELOR OF LAWS

Foreign Worker Years of Education Completed

2007

Foreign Worker Institution of Education

LIVERPOOL JOHN MOORES UNIVERSITY

Foreign Worker Education Institution Address 1

TITHEBORN ST.

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

LIVERPOOL

Foreign Worker Education Institution State/Province

Foreign Worker Education Institution Country

UNITED KINGDOM

Foreign Worker Education Institution Postal Code

L2 2QP

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

David W Johnson

Preparer Title

Partner

Preparer Email

djohnson@gibney.com

Employer Information Declaration Name

Christopher A Lech

Employer Information Declaration Title

Counsel, Head of Employment Law Benefits, US