Fiscal Year

2024

Case Number

A-23030-94959

Case Status

Certified

Received Date

2023-03-09

Decision Date

2024-04-25

Refile

N

Original File Date

2024-01-01 01:11:25

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SMBC Capital Markets, Inc.

Employer Name Slug

smbc-capital-markets-inc

Employer Address 1

277 Park Avenue

Employer Address 2

Employer City

New York

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10172

Employer Phone

212-224-4000

Employer Number of Employees

186

Employer Year Commenced Business

1986

NAICS Code

522110

FW Ownership Interest

N

Employer Contact Name

Alexandra Mercado

Employer Contact Address 1

277 Park Avenue

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10172

Employer Contact Phone

212-224-4238

Employer Contact Email

alexandra_mercado@smbcgroup.com

Agent Attorney Name

Michelle S Velasco

Agent Attorney Firm Name

Kramer Levin Naftalis Frankel LLP

Agent Attorney Phone

(212) 715-9521

Agent Attorney Address 1

1177 Avenue of the Americas 23rd Floor

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10036

Agent Attorney Email

mvelasco@kramerlevin.com

PW Track Number

P10022129150447

PW SOC Code

11-3031.00

PW SOC Title

Financial Managers

PW Skill Level

Level III

PW Wage

208728.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2022-11-28

PW Expiration Date

2023-06-30

Wage Offer From

220000.00

Wage Offer To

0.00

Average Salary

220000.00

Wage Unit of Pay

Year

Worksite Address 1

277 Park Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10172

Job Title

Director, Counterparty Credit Risk

Job Title Slug

director-counterparty-credit-risk

Minimum Education

Master's

Major Field of Study

Business Administration

Required Training

N

Required Experience

Y

Required Experience Months

36

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Finance or closely related field

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

36

Accept Alternative Job Title

a Counterparty Credit Risk analyst role in a bank or financial services firm

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Masters in Business Administration, Finance, or closely related field, plus 3 years of experience in the position offered or in a Counterparty Credit Risk analyst role in a bank or financial services firm.br br All required experience must have included maintaining CCR framework per SR 1110; assisting with developing the strategy and executing the Target Operating Model for CCR across the organization; assisting various task forces in the development and enhancement of the CCR framework and processes including Policy Procedures, PFE, risk aggregation, and the supporting technical infrastructure; ensuring timely delivery of project plan; assisting in process documentation and communication to senior management; assisting with related regulatory and strategic projects across the counterparty credit and enterprise risk groups; assisting with XVA related enhancements to CCR framework; assisting with regulatory and internal audit exams to review CCR framework and with related remediation efforts; facilitating communication among crossfunctional teams regarding counterparty risk issues and initiatives and to gain an understanding of customer needs and the overall business growth strategy; and assisting in the completion of risk governance assessments.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-12-05

SWA Job Order End Date

2023-01-06

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2022-12-11

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2022-12-18

Employer Website From Date

2024-01-01 01:11:25

Employer Website To Date

2024-01-01 01:11:25

Professional Organization Ad From Date

2024-01-01 01:11:25

Professional Organization Advertisement To Date

2024-01-01 01:11:25

Job Search Website From Date

2022-12-11

Job Search Website To Date

2022-12-25

Employee Referral Program From Date

2022-12-06

Employee Referral Program To Date

2022-12-20

Local Ethnic Paper From Date

2024-01-01 01:11:25

Local Ethnic Paper To Date

2024-01-01 01:11:25

Radio/TV Ad From Date

2022-12-15

Radio/TV Ad To Date

2022-12-15

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Master's

Foreign Worker Information: Major

BUSINESS ADMINISTRATION

Foreign Worker Years of Education Completed

2009

Foreign Worker Institution of Education

UNIVERSITY OF ROCHESTER

Foreign Worker Education Institution Address 1

500 JOSEPH C. WILSON BLVD

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

ROCHESTER

Foreign Worker Education Institution State/Province

NY

Foreign Worker Education Institution Country

UNITED STATES OF AMERICA

Foreign Worker Education Institution Postal Code

14627

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Michelle S Velasco

Preparer Title

Attorney

Preparer Email

mvelasco@kramerlevin.com

Employer Information Declaration Name

Alexandra Mercado

Employer Information Declaration Title

Vice President, U.S. Immigration