Fiscal Year

2024

Case Number

A-23079-15494

Case Status

Certified

Received Date

2023-03-20

Decision Date

2024-04-08

Refile

N

Original File Date

2024-01-01 01:00:47

Previous SWA Case Number State

Schedule A Sheepherder

N

Employer Name

SMBC NIKKO SECURITIES AMERICA, INC.

Employer Name Slug

smbc-nikko-securities-america-inc

Employer Address 1

277 PARK AVENUE

Employer Address 2

Employer City

NEW YORK

Employer City Slug

new-york

Employer State

NEW YORK

Employer State Slug

new-york

Employer Country

UNITED STATES OF AMERICA

Employer Postal Code

10172

Employer Phone

(212) 224-5300

Employer Number of Employees

359

Employer Year Commenced Business

1990

NAICS Code

523110

FW Ownership Interest

N

Employer Contact Name

Alexandra Mercado

Employer Contact Address 1

277 Park Avenue

Employer Contact Address 2

Employer Contact City

New York

Employer Contact State/Province

NEW YORK

Employer Contact Country

UNITED STATES OF AMERICA

Employer Contact Postal Code

10172

Employer Contact Phone

(212) 224-5300

Employer Contact Email

alexandra.mercado@smbcgroup.com

Agent Attorney Name

Linda C Attreed

Agent Attorney Firm Name

Kramer Levin Naftalis Frankel LLP

Agent Attorney Phone

(212) 715-9569

Agent Attorney Address 1

1177 Avenue of the Americas 23rd Floor

Agent Attorney Address 2

Agent Attorney City

New York

Agent Attorney State/Province

NEW YORK

Agent Attorney Country

UNITED STATES OF AMERICA

Agent Attorney Postal Code

10036

Agent Attorney Email

lattreed@kramerlevin.com

PW Track Number

P10022130154036

PW SOC Code

13-2051.00

PW SOC Title

Financial and Investment Analysts

PW Skill Level

Level IV

PW Wage

161429.00

PW Unit of Pay

Year

PW Wage Source

OES

PW Determination Date

2022-12-01

PW Expiration Date

2023-06-30

Wage Offer From

225000.00

Wage Offer To

0.00

Average Salary

225000.00

Wage Unit of Pay

Year

Worksite Address 1

277 Park Avenue

Worksite Address 2

Worksite City

New York

Worksite City Slug

new-york

Worksite State

NEW YORK

Worksite Postal Code

10172

Job Title

VP, Trader, Fixed Income

Job Title Slug

vp-trader-fixed-income

Minimum Education

Bachelor's

Major Field of Study

Finance

Required Training

N

Required Experience

Y

Required Experience Months

60

Accept Alternative Field of Study

Y

Accept Alternative Major Field of Study

Econometrics, Engineering any, or related quantitative field

Accept Alternative Combination

N

Accept Alternative Combination Education

Accept Alternative Combination Education Years

Accept Foreign Education

Y

Accept Alternative Occupation

Y

Accept Alternative Occupation Months

60

Accept Alternative Job Title

associate director or manager in a financial services firm.

Job Opportunity Requirements Normal

N

Foreign Language Required

N

Specific Skills

Bachelors degree in Finance, Econometrics, Engineering any, or related quantitative field, plus five years of experience in the position offered or as associate director or manager in a financial services firm.br br All required experience must have included applying knowledge of global financial markets to process large volumes of data and distill them into actionable research recommendations; applying understanding of statistical analysis, scientific and mathematical methods, and deal trends; performing data analysis, extraction and modeling to retrieve data and convert into information for decisionmaking and analysis; coding in Python, VBA and SQL; developing relationships with external stakeholders in the market to generate business revenue; leading, training and mentoring a team of junior analysts; publishing portfolio positioning and trade ideas; and writing research reports summarizing financial analysis findings, market views, and recommendations. Must have passed Series 7 and Series 63 exams.br br The foreign worker identified in Section J, Shrey Singhal, passed the Series 7 exam on January 9, 2018 and passed the Series 63 exam on January 22, 2018.

Combination Occupation

N

Offered to Applicant Foreign Worker

Y

Foreign Worker Live on Premises

N

Foreign Worker Live in Domestic Service

N

Foreign Worker Live in Domestic Service Count

Professional Occupation

Y

Application for College/University Teacher

N

SWA Job Order Start Date

2022-12-12

SWA Job Order End Date

2023-01-14

Sunday Edition Newspaper

Y

First Newspaper Name

The New York Times

First Advertisement Start Date

2022-12-25

Second Newspaper Ad Name

The New York Times

Second Advertisement Type

Newspaper

Second Ad Start Date

2023-01-01

Employer Website From Date

2024-01-01 01:00:47

Employer Website To Date

2024-01-01 01:00:47

Professional Organization Ad From Date

2024-01-01 01:00:47

Professional Organization Advertisement To Date

2024-01-01 01:00:47

Job Search Website From Date

2022-12-25

Job Search Website To Date

2023-01-08

Employee Referral Program From Date

2022-12-13

Employee Referral Program To Date

2022-12-27

Local Ethnic Paper From Date

2024-01-01 01:00:47

Local Ethnic Paper To Date

2024-01-01 01:00:47

Radio/TV Ad From Date

2022-12-29

Radio/TV Ad To Date

2022-12-29

Employer Received Payment

N

Posted Notice at Worksite

Y

Layoff in Past Six Months

N

Country of Citizenship

INDIA

Foreign Worker Birth Country

INDIA

Class of Admission

H-1B

Foreign Worker Education

Bachelor's

Foreign Worker Information: Major

ELECTRICAL ENGINEERING

Foreign Worker Years of Education Completed

2010

Foreign Worker Institution of Education

MOTILAL NEHRU NATIONAL INSTITUTE OF TECHNOLOGY

Foreign Worker Education Institution Address 1

TELIARGANJ

Foreign Worker Education Institution Address 2

Foreign Worker Education Institution City

PRAYAGRAJ

Foreign Worker Education Institution State/Province

UTTAR PRADESH

Foreign Worker Education Institution Country

INDIA

Foreign Worker Education Institution Postal Code

211004

Foreign Worker Experience with Employer

N

Foreign Worker Employer Pays for Education

N

Foreign Worker Currently Employed

Y

Employer Completed Application

N

Preparer Name

Linda C Attreed

Preparer Title

Attorney

Preparer Email

LAttreed@KRAMERLEVIN.com

Employer Information Declaration Name

Alexandra Mercado

Employer Information Declaration Title

Vice President, U.S. Immigration