Fiscal Year

2024

Case Number

A-22350-75401

Case Status

Certified

Received Date

2023-03-06

Decision Date

2024-05-01

Refile

N

Original File Date

2024-01-01 01:14:51

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

UBS SECURITIES LLC

Employer Name Slug

ubs-securities-llc

Employer Address 1

315 DEADERICK STREET

Employer Address 2

Employer City

NASHVILLE

Employer City Slug

nashville

Employer State

TENNESSEE

Employer State Slug

tennessee

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

37238

Employer Phone

615-393-7459

Employer Number of Employees

20000

Employer Year Commenced Business

1862

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Sheeba Thomas

Employer Contact Address 1

600 Washington Blvd

Employer Contact Address 2

Employer Contact City

Stamford

Employer Contact State/Province

CONNECTICUT

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

6901

Employer Contact Phone

203-719-0001

Employer Contact Email

sheeba.thomas@ubs.com

Agent Attorney Name

Jared M Hooven

Agent Attorney Firm Name

Ogletree, Deakins, Nash, Smoak Stewart, P.C.

Agent Attorney Phone

4042601479

Agent Attorney Address 1

191 Peachtree Street, N.E.

Agent Attorney Address 2

Suite 4800

Agent Attorney City

Atlanta

Agent Attorney State/Province

GEORGIA

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

30303

Agent Attorney Email

jared.hooven@ogletree.com

PW Track Number

P10022024848479

PW SOC Code

13-2051.00

PW SOC Title

Financial and Investment Analysts

PW Skill Level

Level IV

PW Wage

145038.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2022-07-29

PW Expiration Date

2023-06-30

Wage Offer From

200000.00

Wage Offer To

0.00

Average Salary

200000.00

Wage Unit of Pay

Year

Worksite Address 1

555 California Street

Worksite Address 2

36th Floor

Worksite City

San Francisco

Worksite City Slug

san-francisco

Worksite State

CALIFORNIA

Worksite Postal Code

94104

Job Title

Associate Director, Investment Banking

Job Title Slug

associate-director-investment-banking

Minimum Education

Bachelor's

Major Field of Study

Economics

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Engineering, Finance, Accounting, or a related field of study

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

Investment Banking Analyst, Senior Financial Advisor, or a related occupation

Job Opportunity Requirements Normal

Y

Foreign Language Required

N

Specific Skills

Bachelors degree or foreign equivalent in Economics, Engineering, Finance, Accounting, or a related field of study and three 3 years of experience in the job offered or as an Investment Banking Analyst, Senior Financial Advisor, or a related occupation. Position requires experience with the following Series 63 and 79 licenses Employer allows sixty 60 days after initial date of hiring for the first two 2 FINRA exams and thirty 30 days for each subsequent exam; Advanced financial modeling skills including valuation analyses; Advanced corporate accounting skills; Statistical and valuation skills; Managing complex projects; Proficiency in CapIQ and FactSet; Proficiency in Microsoft Excel. Employer will accept any suitable combination of education, experience, or training.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-10-06

SWA Job Order End Date

2022-11-07

Sunday Edition Newspaper

Y

First Newspaper Name

San Francisco Chronicle

First Advertisement Start Date

2022-11-20

Second Newspaper Ad Name

San Francisco Chronicle

Second Advertisement Type

Newspaper

Second Ad Start Date

2022-11-27

Employer Website From Date

2022-11-09

Employer Website To Date

2022-11-22

Professional Organization Ad From Date

2024-01-01 01:14:51

Professional Organization Advertisement To Date

2024-01-01 01:14:51

Job Search Website From Date

2022-11-20

Job Search Website To Date

2022-11-27

Employee Referral Program From Date

2024-01-01 01:14:51

Employee Referral Program To Date

2024-01-01 01:14:51

Local Ethnic Paper From Date

2022-11-23

Local Ethnic Paper To Date

2022-11-23

Radio/TV Ad From Date

2024-01-01 01:14:51

Radio/TV Ad To Date

2024-01-01 01:14:51

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

SOUTH AFRICA

Foreign Worker Birth Country

SOUTH AFRICA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION FINTECH

Foreign Worker Years of Education Completed

2020

Foreign Worker Institution of Education

DUKE UNIVERSITY

Foreign Worker Education Institution Address 1

2138 CAMPUS DRIVE

Foreign Worker Education Institution Address 2

BOX 90586

Foreign Worker Education Institution City

DURHAM

Foreign Worker Education Institution State/Province

NC

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

27708

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Jared M Hooven

Preparer Title

Attorney

Preparer Email

jared.hooven@ogletree.com

Employer Information Declaration Name

Paul Crisci

Employer Information Declaration Title

Global CoHead of TMT Investment Banking